HomeMy WebLinkAboutPR 20418: COOPERATIVE AGREEMENT WITH U.S. ENVIRONMENTAL PROTECTION AGENCY, BROWNFIELDS GRANT INTEROFFICE MEMORANDUM
Date: August 20, 2018
To: The Honorable Mayor and City Council
Through: Harvey Robinson, Interim City Manager
From: Ronald Burton, Director of Development Services
RE: PR# 20418
Introduction:
The intent of this Agenda Item is authorizing the execution of a cooperative agreement with the U. S.
Environmental Protection Agency for a Brownfields Grant in the amount of$300,000. The Assessment
Grant does not require matching funds.
Background:
The Port Arthur City Council,per Resolution Number 17-265, authorized filing for$300,000
Brownfields Area-Wide Planning Grant.
The Brownfields grant will focus on assessing several blighted commercial properties in the downtown
area and focus on implementing a redevelopment plan that will lead to business opportunities and job
growth in the City's hardest hit areas by decades of economic decline.
Approximately,eleven(11)Phase I Environmental Site Assessments(ESAs)will be conducted along
with five Phase II ESAs. The results of the ESAs will describe the nature and extent of the
environmental contaminations and provide options for remediation and redevelopment.
Budget Impact:
Brownfields Grant will cover expenses for all budgeted items.
Recommendation:
It is recommended that City Council approve P. R. #20418.
P. R. No. 20418
08/20/2018 ME—Grants Management
RESOLUTION NUMBER
A RESOLUTION AUTHORIZING EXECUTION OF A COOPERATIVE
AGREEMENT WITH THE U. S. ENVIRONMENTAL PROTECTION
AGENCY FOR A $300,000 BROWNFIELDS GRANT — NO MATCH
REQUIRED
WHEREAS, pursuant to Resolution No. 17-265, the City Council authorized filing an
application for a$300,000 Brownsfield Area-Wide Planning Grant; and
WHEREAS, the City of Port Arthur has been awarded a Brownfields Grant in the
amount of$300,000; now, therefore,
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PORT
ARTHUR:
THAT; the City Manager is hereby authorized to execute a cooperative agreement
between the City of Port Arthur and the U. S. Environmental Protection Agency for a
Brownfields Grant, copy of said agreement being attached hereto as Exhibit"A".
THAT a copy of the caption of this Resolution be spread upon the minutes of the City
Council.
READ, ADOPTED AND APPROVED this day of A. D.,
2018 at a Regular meeting of the City Council of the City of Port Arthur Texas by the following
vote:
AYES: MAYOR;
COUNCILMEMBERS:
NOES:
MAYOR
ATTEST:
SHERRI BELLARD
CITY SECRETARY
APPROVED AS TO FORM:
Valk
VAL TI N 1'
CITY ATTO'1 EY
APPROVED FOR ADMINISTRATION:
HARVEY ROBINSON
INTERIM CITY MANAGER
APPROVED FOR AVAILABILITY OF FUNDS:
ANDREW VASQUEZ
DIRECTOR OF FINANCE
S:\grants212018 Brownfields\Resolution to accept grant agreement.docx
EXHIBIT "A"
BF-01F48001 -0 Page 1
GRANT NUMBER(FAIN): 01 F48001
01°11)874%.. U.S. ENVIRONMENTAL MODIFICATION NUMBER: 0 DATE OF AWARD
PROGRAM CODE: BF 08/13/2018
(t47.11 , PROTECTION AGENCY TYPE OF ACTION MAILING DATE
New 08/20/2018
Cooperative Agreement PAYMENT METHOD: ACH#
44 BRo4 66683
RECIPIENT TYPE: Send Payment Request to:
Municipal Las Vegas Finance Center
RECIPIENT: PAYEE:
City of Port Arthur City of Port Arthur
P.O.Box 1089 P.O. Box 1089
Port Arthur,TX 77641-1089 Port Arthur,TX 77641-1089
EIN: 74-6001885
PROJECT MANAGER EPA PROJECT OFFICER _ EPA GRANT SPECIALIST
Ron Burton Denise Williams Lisa Kapsh
P.O.Box 1089 1445 Ross Avenue,Suite 1200,6SF-VB Grant Programs Section,6MD-CG
Port Arthur,TX 77641-1089 Dallas,TX 75202-2733 E-Mail: Kapsh.Lisa@epa.gov
E-Mail: ron.burton@portarthurtx.gov E-Mail: Williams.Denise@epa.gov Phone:214-665-7335
Phone:409-983-8135 Phone:214-665-9749
PROJECT TITLE AND DESCRIPTION
Port Arthur FY18 Brownfields Assessment Grant
This agreement will provide funding for the City of Port Arthur,Texas, to inventory,characterize,assess,and conduct cleanup planning and community
involvement related activities for Brownfield sites in the Downtown Revitalization Target Area.The City anticipates that they will complete 11 Phase I and five
Environmental Site Assessments;and two cleanup plans with this grant. It will allow the City to clear properties with perceived impacts from past land use
practices and manage properties with actual impacts to protect sensitive populations from further exposure to hazardous and petroleum substances.
Brownfields are real property,the expansion,development or reuse of which may be complicated by the presence or potential presence of a hazardous
substance,pollutant,or contaminant.
BUDGET PERIOD PROJECT PERIOD TOTAL BUDGET PERIOD COST TOTAL PROJECT PERIOD COST
06/11/2018 - 09/30/2021 06/11/2018 - 09/30/2021 $300,000.00 $300,000.00
NOTICE OF AWARD
Based on your Application dated 11/15/2017 including all modifications and amendments,the United States acting by and through the US Environmental
Protection Agency(EPA)hereby awards$300,000. EPA agrees to cost-share 100.00%of all approved budget period costs incurred,up to and not exceeding
total federal funding of$300,000. Recipient's signature is not required on this agreement. The recipient demonstrates its commitment to carry out this award
by either:1)drawing down funds within 21 days after the EPA award or amendment mailing date;or 2)not filing a notice of disagreement with the award terms
and conditions within 21 days after the EPA award or amendment mailing date. If the recipient disagrees with the terms and conditions specified in this award,
the authorized representative of the recipient must furnish a notice of disagreement to the EPA Award Official within 21 days after the EPA award or
amendment mailing date. In case of disagreement,and until the disagreement is resolved,the recipient should not draw down on the funds provided by this
award/amendment,and any costs incurred by the recipient are at its own risk. This agreement is subject to applicable EPA regulatory and statutory provisions,
all terms and conditions of this agreement and any attachments.
