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HomeMy WebLinkAboutPR 16038: CARROLL & BLACKMAN CONTRACT FOR STORM WATER POLLUTION INDUSTRIAL MANAGEMENT PLAN transit memorandum Date: 8/13/2010 To: Steve Fitzgibbons, City Manager, City Council From: Colleen Russell, rofPlanning Tom Kestranek, Transit Manager RE: P.R. No. 16038 BACKGROUND: The Transit Facility is required to maintain a Storm Water Pollution Industrial (SWP3) Management Plan as set forth by the U.S. Environmental Protection Agency to prevent contamination. A proposal for the required annual (2010 -2011) Management Services was submitted by Carroll and Blackman, Incorporated, in the amount not to exceed $4,500. This is referred to as (attachment 1), with the federal contact clauses added to the proposed contract — Exhibit "A ". Exhibit "B" consists of Dates, Responsibility and Limitations of Authority as per FTA rulings and is collated with the Certificate of Standard Form per the City of Port Arthur for Council review. Notes Carroll and Blackman, Inc. is the Professional Engineering Consultant that was authorised by City Connell to develop and finalize the Transit Feeltlty Storm Water Prevention Plan. EMPLOYEE /STAFF EFFECT: None BUDGETARY/FISCAL EFFECT: Fifty percent (50%) of the funding will be from the FTA (Federal Transit Administration) and the other fifty (50%) will be from the City's Transit Fund, The FTA Grant TX90 -X859, Operating Grant expenditure will be utilized. The line item account is Professional Services (401 -1504. 561.54 -00). RECOMMENDATION: The Council is requested to approve proposed resolution 16038, in order that the PA- Transit System will be authorized to maintain a Management Service Contract with Carroll and Blackman, Incorporated for the Industrial Storm Water Pollution Plan, in the annual amount not to exceed 54,500. JA Attachments P.R. No. 16038 08/16/2010 RESOLUTION NO. A RESOLUTION AUTHORIZING THE EXECUTION OF A CONTRACT BETWEEN THE CITY OF PORT ARTHUR AND CARROLL & BLACKMAN, INC. FOR THE MANAGEMENT OF THE INDUSTRIAL STORM WATER POLLUTION PREVENTION PLAN FOR THE CITY OF PORT ARTHUR TRANSIT FACILITIES IN THE AMOUNT OF 54,500 TRANSIT OPERATING GRANT ACCOUNT NO. 401-1504-561.54-00 WHEREAS, the U.S. Environmental Protection Agency set regulations on construction activities to prevent contamination through a program known as the National Pollutant Discharge Elimination System. The Texas Commission on Environmental Quality operates this program under the Texas Pollutant Discharge Elimination System; and, WHEREAS, there are several storm water discharges that are monitored and regulated; and WHEREAS, it is necessary to have a Storm Water Industrial (SWP3) Management Services for the City of Port Arthur Transit Facility located a 320 Dallas Avenue; and, WHEREAS, Carroll & Blackman, Inc. has submitted a proposal to provide engineering management services for the Storm Water Pollution Prevention Plan. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF PORT ARTHUR: THAT the City Manager of the City of Port Arthur is hereby authorized and directed to execute on behalf of the City, a contract between the City of Port Arthur and Carroll & Blackman, Inc. acting through Kim 1. Carroll, P.E. President, to provide certain professional engineering P.R. No. 16038 08/16/2010 management services related to a Storm Water Pollution Prevention Plan (SWP3) for Transit Facility, located at 320 Dallas Avenue, detailed in the Scope of Services (attachment 1) on said contract, a copy of which is attached and made a part hereof as Exhibit "A ". THAT pursuant to Section 252.022 of the Texas Local Government Code, procurement for professional services are exempted from competitive bidding requirements. THAT said Contract is an exact duplicate of a standard form contract previously approved by the City's Law Department except for the provision as shown in the Certification of Standard Form Contract, a copy of which is attached hereto and is hereby incorporated by reference as Exhibit "B ". THAT the above listed deletions and alterations or modifications shown in the Certificate of Standard Form Contract are herby approved. THAT the total contract amount is not to exceed 54,500, and funding for the management engineering services contract is provided for under line item Professional Services in Transit Operating Grant TX 90 -X859, with account number 401 - 1504 - 561.54 -00. THAT a copy of the caption of this Resolution be spread upon the Minutes of the City Council. READ, ADOPTED AND APPROVED, this day of August, A.D. 2010, at a Regular Meeting of the City Council of the City of Port Arthur, Texas, by the following vote: AYES: Mayor COUNCILMEMBERS: P.R. No.16038 08/16/2010 NOES: