HomeMy WebLinkAboutPR 14981: SUPPLEMENTAL ENVIRONMENTAL PROJECT PROGRAMS (SEP)interoffice
MEMORANDUM
To: Mayor, City Council, and City Manager
From: Mark Sokolow, City Attorney `i-yy,,,~~ ~-Z~ {--~~---
Date: November 14, 2008
Subject: P. R. No. 14981; Council Meeting November 18, 2008
Attached is P. R. No. 14981 as it pertains to available SEP
programs.
MTS:ts
Attachment
cc: Carl R. Griffith & Associate:
z.pr14981 memo
P. R. No. 14981
11/18/08 is
RESOLUTION NO.
A RESOLUTION AS IT PERTAINS TO AVAILABLE
SUPPLEMENTAL ENVIRONMENTAL PROJECT (SEP)
PROGRAMS
WHEREAS, the City entered into a Consulting Agreement with
Carl R. Griffith & Associates as'. to assist the City as to the
following:
• Assisting the City in nominat=ing proposed city environmental
projects to the TCEQ so that they can be pre-approved as
available projects that indu:~tries can use as Supplemental
Environmental Projects
• Contacting local industries too ask them to participate in
the pre-approved Supplemental Environmental Projects which
will be mutually beneficial too the industries and to the
City
• Monitoring the projects to make certain that the project is
being completed to the satisj.action of the City,
participating Industries and the Texas Commission on
Environmental Quality
• Assisting the City in its reporting requirements for
Supplemental Environmental Projects program
and
WHEREAS, Carl R. Griffith & Associates provided the pY~oposed
Agreement Concerning Supplemental Environmental Project Funds, as
attached hereto as Exhibit "A"; and
WHEREAS, the City Council deESms it in the public interest to
pre-approve this Agreement so that local industries can participate
z.pr14981
NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF TH:E CITY
OF PORT ARTHUR:
Section 1.
That the fact: and opinions in the preamble
are true and correct.
Section 2. That the City Council pre-approves the
Agreement Concerning Supplemental Environmental Project Funds, in
substantially the same form as attached hereto as Exhibit "A".
Section 3. That a copy of: the caption of this Resolution
be spread upon the Minutes of the Council.
READ, ADOPTED AND APPROVED on this day of
A.D., 2008, at a Meeting of the City Council of
the City of Port Arthur, by the following vote: AYES:
Mayor
NOES:
MAYOR
ATTEST:
TERRI HANKS, ACTING CITY SECRETAR`.t
z.pr14981
APPROVED AS TO FORM:
~ i~~9
CITY ATTORNEY
APPROVED FOR ADMINISTRATION:
CITY ANAGER
z.pr14981
EXH I B I'T "A"
PERFORMING PARTY AGREEMENT NUMBER
CITY OF PORT ARTHUR 2008-0 I I
AGREEMENT CONCERNING
SUPPLEMENTAL ENVIRONMENTAL PROJECT FUNDS
This Agreement Concerning Supplemental Environmental Project Funds (hereinafter "Agreement") is
entered into by and between the Texas Commission on Environmental Quality (hereinafter "TCEQ"), an
agency of the State of Texas, and City of Port Arthur (hereinafter "Performing Party"), a~ political
subdivision of the state of Texas.
General Conditions
1. Contact Information
Each Party hereby designates the following person as its representative for implementing this A€;reement
and for receipt of notice or other information pursuant Ito the Agreement:
Contact Name: John Johnson
Information for Tele hone: 409-722-5100
Performing Facsimile: 409-722-5101
Party: Email: jjohnson carlrgriffith.com
Address: Carl Griffith & As>ociates, Inc.
2901 Turtle Creek Dr.
Port Arthur, TX 77642
Contact Name: Sharon Blue
Information for Tele hone: 512/239-2223
TCEQ: Facsimile: 512/239-3434
Email: sblue tce .state.ta;.us
Address: Mail: Overnight or Courier:
Litigation Division Litigation Division
Attn: SEP Coordinator Attn: SEP Coordinator
Mail Code 175 Mail Code 175
Texas Commissions on Texas Commission on
Environmental Quality Environmental Quality
P.O. Box 13087 12100 Park 35 Circle, Bldg. A
Austin, Texas 7871.1-3087 Austin, Texas 78753
2. Definitions & Clarifications
2.1. "Effective Date" refers to the date this Agreement begins and is the date of the last
signatory below.