ISSUING OFFICE(GRANTS MANAGEMENT OFFICE) AWARD APPROVAL OFFICE
ORGANIZATION/ADDRESS ORGANIZATION/ADDRESS
Grant Programs Section,6MD-CG U.S.EPA, Region 6
1445 Ross Avenue,Suite 1200 Superfund Division(6SF)
Dallas,TX 75202-2733 1445 Ross Avenue,Suite 1200,Mail Code:6SF-VB
Dallas,TX 75202-2733
THE UNITED STATES OF AMERICA BY THE U.S.ENVIRONMENTAL PROTECTION AGENCY
Digital signature applied by EPA Award Official Amy Camacho-Chief,Grant Programs Section DATE
08/13/2018
EPA Funding Information BF-01F48001 -0 Page 2
FUNDS FORMER AWARD THIS ACTION AMENDED TOTAL
EPA Amount This Action $ $300,000 $300,000
EPA In-Kind Amount $ $ $ 0
Unexpended Prior Year Balance $ $ $0
Other Federal Funds $ $ $0
Recipient Contribution $ $ $0
State Contribution $ $ $0
Local Contribution $ $ $0
Other Contribution $ $ $0
Allowable Project Cost $0 $300,000 $300,000
Assistance Program(CFDA) Statutory Authority Regulatory Authority
66.818-Brownfields Assessment and Cleanup CERCLA:Sec. 104(k)(2) 2 CFR 200
_Cooperative Agreements Consolidated Appropriations Act of 2018(P.L. 2 CFR 1500 and 40 CFR 33
115-141)
Fiscal
Site Name Req No FY Approp. Budget PRC Object Site/Project Cost Obligation/
Code Organization Class Organization Deobligation
C PORTA 1806BFG014 18 E4 0600AG7 000D79 4114 G600NY00 - 200,000
C PORTA 1806BFG014 18 E4 0600AG7 000D79XBP 4114 G6000R00 - 100,000
300,000
BF-01F48001 -0 Page 3
Budget Summary Page:Brownfields Assessment
Table A-Object Class Category Total Approved Allowable
(Non-construction) Budget Period Cost
1. Personnel SO
2. Fringe Benefits SO
3.Travel $7,000
4. Equipment SO
5. Supplies S3,000
6.Contractual $290,000
7.Construction SO
8.Other SO
9.Total Direct Charges S300,000
10.Indirect Costs: % Base SO
11.Total (Share: Recipient 0.00% Federal 100.00%.) $300,000
12.Total Approved Assistance Amount $300,000
13. Program Income SO
14.Total EPA Amount Awarded This Action $300,000
15.Total EPA Amount Awarded To Date $300,000
BF-01 F48001 -0 Page 4
Administrative Conditions
General Terms and Conditions:
The recipient agrees to comply with the current EPA general terms and conditions available at:
https://www.epa.aov/grants/epa-aeneral-terms-and-conditions-effective-october-2-2017-or-later. These
terms and conditions are in addition to the assurances and certifications made as a part of the award and
the terms, conditions, or restrictions cited throughout the award.
The EPA repository for the general terms and conditions by year can be found at
http://www.epa.gov/arants/grant-terms-and-conditions.
A. UTILIZATION OF SMALL, MINORITY AND WOMEN'S BUSINESS ENTERPRISES
GENERAL COMPLIANCE, 40 CFR, Part 33
The recipient agrees to comply with the requirements of EPA's Disadvantaged Business Enterprise (DBE)
Program for procurement activities under assistance agreements, contained in 40 CFR, Part 33.
MBE/WBE REPORTING,40 CFR, Part 33, Subpart E
The recipient agrees to complete and submit a"MBE/WBE Utilization Under Federal Grants and
Cooperative Agreements" report (EPA Form 5700-52A) on an annual basis. The current EPA Form
5700-52A can be found at the EPA Office of Small and Disadvantaged Business Utilization's Home Page
at https://www.epa.aov/resources-small-businesses
MBE/WBE reporting is required in annual reports. Reporting is required for assistance agreements where
there are funds budgeted for procuring construction, equipment, services and supplies, including funds
budgeted for direct procurement by the recipient or procurement under subawards or loans in the "Other"
category with a cumulative total that exceed the threshold amount of$150,000, including amendments
and/or modifications. The recipient must make reporting a requirement of all sub-awards/loans. All
procurement actions are reportable, not just that portion which exceeds$150,000.
When completing the annual report, recipients are instructed to check the box titled "annual" in section 1B
of the form. For the final report, recipients are instructed to check the box titled "annual" and the box
indicated for the"last report"of the project in section 1B of the form. Annual reports are due by October
30th of each year. Final reports are due by October 30th or 90 days after the end of the project period,
whichever comes first.
The reporting requirement is based on total procurements. Recipients with expended and/or budgeted
funds for procurement are required to report annually whether the planned procurements take place
during the reporting period or not. If no budgeted procurements take place during the reporting period, the
recipient should check the box in section 5B when completing the form.
Based on EPA's review of the planned budget,this award meets the conditions above and is
subject to the Disadvantaged Business Enterprise(DBE) Program reporting requirements.
However, if the recipient believes this award does not meet these conditions, it must provide a justification
and budget detail within 21 days of the award date clearly demonstrating that, based on the planned
budget, this award is not subject to the DBE reporting requirements to the Regional or Headquarters point
of contact defined in the correspondence condition, if applicable.
This provision represents an approved deviation from the MBE/WBE reporting requirements as described
in 40 CFR, Part 33, Section 33.502; however,the other requirements outlined in 40 CFR Part 33 remain in
effect, including the Good Faith Effort requirements as described in 40 CFR Part 33 Subpart C, and Fair
Share Objectives negotiation as described in 40 CFR Part 33 Subpart D and explained below.
FAIR SHARE OBJECTIVES, 40 CFR, Part 33,Subpart D
A recipient must negotiate with the appropriate EPA award official, or his/her designee, fair share
objectives for MBE and WBE participation in procurement under the financial assistance agreements.
In accordance with 40 CFR, Section 33.411 some recipients may be exempt from the fair share objectives
requirements as described in 40 CFR, Part 33, Subpart D. Recipients should work with their DBE
coordinator, if they think their organization may qualify for an exemption.
Accepting the Fair Share Objectives/Goals of Another Recipient
The dollar amount of this assistance agreement, or the total dollar amount of all of the recipient's financial
assistance agreements in the current federal fiscal year from EPA is $250,000, or more. The recipient
accepts the applicable MBE/WBE fair share objectives/goals negotiated with EPA by the Texas
Commission on Environmental Quality as follows:
MBE: CONSTRUCTION 7.34%; SUPPLIES 19.37%; SERVICES 12.98%; EQUIPMENT 19.57%
WBE: CONSTRUCTION 10.60%; SUPPLIES 14.15%; SERVICES 23.70%; EQUIPMENT 19.64%
By signing this financial assistance agreement, the recipient is accepting the fair share objectives/goals
stated above and attests to the fact that it is purchasing the same or similar construction, supplies,
services and equipment, in the same or similar relevant geographic buying market as Texas Commission
on Environmental Quality .