Mayor ATTEST: City Secretary APPROVED AS TO FORM: [ / //S il City Attorn APPROVED FOR ADMINISTRATION: City Manager Director of Planning APPROVED AS TO THE AVAILABILITY OF FUNDS: ' w LI Director of Finance EXHIBIT "A" THE STATE OF TEXAS § § COUNTY OF JEFFERSON § CONTRACT FOR PROFESSIONAL SERVICES FEDERAL /STATE FUNDS PART I - AGREEMENT THIS AGREEMENT, entered into as of this day of , 20_, by and between the City of Port Arthur, Port Arthur, Texas (hereinafter called the "CITY") acting herein by its Mayor, duly authorized by Resolution of the City Council of the City of Port Arthur and (hereinafter called the "ENGINEER") acting herein by hereunto duly authorized: WITNESSETH THAT: WHEREAS, the CITY desires to engage the Engineer to (1) render certain technical and professional services hereafter described in "Scope of Services" or (2) perform certain work hereafter described in "Scope of Services "; the Parries hereto do mutually agree as follows: 1. £IPLOYMENT OF ENGINEER The CITY hereby agrees to engage the ENGINEER and the ENGINEER hereby agrees to perform the "Scope of Services" hereinafter set forth. This contract shall be performed in County, Texas. 2. $COPE OF SERVICES Engineering services in connection with preparation of plans and specifications and construction phase services, Including all necessary design, surveying, testing and resident project representation for the following described project(s), to wit: The services rendered by ENGINEER for the Project to be designed for construction are divided into three (3) distinct and sequential phases as follows: 1. Preliminary Phase — Preliminary studies, layouts, and cost estimates 2. Design Phase - Preparation of plans, specifications and contract documents 3. Construction Phase - CITY'S representative during bidding construction Page 1 Certain elements of the engineering work are covered under the Basic Services; others are performed as Additional Services. Those elements of the engineering work which cannot be accurately predetermined, or controlled entirely by the ENGINEER are performed as Additional Services. The beginning of each phase of Basic Services or each Additional Service must be authorized In writing by the CITY. These phases are expanded In the following outline: A. BASIC SERVICLS 1. PRELIMINARY PHASE (a) Provide Project Management services to direct, supervise and coordinate the various Items of work within this Phase, Including review of activities of subcontracted engineers. (b) Attend preliminary conference with the CITY and other interested parties regarding the project In order to further define the work. (c) Establish the scope of any soil and foundation Investigations or any special surveys and tests which, In the opinion of the ENGINEER, may be required, and arrange for such work to be done, for the CITY'S account. (d) Prepare a preliminary engineering report on the project In sufficient detail to Indicate clearly the problems Involved and the alternate solutions available to the CITY, Including preliminary layouts, and cost estimates, and setting forth clearly the ENGINEER'S recommendations. Number of copies of reports not to exceed ten (10). 2. DESIGN PHASE (a) Provide Project Management service to direct, supervise and coordinate the various items of work within this Phase, Including review of the activities of subcontracted engineers. (b) Establish the scope of any additional soil and foundation investigations or any special surveys and tests which, In the opinion of the ENGINEER may be required for design, and arrange for such work to be done, for the CITY'S account. (c) Furnish to the CITY, where required by the circumstances of the assignment, the engineering data necessary for applications for routine permits by local, state, and federal authorities (as Pegs 2 distinguished from detailed applications and supporting documents for government grants -in -aid, or for planning advances). (d) Perform field surveys to collect information which In the opinion of the ENGINEER 1s required for design, including photogrammetry, and related office computations and drafting. (e) Prepare detailed specifications, contract drawings and bidding documents to be included in contract documents for construction authorized by the CITY. (f) Prepare detailed cost estimates of authorized construction. The ENGINEER shall use reasonable skill and care befitting the profession in preparing cost estimates that will reflect current, local construction costs. (g) Furnish the CITY all necessary copies of approved Contract Documents including notices to bidders and proposal forms, up to twenty (20) sets. 3. CONSTRUCTION PHASE (a) Provide Project Management services to direct supervise and