2.2. ``Includes" and "including" are terms of enlargement and not of limitation or exclusive
enumeration, and the use of the terms does not create a presumption that components not
expressed are excluded.
2.3. "Party" or "Parties" refers to one or all of the signatories to this Agreement, respectively.
2.4. "SEP" refers to Supplemental Environmental Project.
Z.S. "SEP Funds" means funds that, with the TCEQ approval, are contributed. to Performing
Party by respondents in enforcement actions brought by the TCEQ. The term include-s interest
earned on the original contribution.
2.6. "Project" refers to the project or projects that are approved by the TCEQ as SEPs and
described in the exhibit(s) to this Agreement.
2.7. Computation of Times. When any period is referred to in this Agreement b:y days, it
will be computed to exclude the first and last day of such period. If the last day of any such
period falls on a Saturday or Sunday or on a state or federal holiday, such day will be omitted
from the computation. A calendar day of twenty-four hours measured from midnight to the next
midnight constitutes a day.
3. Exhibits
The following exhibits are attached to this Agreement and incorporated herein by reference:
Exhibit 1, entitled "Port Arthur Alternative Fuel Vehicle and Equipment Program"
Exhibit 2, entitled "Port Arthur Building and Infrastructure Energy Efficiency Upgrades
Program"
4. Approvable SEP
The Parties agree that the Project meets the definition of a SEP pursuant to Texas Water Code;, § 7.067
and the TCEQ guidance on SEPs.
5. SEP Funds
5.1. Maintenance of SEP Funds: Performing Party shall maintain SEP Funds in an interest-
bearing account used exclusively for such funds at a financial institution that is insured by the
Federal Deposit Insurance Corporation (FDIC) and provides regular accounting statements. All
earned interest on SEP Funds must be accounted for and becomes part of the SEP Funds under
this Agreement.
5.2. Use of SEP Funds: For any SEP Funds received, Performing Party shall onlly expend
such funds directly on the Project for expenses that are reasonable, necessary, actual, and
authorized by this Agreement. Performing Party shall ensure that the expenditure of SEP Funds
results in adequate and timely work performed or purchases made in accordance with this
Agreement. Performing Party shall not use any SEP Funds, nor interest from such funds, for
administrative, advertising, or travel expenses associated with the implementation of the Project
without express written approval from the TCEQ.
5.2.1. In addition to the requirements that expenses be reasonable, necessary, actual,
and authorized, TCEQ may also require that expenses for work or a specific ]portion of
the work to be performed under this Agreement be allowable under the appropriate cost
principles specified in the Texas uniform Grant Management Standards (UGMS)
established by the Office of the Governor of Texas under 1 Texas Administrative Code
§§ 5.141-5.167.
5.2.2. Performing Party shall expend SEP Funds for work being performed by or for
Performing Party by Performing ]Party's employees, independent contractors, or
volunteers. Performing Party shall not act as a third-party administrator granting funds or
funding projects for the benefit of other parties without specific written authorization
from TCEQ, in which case Performing; Party shall enter into written agreements with all
such other parties that shall include provisions similar in effect to the provisions in this
Agreement.
5.3. Accounting: Performing Party shall specifically account for the receipt and expenditure
of SEP Funds, including all interest earned on such funds, on the approved TCEQ reporting form..
5.4. Timely Expenditure: Performing Party shall expend SEP Funds within one year of
receiving the contribution. In the TCEQ's sole; discretion, this time period may be extended upon
request from Performing Party. Any request for extension must be on the approved TCEQ form,
include reasonable justification for the extension, and be received thirty (30) days prior to the end
of the required performance period.
5.5. No Guarantee of Funding: Funding under this Agreement is limited to voluntary SEP
contributions through the TCEQ enforcement process. Performing Party understands that there is
no guarantee that it will receive any SEP Funds under this Agreement.