Negotiating Fair Share Objectives/Goals,40 CFR, Section 33.404
The recipient has the option to negotiate its own MBE/WBE fair share objectives/goals. If the recipient
wishes to negotiate its own MBE/WBE fair share objectives/goals, the recipient agrees to submit proposed
MBE/WBE objectives/goals based on an availability analysis, or disparity study, of qualified MBEs and
WBEs in their relevant geographic buying market for construction, services, supplies and equipment.
The submission of proposed fair share goals with the supporting analysis or disparity study means that the
recipient is not accepting the fair share objectives/goals of another recipient. The recipient agrees to
submit proposed fair share objectives/goals, together with the supporting availability analysis or disparity
study, to the Regional MBE/WBE Coordinator within 120 days of its acceptance of the financial assistance
award. EPA will respond to the proposed fair share objective/goals within 30 days of receiving the
submission. If proposed fair share objective/goals are not received within the 120 day time frame, the
recipient may not expend its EPA funds for procurements until the proposed fair share objective/goals are
submitted.
SIX GOOD FAITH EFFORTS,40 CFR, Part 33,Subpart C
Pursuant to 40 CFR, Section 33.301,the recipient agrees to make the following good faith efforts
whenever procuring construction, equipment, services and supplies under an EPA financial assistance
agreement, and to require that sub-recipients, loan recipients, and prime contractors also comply.
Records documenting compliance with the six good faith efforts shall be retained:
(a) Ensure DBEs are made aware of contracting opportunities to the fullest extent practicable
through outreach and recruitment activities. For Indian Tribal, State and Local and Government
recipients, this will include placing DBEs on solicitation lists and soliciting them whenever they are
potential sources.
(b) Make information on forthcoming opportunities available to DBEs and arrange time frames for
contracts and establish delivery schedules, where the requirements permit, in a way that
encourages and facilitates participation by DBEs in the competitive process. This includes,
whenever possible, posting solicitations for bids or proposals for a minimum of 30 calendar days
before the bid or proposal closing date.
(c) Consider in the contracting process whether firms competing for large contracts could
subcontract with DBEs. For Indian Tribal, State and local Government recipients,this will include
dividing total requirements when economically feasible into smaller tasks or quantities to permit
maximum participation by DBEs in the competitive process.
(d) Encourage contracting with a consortium of DBEs when a contract is too large for one of these
firms to handle individually.
(e) Use the services and assistance of the SBA and the Minority Business Development Agency
of the Department of Commerce.
(f) If the prime contractor awards subcontracts, require the prime contractor to take the steps in
paragraphs (a) through (e) of this section.
CONTRACT ADMINISTRATION PROVISIONS,40 CFR, Section 33.302
The recipient agrees to comply with the contract administration provisions of 40 CFR, Section 33.302.
BIDDERS LIST, 40 CFR, Section 33.501(b)and (c)
Recipients of a Continuing Environmental Program Grant or other annual reporting grant, agree to create
and maintain a bidders list. Recipients of an EPA financial assistance agreement to capitalize a revolving
loan fund also agree to require entities receiving identified loans to create and maintain a bidders list if the
recipient of the loan is subject to, or chooses to follow, competitive bidding requirements. Please see 40
CFR, Section 33.501 (b) and (c)for specific requirements and exemptions.
B. ADVANCE METHOD OF PAYMENT
Pursuant to 2 CFR 200.305, the recipient is authorized to receive advance payments under this
agreement, provided that the recipient takes action to minimize the time elapsing between the transfer of
funds from EPA and the disbursement of those funds.
C. INTERIM FEDERAL FINANCIAL REPORT AND CLOSE-OUT INSTRUCTIONS
1. Interim Federal Financial Reports (FFRs)
Pursuant to 2 CFR 200.327, EPA recipients shall submit an interim annual Federal Financial Report
(SF-425) to EPA no later than 90 calendar days following the anniversary of the start date of the
agreement. The FFR must be emailed to LVFC-grants@epa.aov. A courtesy copy of the interim FFR can
be submitted to the local Grants Office via email to: R6_EPA Grants_Programs@epa.gov. All email
attachments must be sent in pdf format. Documents emailed to us in any other format will not be
accepted.
EPA may take enforcement actions in accordance with 2 CFR 200.338 if the recipient does not comply
with this term and condition.
2. Closeout
The Administrative Closeout Phase for this grant will be initiated with the submission of a"final" FFR, in
accordance with 2 CFR 200.343. At that time, the recipient must submit the following forms/reports to the
EPA Region 2 Grants and Audit Management Branch, if applicable:
- Federally Owned Property Report
- An Inventory of all Property Acquired with federal funds
- Contractor's or Grantee's Invention Disclosure Report (EPA Form 3340-3)
D. EXTENSION OF PROJECT/BUDGET PERIOD EXPIRATION DATE
EPA has not exercised the waiver option to allow automatic one-time extensions for non-research grants
under 2 CFR 200.308 (d)(2). Therefore, if a no cost time extension is necessary to extend the period of
availability of funds the recipient must submit a written request to the EPA prior to the budget/project
period expiration dates. The written request must include: a written justification describing the need for
additional time, an estimated date of completion, and a revised schedule for project completion including
updated milestone target dates for the approved workplan activities. In addition, if there are overdue
reports required by the administrative and programmatic terms and conditions of this assistance
agreement, the recipient must ensure that they are submitted along with or prior to submitting the no cost
time extension request.
The extension request must be submitted to the local Grants Office via email to:
R6 EPA Grants Proarams@eoa.aov. An interim FFR (SF-425) covering all expenditures and obligations
to date, must be emailed to the Las Vegas Finance Office at LVFC-Grants@epa.gov or sent to the
following address:
US EPA, Las Vegas Finance Center
4220 S. Maryland Pkwy, Bld C, Rm 503
Las Vegas, NV 89119
To expedite processing of your request, please submit a courtesy copy of the interim FFR to the local
Grants Office along with your written extension request. All email attachments must be sent in pdf format.
Documents emailed to us in any other format will not be accepted.
Programmatic Conditions
City of Port Arthur,Texas--FY18 Assessment Cooperative Agreement Terms and Conditions
Please note that these Terms and Conditions (T&Cs) apply to Brownfields Assessment Cooperative
Agreements awarded under the Comprehensive Environmental Response, Compensation, and Liability
Act (CERCLA) § 104(k).