coordinate the various Items of work within this Phase, including review of activities of subcontracted engineers. (b) Assist the CITY in the advertisements of the project for bids. (c) Assist the CITY In the opening and tabulation of bids for construction of the Project, and consult with the CITY as the proper action to be taken, based on the engineering considerations involved. (d) Assist in the preparation of formal Contract Documents. (e) Provide routine horizontal and vertical controls for use by Contractor to do his detailed construction staking. (f) a.) Make periodic visits to the construction site (as distinguished from the continuous services of a Resident Project Representative) as intervals appropriate to the various stages of construction to observe and to evaluate the progress and quality of work, and to determine In general If the construction is proceeding in accordance with the Contract Documents. ENGINEER will work closely with the Resident Project Representative (when required by CITY) to Insure that complete, accurate construction records, reports and Information are being provided and that the quantities and quality of work done by the Contractor are consistent with the Contract Documents. b.) Provide services of a Resident Project Representative and other fleid personnel as required by the City for on- the -site determination of Pegs 3 the quantities and quality of the work done by the Contractor, and to provide construction records, reports and information to the ENGINEER or Project Engineer. Duties, responsibilities and limitations of authority of Resident Project Representative are more fully described in Exhibit "B ". (g) Arrange for construction testing as required by the Project, for the CITY'S account. (h) Consult and advise with the CITY, issue all Instructions to the Contractor requested by the CITY, and prepare and issue routine change orders with CITY'S approval. On matters requiring the CITY's involvement the ENGINEER shall provide the CITY'S designated representative with all facts germane to such matters along with a complete recommendation for the CITY to consider. Upon the decision of the CITY, the ENGINEER shall be notified of the CITY'S decision with Instructions to Inform the Contractor. All matters of this nature shall be reduced to writing for the record as soon as practical. The ENGINEER shall have other duties in this regard that may be Included In the General Conditions of construction contract documents: (1) Review samples, catalog data, schedules, shop drawings, laboratory, shop and mill tests of material and equipment and other data which the Contractor submits. This review is for the benefit of the CITY and covers only general conformance with the information given by the Contract Documents. The Contractor is to review and stamp his approval on submittals prior to submitting to ENGINEER, and review by the ENGINEER does not relieve the Contractor of any responsibility such as dimensions to be confirmed and correlated at the job site, appropriate safety measures to protect workers and the public, or the necessity to construct a complete and workable facility in accordance with the Contract Documents. (j) Obtain and reviews monthly the final estimates for payments to Contractors, furnish to the CITY any recommended payments to Contractors and assemble written guarantees which are required by the Contract Documents. (k) Conduct, in company with the CITY, a final Inspection of the Project for compliance with the Contract Documents, and submit recommendations concerning Project status, as it may affect CITY'S final payment to the Contractor. Pepe 4 ENGINEER'S compensation for Basic Services shall be as set forth In Paragraph 5. Papa 6 B. ADDITIONAL SERVICES All work performed by ENGINEER at request of CITY which is not included In the Basic Services defined above, shall constitute Additional Services. Unless included In said Basic Services, Additional Services may Include but are not limited to the following: (1) Studies, tests, and process determination to establish basis of design for water and waste treatment facilities. (2) Land surveys, and establishment of boundaries and monuments, and related office computation and drafting. (3) Preparation of property or easement descriptions. (4) Preparation of any special reports required for marketing of bonds. (5) Small design assignments(estimated construction cost less than $100,000). (6) Appearances before regulatory agencies. (7) Assistance to the CITY as an expert witness in any litigation with third parties, arising from the development or construction of the Project, Including preparation of engineering data and reports. (8) Special Investigations Involving