5.6. Refund of SEP Funds: If at any time the TCEQ determines that SEP Funds have been
spent in a manner that is not in accordance with this Agreement, Performing Party shall, on
request from the TCEQ, reimburse such funds to the TCEQ. Additionally, Performing Party, on
request from the TCEQ, shall turn over all remaining SEP Funds to the TCEQ. Return of SEP
Funds will be accompanied by a detailed written accounting connecting the funds to specific
docket numbers in a manner acceptable to the 'TCEQ. These remaining SEP Funds must be in the
form of a check or money order made out to "'Texas Commission on Environmental Quality" and
sent to the designated TCEQ contact address. This obligation survives termination of the
Agreement.
5.7. TCEQ may require that Performing Party submit a proposed budget to TCEQ for review
and approval prior to beginning work or a portion of the work under this Agreement. In the event
that TCEQ requires a budget to be submitted, then Performing Party shall not incur expenses
performing the work or portion of work that is subject to the budget until the budget has been
approved, unless authorized to do so in writing by TCEQ. All subsequent expenditures for the
work or portion of work subject to the budget shall be within the approved budget or shall be paid
for with non-SEP funds.
6. Other Contributions
Nothing in this Agreement is to be construed to prevent Performing Party from accepting funds from
charitable contributors or other sources to the extent permitted by law. However, Performing Party agrees
that it will not request additional contributions from any TCEQ contributor within six months of• receiving
funding from that same contributor through the SEP program.
7. TCEQ Enforcement Actions
This Agreement does not create any rights on behalf Hof Performing Party or contributing respondents in
TCEQ enforcement actions. Performing Party shall have no role in the TCEQ enforcement process other
than to receive approved, voluntary SEP contributions from respondents and perform the Project
according to the terms of this Agreement.
8. Project Performance
Performing Party shall perform the Project in accordance with this Agreement as well as applicable state
and federal laws, rules, and regulations. In so doing, Performing Party shall obtain all necessary permits
and licenses.
9. Term of Agreement
The Agreement begins on the Effective Date and auitomatically renews in one year increments unless
terminated by either Party in accordance with this Agreement.
10. Termination
Upon thirty (30) days prior written notice to the other Party, either Party may terminate this Agreement
with or without cause. Within thirty (30) days of the effective date of the termination, Performing Party
shall make a written accounting to the TCEQ of all SE?P Funds received, expended, and remaining under
this Agreement. This accounting must tie SEP Funds to specific docket numbers and be in a form
acceptable to the TCEQ. With this written accounting, Performing Party shall also return all remaining
SEP Funds to the TCEQ that have not been expended. The return of remaining SEP Funds must: be in the
form of a check or money order made out to "Texas Commission on Environmental Quality" and sent to
the designated TCEQ contact address. These obligations survive termination of the Agreement.
11. Amendments
With the exception of contact information, changes to this Agreement may only be made by written
amendment, signed, and agreed to by all Parties. Changes to Section 1, Contact Information, may be
made by written notice from one Party to all other Parties.
12. Notices and Other Information
12.1. Effective Delivery: All notices and other information will be deemed to be delivered on
the date they are received if they are: 1) hand-delivered, as evidenced by a signed
acknowledgement of receipt; 2) delivered by a nationally recognized courier service, as
evidenced by the confirmation of delivery rendered by the courier service; 3) or mailed through
the U.S. Postal Service by certified or registered mail, return receipt requested, as evidenced by
the acknowledgement of receipt returned to the sender by the postal authorities. Electronic
transfer by facsimile or email is not effective for notice unless acknowledged by the other Party.
12.2. Bankruptcy: In the event that Performing Pariy files a petition for bankruptcy protection,
Performing Party shall provide written notice to the TCEQ within twenty-four (24) hours of such
filing. Notice must be sent to the designated 'TCEQ contact under this Agreement as well as the
TCEQ Bankruptcy Program. Notice to the 'TCEQ Bankruptcy Program must include contact
information and must be sent to: Denise Hubert, TCEQ Bankruptcy Program, P.O. Box 13087,
Mail Code 132, Austin, Texas 78711.