I. GENERAL FEDERAL REQUIREMENTS
NOTE: For the purposes of these Terms and Conditions,the term "assessment" includes eligible
activities under the Comprehensive Environmental Response, Compensation,and Liability Act
(CERCLA) § 104(k)(2)(A)(i)such as activities involving the inventory, characterization, assessment,
and planning relating to brownfields sites as described in the EPA-approved workplan.
A. Federal Policy and Guidance
1. Cooperative Agreement Recipients: By awarding this cooperative agreement, the Environmental
Protection Agency(EPA) has approved the proposal for the Cooperative Agreement Recipient (CAR)
submitted in the Fiscal Year 2018 competition for Brownfields assessment cooperative agreements.
By awarding this cooperative agreement, EPA has conditionally approved the proposal for the
Cooperative Agreement Recipient(CAR) submitted in the Fiscal Year 2018 competition for
Brownfields Assessment cooperative agreements. The CAR may not begin work or expend ("draw
down") funds to carry out this agreement until EPA's Award Official or Grants Management Officer
approves the workplan.
2. In implementing this agreement,the CAR shall ensure that work done with cooperative agreement
funds complies with the requirements of CERCLA§ 104(k). The CAR shall also ensure that
assessment activities supported with cooperative agreement funding comply with all applicable federal
and state laws and regulations.
3. A term and condition or other legally binding provision shall be included in all agreements entered into
with the funds awarded under this agreement, or when funds awarded under this agreement are used
in combination with non-federal sources of funds,to ensure that the CAR complies with all applicable
federal and state laws and requirements. In addition to CERCLA§ 104(k), federal applicable laws and
requirements include 2 CFR Part 200.
4. The CAR must comply with federal cross-cutting requirements. These requirements include, but are
not limited to, DBE requirements found at 40 CFR Part 33; OSHA Worker Health &Safety Standard
29 CFR § 1910.120; Uniform Relocation Act (40 USC § 61); National Historic Preservation Act(16
USC §470); Endangered Species Act (P.L. 93-205); Permits required by Section 404 of the Clean
Water Act; Executive Order 11246, Equal Employment Opportunity, and implementing regulations at
41 CFR§60-4; Contract Work Hours and Safety Standards Act, as amended (40 USC §§327-333);
the Anti-Kickback Act(40 USC §276c);and Section 504 of the Rehabilitation Act of 1973 as
implemented by Executive Orders 11914 and 11250.
5. The CAR must comply with Davis-Bacon Act prevailing wage requirements and associated U.S.
Department of Labor(DOL) regulations for all construction, alteration, and repair contracts and
subcontracts awarded with funds provided under this agreement by operation of CERCLA§ 104(g).
Activities conducted under assessment cooperative agreements generally do not involve construction,
alteration, and repair within the meaning of the Davis-Bacon Act. However, the recipient must contact
the EPA Project Officer if there are unique circumstances (e.g., removal of an underground storage
tank or another structure and restoration of the site) which indicate that the Davis-Bacon Act applies to
an activity the CAR intends to carry out with funds provided under this agreement. EPA will provide
guidance on Davis-Bacon Act compliance, if necessary.
II. SITE ELIGIBILITY REQUIREMENTS
A. Eligible Brownfield Site Determinations
1. The CAR must provide information to EPA about site-specific work prior to incurring any costs under
this cooperative agreement for sites that have not already been pre-approved in the CAR's workplan
by EPA. The information that must be provided includes whether or not the site meets the definition of
a brownfields site as defined in § 101(39) of CERCLA, and whether the CAR is the potentially
responsible party under CERCLA§ 107 and/or has defenses to liability.
2. If the site is excluded from the general definition of a brownfields, but is eligible for a property-specific
funding determination, then the CAR may request a property-specific funding determination. In its
request, the CAR must provide information sufficient for EPA to make a property-specific funding
determination on how financial assistance will protect human health and the environment, and either
promote economic development or enable the creation of, preservation of, or addition to parks,
greenways, undeveloped property, other recreational property, or other property used for nonprofit
purposes. The CAR must not incur costs for assessing sites requiring a property-specific funding
determination by EPA until the EPA Project Officer has advised the CAR that EPA has determined
that the property is eligible.
3. Brownfields Sites Contaminated with Petroleum
a. For any petroleum-contaminated brownfields site that is not included in the CAR's
EPA-approved workplan, the CAR shall provide sufficient documentation to EPA prior to
incurring costs under this cooperative agreement which documents that:
i. the State determines there is "no viable responsible party"for the site;
ii. the State determines that the person assessing or investigating the site is a person who
is not potentially liable for cleaning up the site; and
iii.the site is not subject to any order issued under Section 9003(h) of the Solid Waste
Disposal Act.
This documentation must be prepared by the CAR or the State, following contact and
discussion with the appropriate state petroleum program official. Please contact the EPA
Project Officer for additional information.
b. Documentation must include:
i. the identity of the State program official contacted;
ii.the State official's telephone number;
iii. the date of the contact; and
iv. a summary of the discussion relating to the State's determination that there is no viable
responsible party and that the person assessing or investigating the site is not
potentially liable for cleaning up the site.
Other documentation provided by a State to the recipient relevant to any of the determinations
by the State must also be provided to the EPA Project Officer.
c. If the State chooses not to make the determinations described in Section II.A.3. above, the
CAR must contact the EPA Project Officer and provide the necessary information for EPA to
make the requisite determinations.
d. EPA will make all determinations on the eligibility of petroleum-contaminated brownfields sites
located on tribal lands (i.e., reservation lands or lands otherwise in Indian country, as defined
at 18 U.S.C. § 1151). Before incurring costs for these sites, the CAR must contact the EPA
Project Officer and provide the necessary information for EPA to make the determinations
described in Section II.A.3.b. above.
III.GENERAL COOPERATIVE AGREEMENT
ADMINISTRATIVE REQUIREMENTS
A. Terms of the Agreement
1. If after 18 months from the date of award, EPA determines that the CAR has not made sufficient
progress in implementing its cooperative agreement,the CAR must implement a corrective action
plan concurred on by the EPA Project Officer and approved by the Award Official or Grants
Management Officer. Alternatively, EPA may terminate this agreement under 2 CFR§200.339 for
material non-compliance with its terms, or with the consent of the CAR as provided at 2 CFR §
200.339, depending on the circumstances. Sufficient progress is indicated when 35%of funds have
been drawn down and obligated to eligible activities. For assessment coalition cooperative
agreements, sufficient progress is demonstrated when a solicitation for services has been released,
sites are prioritized or an inventory has been initiated (if necessary), community involvement activities
have been initiated and a Memorandum of Agreement is in place, or other documented activities that
demonstrate to EPA's satisfaction that the CAR will successfully perform the cooperative agreement.
B. Substantial Involvement
1. EPA may be substantially involved in overseeing and monitoring this cooperative agreement.
a. Substantial involvement by EPA generally includes administrative activities by the EPA
Project Officer such as monitoring, reviewing project phases, and approving substantive
terms included in professional services contracts. EPA will not direct or recommend that the
CAR enter into a contract with a particular entity.
b. Substantial EPA involvement includes brownfields property-specific funding determinations
described in Section II.A.2. If the CAR awards a subaward for site assessment, the CAR
must obtain technical assistance from EPA on which sites qualify as a brownfields site and
determine whether the statutory prohibition found in CERCLA§ 104(k)(5)(B)(i)(IV) applies.
This prohibition does not allow the subrecipient to use EPA cooperative agreement funds to
assess a site for which the subrecipient is potentially liable under§ 107 of CERCLA. (See
Section III.C.2.for more information on subawards.)
c. Substantial EPA involvement may include reviewing financial and program performance
reports, monitoring all reporting, record-keeping, and other program requirements.
d. EPA may waive any of the provisions in Section 111.13.1. with the exception of
property-specific funding determinations, at its own initiative or upon request by the CAR.
EPA will provide waivers in writing.
2. Effects of EPA's substantial involvement include:
a. EPA's review of any project phase, document, or cost incurred under this cooperative
agreement will not have any effect upon CERCLA§ 128 Eligible Response Site
determinations or rights, authorities, and actions under CERCLA or any federal statute.
b. The CAR remains responsible for ensuring that all assessments are protective of human
health and the environment and comply with all applicable federal and state laws.
c. The CAR and its subrecipients remain responsible for ensuring costs are allowable under 2
CFR Part 200, Subpart E.
C. Cooperative Agreement Recipient Roles and Responsibilities
1. The CAR must acquire the services of a Qualified Environmental Professional(s) as defined in 40 CFR
§312.10 to coordinate, direct, and oversee the brownfields site assessment activities at a particular
site, if it does not have such a professional on staff.
2. The CAR is responsible for ensuring that EPA's Brownfields assessment funding received under this
cooperative agreement, or in combination with any other previously awarded Brownfields Assessment
cooperative agreements does not exceed the$200,000 funding limitation for an individual brownfields
site. Waiver of this funding limit for a brownfields site must be approved by EPA prior to the
expenditure of funding exceeding$200,000. In no case may EPA funding exceed $350,000 on a site
receiving a waiver.
3. CARs expending funding from a community-wide assessment cooperative agreement must include this
amount in any total funding expended on the site.
4. Cybersecurity—The recipient agrees that when collecting and managing environmental data under
this cooperative agreement, it will protect the data by following all applicable State or Tribal Law
cybersecurity requirements.
a. EPA must ensure that any connections between the recipient's network or information system
and EPA networks used by the recipient to transfer data under this agreement are secure. For
purposes of this Section, a connection is defined as a dedicated persistent interface between
an Agency IT system and an external IT system for the purpose of transferring information.
Transitory, user-controlled connections such as website browsing are excluded from this
definition.
If the recipient's connections as defined above do not go through the Environmental
Information Exchange Network or EPA's Central Data Exchange, the recipient agrees to
contact the EPA Project Officer(PO) no later than 90 days after the date of this award and
work with the designated Regional/Headquarters Information Security Officer to ensure that
the connections meet EPA security requirements, including entering into Interconnection
Service Agreements as appropriate. This condition does not apply to manual entry of data by
the recipient into systems operated and used by EPA's regulatory programs for the
submission of reporting and/or compliance data.
b. The recipient agrees that any subawards it makes under this agreement will require the
subrecipient to comply with the requirements in Section III.C.5.a. above if the subrecipient's
network or information system is connected to EPA networks to transfer data to the Agency
using systems other than the Environmental Information Exchange Network or EPA's Central
Data Exchange. The recipient will be in compliance with this condition: by including this
requirement in subaward agreements; and during subrecipient monitoring deemed necessary
by the recipient under 2 CFR§ 200.331(d), by inquiring whether the subrecipient has
contacted the EPA Project Officer. Nothing in this condition requires the recipient to contact
the EPA Project Officer on behalf of a subrecipient or to be involved in the negotiation of an
Interconnection Service Agreement between the subrecipient and EPA.
D. Quarterly Progress Reports
1. In accordance with EPA regulations 2 CFR Parts 200 and 1500 (specifically, § 200.328, Monitoring
and Reporting Program Performance ),the CAR agrees to submit quarterly progress reports to the
EPA Project Officer within 30 days after each reporting period. The reporting periods are October 1 —
December 31 (1s'quarter);January 1 —March 31 (2od quarter);April 1 —June 30 (3r0 quarter); and July
1 —September 30 (4w quarter).
These reports shall cover work status,work progress, difficulties encountered, preliminary data results
and a statement of activity anticipated during the subsequent reporting period, including a description
of equipment,techniques, and materials to be used or evaluated. A discussion of expenditures and
financial status for each workplan task, along with a comparison of the percentage of the project
completed to the project schedule and an explanation of significant discrepancies shall be included in
the report. The report shall also include any changes of key personnel concerned with the project.
2. The CAR must submit progress reports on a quarterly basis to the EPA Project Officer. Quarterly
progress reports must include:
a. A summary that clearly differentiates between activities completed with EPA funds provided
under the Brownfields Assessment cooperative agreement and related activities completed
with other sources of leveraged funding.
b. A summary and status of approved activities performed during the reporting quarter; a
summary of the performance outputs/outcomes achieved during the reporting quarter; and a
description of problems encountered during the reporting quarter that may affect the project
schedule.
c. A comparison of actual accomplishments to the anticipated outputs/outcomes specified in the
EPA-approved workplan and reasons why anticipated outputs/outcomes were not met.
d. An update on project schedules and milestones, including an explanation of any
discrepancies from the EPA-approved workplan.
e. A list of the properties where assessment activities were performed and/or completed during
the reporting quarter.
f. A budget recap summary table with the following information:current approved project
budget; EPA funds drawn down during the reporting quarter; costs drawn down to date
(cumulative expenditures);program income generated and used (if applicable); and total
remaining funds. The CAR should include an explanation of any discrepancies in the budget
from the EPA-approved workplan, of cost overruns or high unit costs, and other pertinent
information.