12.3. Notice of Change: Performing Party agrees that all information it provided to the TCEQ
remains correct and that in entering into this Agreement, the TCEQ has materially relied on all
information provided by Performing Party, regardless of whether such information is
incorporated into this Agreement. Performing; Party agrees to give prompt written notice to the
TCEQ if there is any material change in the information.
13. Records and Reporting
13.1. Records: Performing Party shall establish and maintain legible and organized
financial records concerning the SEP Funds for a minimum of three (3) years from the date of
receipt of each contribution. This obligation survives termination of the Agreement.
13.2. Quarterly Reports: Performing Party shall submit quarterly reports to the TCEQ on
the approved TCEQ form. The reports shall contain the following information:
13.2.1. The amount of SEP Funds received during the previous quarter with each
contribution amount, contributor name, and corresponding docket number;
13.2.2. A list of actual expenditures paid with SEP Funds, grouped by th.e Project
the funds were expended on and any necessary accompanying explanation;
13.2.3. The total balance of the SEP Funds with interest separately noted;
13.2.4. Projected expenditures of remaining SEP Funds;
13.2.5. A description of each Project to which SEP Funds were allocated and
progress made to date;
13.2.6. Any additional information Performing Party believes would demonstrate
compliance with this Agreement; and
13.2.7. Any additional information requested by the TCEQ or the approved TCEQ
reporting form.
13.3. Final Reports: Within thirty (30) days after the conclusion of each Project, Performing
Party shall submit a final report on the approved TCEQ reporting form. The report shall contain
the following information:
13.3.1 Detailed information concerning the completed Project;
13.3.2. The amount of SEP Funds applied to the Project with each contribution
amount, contributor name, and corresponding docket number;
13.3.3. A list of actual expenditures on the Project that were paid for with SE1P Funds;
13.3.4. Any remaining SEP Funds dedicated to the subject Project withh interest
separately noted;
13.3.5. Any additional information Performing Party believes would demonstrate
compliance with this Agreement; and
13.3.6. Any additional information requested by the TCEQ or the approved TCEQ
reporting form.
13.4. Additional Reporting: Performing Party agrees to provide additional information
requested by the TCEQ under this Agreement.
14. Access
14.1. Inspection and Audit: Performing Party agrees to allow access by the TCEQ and other
state agencies to all records pertinent to this Agreement, including records concerning receipt and
expenditure of SEP Funds, for the purposes of inspection and audit.
14.2. Access to Project: Performing Party agrees to allow access by the TCEI~ and its
representatives to the site of any work financed in whole or in part by SEP Funds. Perfarming
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Party agrees to require its contractors to provide the same access.
14.3. Survival: These access obligations survive termination of this Agreement
15. Insurance
Unless prohibited by law, Performing Party shall require its contractors and suppliers to obtain and
maintain adequate insurance coverages sufficient to protect the TCEQ and Performing Party from all
claims and liability for injury to persons and for damage to property arising under the Agreement. If
Performing Party is performing work under this Agreement using its own employees and resources, then
(unless Performing Party is a governmental entity or this requirement is waived by TCEQ) Performing
Party shall itself obtain and maintain adequate insurance coverages sufficient to protect the TCEQ and
Performing Party from all claims and liability for injury to persons and for damage to property arising out
of Performing Party's performance of the work.
16. Independent Entity
Performing Party is an independent entity and conducts the work under this Agreement as part of its own
authorized functions. Performing Party agrees that it undertakes performance in accordance with this
Agreement as its own work and does not act in any capacity on behalf of the TCEQ or as a TCEQ-hired
contractor or vendor of goods or services.
17. Acknowledgement of Financial Support
Performing Party shall acknowledge the financial support of the TCEQ SEP program in any publication
involving the use of SEP Funds or whenever work funded in whole or in part by this Agreement is
publicized or reported in news media. All publications or news releases shall contain the following
notation (or its equivalent if approved by the TCEQ):
Prepared with funding from contributions in settlement of an enforcement action
brought by the Texas Commission on Environmental Quality.
18. Publicity
Performing Party shall not publicize the name of contributors of SEP Funds without consent of the
contributor and notice to the TCEQ.