Note: Each property where assessment activities were performed and/or completed must have its
corresponding information updated in ACRES (or via the Property Profile Form with prior approval
from the EPA Project Officer) prior to submitting the quarterly progress report (see Section III.E.
below).
3. The CAR must maintain records that will enable it to report to EPA on the amount of funds disbursed
by the CAR to assess specific properties under this cooperative agreement.
4. In accordance with 2 CFR §200.328(d)(1), the CAR agrees to inform EPA as soon as problems,
delays, or adverse conditions become known which will materially impair the ability to meet the
outputs/outcomes specified in the EPA-approved workplan.
E. Property Profile Submission
1. The CAR must report on interim progress (i.e., assessment started) and any final accomplishments
(i.e., assessment completed, clean up required, contaminants, institutional controls, engineering
controls) by completing and submitting relevant portions of the Property Profile Form using the
Assessment, Cleanup and Redevelopment Exchange System (ACRES). The CAR must enter the
data in ACRES as soon as the interim action or final accomplishment has occurred, or within 30 days
after the end of each reporting quarter. The CAR must enter any new data into ACRES prior to
submitting the quarterly progress report to the EPA Project Officer. EPA will provide the CAR with
training prior to obtaining access to ACRES. The training is required to obtain access to ACRES. The
CAR must utilize the ACRES system unless approval is obtained from the EPA Project Officer to
utilize and the Property Profile Form.
F. Final Technical Cooperative Agreement Report with Environmental Results
1. In accordance with EPA regulations 2 CFR Parts 200 and 1500 (specifically, § 200.328, Monitoring
and Reporting Program Performance ), the CAR agrees to submit to the EPA Project Officer within 90
days after the expiration or termination of the approved project period a final technical report on the
cooperative agreement and at least one reproducible copy suitable for printing. The final technical
report shall document project activities over the entire project period and shall include brief information
on each of the following areas:
a. a comparison of actual accomplishments with the anticipated outputs/outcomes specified in
the EPA-approved workplan;
b. reasons why anticipated outputs/outcomes were not met; and
c. other pertinent information, including when appropriate, analysis and explanation of cost
overruns or high unit costs.
G. Conflict of Interest
1. Recipients are subject to EPA's Financial Assistance Conflict of Interest Policy when making and
managing subawards.
2. Recipient employees, officials, contractors (including consultants), or other individual associated with
the CAR will neither solicit nor accept gratuities, favors, or anything of monetary value from
subrecipients. Recipients may set minimum rules where the financial interest is not substantial or the
gift is an unsolicited item of nominal intrinsic value. To the extent permitted by State or local law or
regulations, such standards of conduct will provide for penalties, sanctions, or other disciplinary
actions for violations of such standards by affected parties.
IV. FINANCIAL ADMINISTRATION REQUIREMENTS
A. Eligible Uses of the Funds for the Cooperative Agreement Recipient
1. To the extent allowable under the EPA-approved workplan, cooperative agreement funds may be used
for eligible programmatic expenses to inventory, characterize, assess, and conduct planning and
outreach. Eligible programmatic expenses include activities described in Section V. of these Terms
and Conditions. In addition, eligible programmatic expenses may include:
a. Determining whether assessment activities at a particular site are authorized by CERCLA§
104(k).
b. Ensuring that an assessment complies with applicable requirements under federal and state
laws, as required by CERCLA§ 104(k).
c. Using a portion of the cooperative agreement funds to purchase environmental insurance for
the characterization or assessment of the site. Funds may not be used to purchase insurance
intended to provide coverage for any of the ineligible uses under Section IV.B.
d. Any other eligible programmatic costs, including direct costs incurred by the recipient in
reporting to EPA;procuring and managing contracts; awarding, monitoring, and managing
subawards to the extent required to comply with 2 CFR §200.331 and the "Establishing and
Managing Subawards" General Term and Condition; and carrying out community involvement
pertaining to the assessment activities.
2. Local Governments Only. No more than 10%of the funds awarded by this agreement may be used
by the CAR itself as a programmatic cost for Brownfields Program development and implementation
(including monitoring of health and institutional controls). The CAR must maintain records on funds
that will be used to carry out this task to ensure compliance with this requirement.
3. Under CERCLA§ 104(k)(5)(B), CARs and subrecipients may use up to 5%of the amount of federal
funding for this cooperative agreement for administrative costs, including indirect costs under 2 CFR §
200.414. The limit on administrative costs for this agreement is$15,000. The total amount of indirect
costs and any direct costs for cooperative agreement administration by the CAR or subaward
administration by subrecipients paid for by EPA under the cooperative agreement may not exceed this
amount. As required by 2 CFR §200.403(d), the CAR and subrecipients must classify administrative
costs as direct or indirect consistently and may not classify the same types of cost in both categories.
Eligible cooperative agreement and subaward administrative costs subject to the 5%
limitation include direct costs for:
a. Costs incurred to comply with the following provisions of the Uniform Administrative
Requirements for Cost Principles and Audit Requirements for Federal Awards at 2 CFR
Parts 200 and 1500 other than those identified as programmatic.
i. Record-keeping associated with equipment purchases required under 2 CFR §
200.313;
ii. Preparing revisions and changes in the budgets, scopes of work, program plans and
other activities required under 2 CFR §200.308;
iii. Maintaining and operating financial management systems required under 2 CFR §
200.302;
iv. Preparing payment requests and handling payments under 2 CFR §200.305;
v.Financial reporting under 2 CFR § 200.327.
vi. Non-federal audits required under 2 CFR Part 200, Subpart F; and
vii. Closeout under 2 CFR §200.343 with the exception of preparing the recipient's final
performance report. Costs for preparing this report are programmatic and are not
subject to the 5%limitation on direct administrative costs.
b. Pre-award costs for preparation of the proposal and application for this cooperative
agreement (including the final workplan) or applications for subawards are not allowable as
direct costs but may be included in the CAR's or subrecipient's indirect cost pool to the extent
authorized by 2 CFR§ 200.460.
B. Ineligible Uses of the Funds for the Cooperative Agreement Recipient
1. Cooperative agreement funds shall not be used by the CAR for any of the following activities:
a. Cleanup activities;
b. Site development activities that are not brownfields site assessment activities (e.g., marketing
of property or construction of a new facility);
c. Job training unrelated to performing a specific assessment at a site covered by the
cooperative agreement;
d. To pay for a penalty or fine;
e. To pay a federal cost-share requirement (e.g., a cost-share required by another federal grant)
unless there is specific statutory authority;
f. To pay for a response cost at a brownfields site for which the CAR or subaward recipient is
potentially liable under CERCLA§ 107;
g. To pay a cost of compliance with any federal law, excluding the cost of compliance with laws
applicable to the assessment; and
h. Unallowable costs (e.g., lobbying and purchases of alcoholic beverages) under 2 CFR Part
200, Subpart E.
2. Cooperative agreement funds may not be used for any of the following properties:
a. Facilities listed, or proposed for listing, on the National Priorities List (NPL);
b. Facilities subject to unilateral administrative orders, court orders, and administrative orders on
consent or judicial consent decree issued to or entered by parties under CERCLA;
c. Facilities that are subject to the jurisdiction, custody or control of the United States
government except for land held in trust by the United States government for an Indian tribe;
or
d. A site excluded from the definition of a brownfield site for which EPA has not made a
property-specific funding determination.
C. Interest-Bearing Accounts and Program Income
1. In accordance with 2 CFR § 1500.7(b), during the performance period of the cooperative agreement,
the CAR is authorized to add program income to the funds awarded by EPA and use the program
income under the same terms and conditions of this agreement. Program income for the assessment
CAR shall be defined as the gross income received by the recipient, directly generated by the
cooperative agreement award or earned during the period of the award. Program income includes, but
is not limited to, fees charged for conducting assessment, site characterizations, cleanup planning, or
other activities when the costs for the activity is charged to this agreement.
2. The CAR must deposit advances of cooperative agreement funds and program income (i.e., fees) in
an interest-bearing account.
a. For interest earned on advances, CARs are subject to the provisions of 2 CFR
200.305(b)(7)(ii) relating to remitting interest on advances to EPA on a quarterly basis.
b. Any program income earned by the CAR will be added to the funds EPA has committed to this
agreement and used only for eligible and allowable costs under the agreement as provided in
2 CFR § 200.307 and 2 CFR § 1500.7, as applicable.
c. Interest earned on program income is considered additional program income.
d. The CAR must disburse program income (including interest earned on program income)
before requesting additional payments from EPA as required by 2 CFR §200.305(b)(5).
3. As required by 2 CFR§ 200.302,the CAR must maintain accounting records documenting the receipt
and disbursement of program income.
D. Leveraging:
The recipient agrees to provide the proposed leveraged funding, including any voluntary cost-share
contribution,that is described in its proposal dated October 13,2017.If the proposed leveraging does
not materialize during the period of award performance, and the recipient does not provide a
satisfactory explanation, the Agency may consider this factor in evaluating future proposals from the
recipient. In addition, if the proposed leveraging does not materialize during the period of award
performance then EPA may reconsider the legitimacy of the award; if EPA determines that the
recipient knowingly or recklessly provided inaccurate information regarding the leveraged funding the
recipient described in its proposal dated October 13,2017. EPA may take action as authorized by 40
CFR Parts 30 or 31 and/or 2 CFR Part 180 as applicable.
V. ASSESSMENT REQUIREMENTS
A. Authorized Assessment Activities
1. Prior to conducting or engaging in any on-site activity with the potential to impact historic properties
(such as invasive sampling), the CAR shall consult with the EPA Project Officer regarding potential
applicability of the National Historic Preservation Act(NHPA) (16 USC§470) and, if applicable, shall
assist EPA in complying with any requirements of the NHPA and implementing regulations.
B. Quality Assurance (QA) Requirements
1. When environmental data are collected as part of the brownfields assessment,the CAR shall comply
with 2 CFR § 1500.11 requirements to develop and implement quality assurance practices sufficient to
produce data adequate to meet project objectives and to minimize data loss. State law may impose
additional QA requirements.
2. Quality Management Plan
Grantees implementing environmental programs that include: 1) direct measurement, sampling or
observation activities, 2) environmental modeling, 3) use of existing data, 4) use of survey results, or
5) calculation of environmental outcomes must prepare and implement a Quality Management Plan
(QMP) in accordance with "EPA Requirements for Quality Management Plans EPA QA/R-2." The
grantee shall submit to EPA an approvable QMP 60 days before the expiration of the current QMP.
If any change significantly impacts the technical and quality objectives of the QMP after EPA approval,
the recipient must notify EPA immediately and request approval for the change prior to
implementation. The recipient will submit an update or revision of the QMP or a certification that the
plan is current, and include a copy of the recipient's new approval pages for the QMP. Any cost
incurred for environmental measurements or data generation incurred prior to approval of the QMP
will be ineligible for reimbursement.
3. Quality Assurance Project Plan
Sixty days prior to the expiration of an approved Quality Assurance Project Plan (QAPP), the recipient
shall submit to EPA,for review and approval, a written QAPP for this grant project. The QAPP shall
comply with the guidelines specified in the documents entitled "Guidance for Quality Assurance
Project Plans, EPA QA/G-5"and "EPA Requirements for Quality Assurance Project Plans for
Environmental Data Operations (EPA QA/R5)."
If any change to the plan significantly impacts the technical and quality objectives of the project after
EPA approval, the recipient must notify EPA immediately and request approval for the change prior to
implementation. The recipient will submit an update or revision of the QAPP or a certification that the
plan is current, and include a copy of the recipient's new approval pages for the QAPP annually. Any
cost incurred for environmental measurements or data generation incurred prior to approval of the
QAPP will be ineligible for reimbursement, if the change significantly impacts the technical and quality
objectives of the project.
4. Competency of Organizations Generating Environmental Measurement Data: In accordance with
Agency Policy Directive Number FEM-2012-02, Policy to Assure the Competency of Organizations
Generating Environmental Measurement Data under Agency-Funded Assistance Agreements, the
CAR agrees, by entering into this agreement, that it has demonstrated competency prior to award, or
alternatively, where a pre-award demonstration of competency is not practicable, the CAR agrees to
demonstrate competency prior to carrying out any activities under the award involving the generation or
use of environmental data. The CAR shall maintain competency for the duration of the project period of
this agreement and this will be documented during the annual reporting process. A copy of the Policy is
available online at htti://www.epa.00v/fem/lab comp.htm or a copy may also be requested by
contacting the EPA Project Officer for this award.
C. Community Outreach
1. The CAR agrees to clearly reference EPA investments in the project during all phases of community
outreach outlined in the EPA-approved workplan which may include the development of any
post-project summary or success materials that highlight achievements to which this project
contributed.
a. If any documents, fact sheets, and/or web materials are developed as part of this cooperative
agreement, then they shall include the following statement: "Though this project has been
funded,wholly or in part, by EPA,the contents of this document do not necessarily
reflect the views and policies of EPA."
b. If a sign is developed as part of a project funded by this cooperative agreement, then the sign
shall include either a statement(e.g., this project has been funded, wholly or in part, by EPA)
and/or EPA's logo acknowledging that EPA is a source of funding for the project. The EPA
logo may be used on project signage when the sign can be placed in a visible location with
direct linkage to site activities. Use of the EPA logo must follow the sign specifications
available at
https://www.epa.aov/grants/epa-logo-seal-soecifications-sionage-produced-epa-assistance-aq
reement-recipients.