19. Public Information
The Texas Public Information Act (Texas Government Code, Chapter 552) applies to all information
delivered to the TCEQ in the course of performance under this Agreement. The TCEQ assumes no
obligation to make legal arguments in support of any claims pertaining to confidentiality, patents, trade
secrets, or copyright.
20. Severability
If any provision of this Agreement is held to be invalid, illegal, or unenforceable, the remainder of the
Agreement shall be construed to conform to the intent of the Parties.
21. Conflict of Interest
Performing Party shall notify the TCEQ in writing of any actual, apparent, or potential conflict of interest
regarding Performing Party or any related entity or individual performing or having involvement with any
portion of the Project. At the TCEQ's request, any entity with an organization conflict of interest or an
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individual with a personal conflict of interest shall not take part in any way in the performance of the
Project. Performing Party agrees that the TCEQ has sole discretion to determine whether a conflict exists.
22. Governing Law
This Agreement shall be governed by, construed, and interpreted under the laws of the State of Texas, as
well as any applicable federal law.
23. Venue
Performing Party agrees that the Agreement is being performed in Travis County, Texas because this
Agreement has been solicited and is being administered in Travis County, Texas. Performing Party
agrees that any permissible cause of action involving this Agreement arises solely in Travis County. This
provision does not waive the TCEQ's sovereign immunity.
24. Sovereign Immunity
The Parties agree that this Agreement does not waive the State of Texas' sovereign immunity relating to
suit, liability, and the payment of damages.
25. Assignment
No delegation of duties, obligations, or rights under or interests in the Agreement will be binding on the
TCEQ without its express written consent except as restricted by law. No assignment will release or
discharge Performing Party from any duty or responsibility under the Agreement.
26. Survival of Obligations
All representations, warranties, and guarantees made in, required by, or given in accordance with this
Agreement, as well as all continuing obligations ind.'icated in the Agreement, will survive beyond the
termination or completion of the Agreement.
27. Full Integration
This Agreement, including all attachments, merges any prior negotiations and understandings of the
Parties and embodies the entire agreement of the Parties. No other agreements, assurances, conditions,
covenants (express or implied), or other terms of any kind exist between the Parties regarding thf; Project.
28. Counterparts
This Agreement may be signed in any number of counterparts, and as signed, shall constitute one
Agreement binding on all Parties hereto, even though a.ll of the Parties do not sign the same counterpart.
29. Authorized Signatories
The Parties agree that the signatories to this Agreement are authorized to enter into this Agreement on
behalf of the entities indicated below each respective signature. Furthermore, the Parties agree that each
is bound by the terms and conditions of this Agreement after it is signed by each Party.
Exhibit 1
Port Arthur Vehicle and Equipment Program
Project Description: Performing Party shall: 1) retire current diesel powered or gasoline-powered
vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission
vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled
vehicles/equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to
decrease emissions from those sources.
SEP Funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower
emission vehicles/equipment or retrofit of existing vehicles/equipment; 2) the incremental cost of
purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized
in advance and in writing by TCEQ.
Retirement of Vehicles: Any purchases of new vehicles or equipment shall comply with EPA
verified and certified technology guidelines. Performing Party shall ensure that equipment and vehicles
being retired are operational and that vehicles have current registration stickers. The retired vehicles and
equipment must not be resold for any use except scrap value. Performing Party shall submit proof of
registration, decommissioning, and scrappage for all retired vehicles and equipment.
Retrofits and Conversions: Performing Party shall submit proof that all conversions or retrofits
meet current EPA low-emission standards. When purchasing alternative-fueled vehicles or equipment,
Performing Party shall purchase only those types of equipment that use fuels that are available for
purchase within 15 miles of its fleet operation area. Alternative-fueled technologies may include propane
or electric-powered lawn mowers, propane-powered Bight duty vehicles and heavy equipment, propane-
powered generators, and other technologies or alternative fuels as described below. Performing Party may
utilize any of the following fuel technologies if the fuel is available for purchase within 15 miles of its
fleet operation area:
Alternative Fuels: Use of alternatives fuels is limited to this list of fuels which are dlefined as
alternative fuels by the Energy Policy Act of 1992 and are currently, or have been, commercially
available for vehicles.
• Biodiesel (if used in an area not designated as ozone non-attainment or near
non-attainment)
• Electricity
• .Ethanol
• Hydrogen
• Methanol
• Natural Gas
• Propane
Other fuels that are currently under development may be approved for use at the discretion of the TCEQ
staff.
Performing Party certifies that it has no prior budgetary commitment to do this project and that it is not
receiving duplicative funding to perform this project. Performing Party agrees to disclose to TCEQ any
additional sources of funding it receives to perform any portion of the projects described herein or for
which it intends to utilize SEP Funds. Performing Party certifies that it shall not use SEP Funds to assist
Exhibit 1 (Continued)
Port Arthur Alternative Fuel Vehicle and Equipment Program
in complying with any governmental rule or regulation and that it is not required to perform this project
under any existing rule or law.
Environmental Benefit: Replacement of gasoline and diesel powered lawllmowers, heavy equipment,
and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM),
volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with
the combustion of fuel that would have been generated by the older replaced item. Use of alternative fuels
combined with energy efficiency modifications results in a direct reduction in the amount of emissions
that contribute to air pollution in this state.
Eligible Counties: Jefferson
Minimum Contribution Amount: $500
Exhibit 2
Port Arthur Building and Infrastructure :Energy Efficiency Upgrades Program
Project Description: Performing Party shall use SEP Funds to perform energy efficiency uplrades on
public buildings and infrastructure. Specifically, SEP Funds may only be used for: 1) the cost of
conducting energy efficiency audits; 2) the incremental cost for construction or implementation of
energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); 3) the incremental cost of
purchase of more energy-efficient equipment or appliances (versus the cost of purchasing non-energy
efficient equipment or appliances); or 4) other direct costs authorized in advance by TCEQ.
SEP Funds may only be used for the direct cost of performing this project and no portion will be; spent on
administrative costs. For items 2, 3, and 4 above, Performing Party shall submit a budget and proposals
for expenditure to TCEQ for written approval prior to t:he use of SEP Funds.
Performing Party shall use SEP Funds to conduct energy efficiency audits on its buildings to prioritize
implementation of energy efficiency projects. Performing Party shall submit the results of those audits
along with any proposed modifications and associated budgets and proposal for expenditure t:o TCEQ.
Modifications may include weatherization, energy-reduction modifications such as building envelope
upgrades (cool roofs, exterior shading, optimized insulation and air sealing), installation of high-
efficiency lighting fixtures and occupancy sensors for both lighting and HVAC, high-efficiency demand-
controlled ventilation and energy-efficient boilers, more efficient exterior lighting and energy-efficient
office equipment, replacing heating, ventilation, and cooling (HVAC) systems with more efficient boilers,
motors, and variable-speed drives; reducing energy and maintenance costs by installing centralized
energy management systems; lowering electric lighting and cooling loads and boosting productivity
through increased use of daylighting, installation of LED traffic lights, and use of renewable energy
sources.I Performing Party shall quantify the environmental benefit of each project and submit the results
of those calculations to TCEQ within 90 days of completion of each project.
Performing Party certifies that it has no prior budgetary commitment to do this project and that it is not
receiving duplicative funding to perform this project. Performing Party agrees to disclose to TCEQ any
additional sources of funding it receives to perform any portion of the projects described herein or for
which it intends to utilize SEP Funds. Performing Party certifies that it shall not use SEP Funds to assist
in complying with any governmental rule or regulation and that it is not required to perform this project
under any existing rule or law. Performing Party agrees to use a competitive bid process or other
mechanism to ensure that costs of the project are reasonable and customary.
Benefits: Implementation of this project will reduce fuel and electricity usage for heating and cooling and
other day-to-day operations. These reductions will reduce emissions of particulate matter (PM), volatile
organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the
combustion of fuel and generation of electricity.
Eligible Counties: Jefferson
Minimum Contribution: $500
Information Source: U.S. Department Of Energy at http://www.eere.energy.gov/buildings/info/governmentlindex.html
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