2. The CAR agrees to notify the EPA Project Officer of public or media events publicizing the
accomplishment of significant events related to construction and/or site reuse projects as a result of
this agreement, and provide the opportunity for attendance and participation by federal
representatives with at least ten (10) working days' notice.
3. To increase public awareness of projects serving communities where English is not the predominant
language, CARs are encouraged to include in their outreach strategies communication in non-English
languages. Translation costs for this purpose are allowable, provided the costs are reasonable.
D. All Appropriate Inquiry
1. As required by CERCLA§ 104(k)(2)(B)(ii) and CERCLA§ 101(35)(B),the CAR shall ensure that a
Phase I site characterization and assessment carried out under this agreement will be performed in
accordance with EPA's all appropriate inquiries regulation (AAI). The CAR shall utilize the practices in
ASTM standard E1527-13 "Standard Practices for Environmental Site Assessment:Phase I
Environmental Site Assessment Process ,"or EPA's All Appropriate Inquiries Final Rule (40 CFR Part
312). A suggested outline for an AAI final report is provided in "All Appropriate Inquiries Rule:
Reporting Requirements and Suggestions on Report Content", (Publication Number: EPA
560-F-14-003). This does not preclude the use of cooperative agreement funds for additional site
characterization and assessment activities that may be necessary to characterize the environmental
impacts at the site or to comply with applicable state standards.
2. AAI final reports produced with funding from this agreement must comply with 40 CFR Part 312 and
must, at a minimum, include the information below. All AAI reports submitted to EPA Project Officers
as deliverables under this agreement must be accompanied by a completed "All Appropriate
Inquiries:Reporting Requirements Checklist for Assessment Grant Recipients" (Publication Number:
EPA 560-F-17-194) that the EPA Project Officer will provide to the recipient. The checklist is available
to CARs on EPA's website at www.epa.gov/brownfields. The completed checklist must include:
a. An opinion as to whether the inquiry has identified conditions indicative of releases or
threatened releases of hazardous substances, and as applicable, pollutants and
contaminants, petroleum or petroleum products, or controlled substances, on, at, in, or to the
subject property.
b. An identification of "significant" data gaps (as defined in 40 CFR§ 312.10), if any, in the
information collected for the inquiry. Significant data gaps include missing or unattainable
information that affects the ability of the environmental professional to identify conditions
indicative of releases or threatened releases of hazardous substances, and as applicable,
pollutants and contaminants, petroleum or petroleum products, or controlled substances, on,
at, in, or to the subject property. The documentation of significant data gaps must include
information regarding the significance of these data gaps.
c. Qualifications and signature of the environmental professional(s). The environmental
professional must place the following statements in the document and sign the document:
• (l, We]declare that, to the best of jmy, our]professional knowledge and belief,[i, we]
meet the definition of Environmental Professional as defined in§312.10 of this part."
• "[I, We]have the specific qualifications based on education, training, and experience to
assess a property of the nature, history, and setting of the subject property. [i, We]have
developed and performed the all appropriate inquiries in conformance with the standards
and practices set forth in 40 CFR Part 312."
Note: Please use either "I"or"We."
d. In compliance with §312.31(b), the environmental professional must include in the final report
an opinion regarding additional appropriate investigation , if the environmental
professional has such an opinion.
3. EPA may review checklists and AAI final reports for compliance with the AAI regulation documentation
requirements at 40 CFR Part 312 (or comparable requirements for those using ASTM Standard
1527-13). Any deficiencies identified during an EPA review of these documents must be corrected by
the recipient within 30 days of notification. Failure to correct any identified deficiencies may result in
EPA disallowing the costs for the entire AAI report as authorized by 2 CFR §200.338 through 2 CFR §
200.342. If a recipient willfully fails to correct the deficiencies EPA may consider other available
remedies under 2 CFR §200.342.
E. Completion of Assessment Activities
1. The CAR shall properly document the completion of all activities described in the EPA-approved
workplan. This must be done through a final report or letter from a Qualified Environmental
Professional, or other documentation provided by a State or Tribe that shows assessments are
complete.
2. In accordance with 2 CFR § 200.333 the CAR shall maintain records pertaining to the cooperative for
a minimum of three (3) years following submission of the final financial report unless one or more of
the conditions described in the regulation applies.The CAR shall provide access to records relating to
assessments supported with assessment cooperative agreement funds to authorized representatives
of the Federal government as required by 2 CFR § 200.336.
VI. PAYMENT AND CLOSEOUT
For the purposes of these Terms and Conditions, the following definitions apply: "payment" is EPA's
transfer of funds to the CAR; "closeout" refers to the process EPA follows to ensure that all administrative
actions and work required under the cooperative agreement have been completed.
A. Payment Schedule
1. The CAR may request advance payment from EPA pursuant to 2 CFR § 200.305(b)(1) and the prompt
disbursement requirements of the General Terms and Conditions of this agreement.
This requirement does not apply to states which are subject to 2 CFR §200.305(a).
B. Schedule for Closeout
1. Closeout will be conducted in accordance with 2 CFR § 200.343. EPA will close out the award when it
determines that all applicable administrative actions and all required work under the cooperative
agreement have been completed.
2. The CAR, within 90 days after the expiration or termination of the grant, must submit all financial,
performance, and other reports required as a condition of the cooperative agreement 2 CFR Part 200.
a. The CAR must submit the following documentation:
i. The Final Technical Cooperative Agreement Report as described in Section III.F. of
these Terms and Conditions.
ii. Administrative and Financial Reports as described in the Grant-Specific Administrative
Terms and Conditions of this agreement.
b. The CAR must ensure that all appropriate data have been entered into ACRES or all Property
Profile Forms are submitted to the EPA Project Officer.
c. As required by 2 CFR §200.343,the CAR must immediately refund to EPA any balance of
unobligated (unencumbered) advanced cash or accrued program income that is not
authorized to be retained for use on other cooperative agreements.
C. Pre-award Cost
"Pre-award costs In accordance with 2 CFR 1500.8, the grantee may charge pre-award costs (both
Federal and non-Federal matching shares) incurred from
June 11, 2018, to the actual award date provided that such costs were contained in the approved
application and all costs are incurred within the approved budget period."
D. Geospatial Data Standards
All geospatial data created must be consistent with Federal Geographic Data Committee (FGDC) endorsed
standards. Information on these standards may be found at www.fgdc.gov.