detailed consideration of operation, maintenance and overhead expenses; preparation of rate schedules; earnings and expense statements; special feasibility studies; appraisals; evaluations; and material audits or Inventories required for certification of force account construction performed by the CITY. (9) Special soil and foundation investigations, induding field and laboratory tests, borings, related engineering analyses, and recommendations. (1.0) Detailed mill, shop and /or laboratory Inspection of materials or equipment. (11) Travel and subsistence required of the ENGINEER and authorized by the CITY to points other than CITY'S or ENGINEER'S offices and Project site. (12) Additional copies of reports over ten (10) sets and additional sets of Contract Document over twenty (20) sets. (13) Preparation of applications and supporting documents for government grants or planning advances for public works projects. (14) Preparation of environmental statements and assistance to CITY in preparing for, and attending public hearings. (15) Plotting, computing, and filing plats of subdivisions; staking of lots; and related land planning and partitioning functions. (16) Revision of contract drawings after a definite plan has been approved by the CITY, redrawing of plans to show work as actually constructed. (17) Services after issuance of Certificate of Completion. (18) Services to Investigate existing conditions or facilities or to make measured drawings thereof, or to verify accuracy of drawings or other information furnished by Client. (19) Preparation of operating instructions and manuals for facilities and training of personnel and assistance in operation of facilities. (20) Additional or extended services during construction made necessary by work Papa 6 damaged by fire or other cause during construction, defective or neglected work of contractor; services rendered After prolongation of construction contract time by more than 20% acceleration of work schedule Involving services beyond normal working hours; or default under construction contract due to delinquency or insolvency. (21) Providing any other service not otherwise Included In this Agreement or not customarily furnished in accordance with generally accepted engineering practice. (22) Any other special or miscellaneous assignments specifically authorized by CITY. ENGINEER'S compensation for Additional Services shall be as set forth in Paragraph 5. 3. TIME OF PERFORMANCt ENGINEER will proceed immediately upon execution of this Contract with performance of the services called for under the Basic Services with completion within calendar days after execution, unless delayed by causes outside the control of ENGINEER, and will proceed with subsequent work only on authorization by CITY. ENGINEER shall Immediately submit to CITY In writing evidence of delay satisfactory to the City Engineer's reasonable discretion, upon which an extension of time equal to the period of actual delay shall be granted In writing. 4. INFORMATION AND SERVICES TO BE FURNISHED ENGINEER It is agreed that the CITY will furnish, without charge, for the use of the Contract Information, data, reports, records, and maps as are existing, available, and necessary for the carrying out of the work of the ENGINEER as outlined under "Scope of Services." The CITY and Its agencies will cooperate with the ENGINEER in every way possible to facilitate the performance of the work described in this Contract. 5. COMPENSATION AND METHOD OF PAYMENT A. COMPENSATION City will pay ENGINEER for work performed and services rendered under Paragraph 2, "Scope of Services" (Basic Services and Additional Services), at the following rates: SEE EXHIBIT "A" ATTACHED HERETO AND MADE A PART HEREOF. It is agreed that total fees for Basic Services(Including subcontracted engineering services as described herein) under this Contract, as defined In Paragraph 2A and based on the preceding schedule, shall not exceed the sum of $_ 4,500.00 B. PAYMENT ENGINEER will invoice CITY Monthly for its services and charges incurred by ENGINEER for subcontracted engineering services performed under the direction Pegs 7 and control of ENGINEER as described herein. CITY agrees to pay ENGINEER at his office the full amount of each such Invoice upon receipt or as otherwise specified in this Agreement. A charge of one percent per month shall be added to the unpaid balance of invoices not paid within 31 days after date of invoice. Approved subcontracted engineers are shown on Exhibit "C" attached hereto and made a part hereof. The engineer shall pay his subcontractors no later than the tenth day after he receives payment as required under Chapter 2251 Government Code of the Revised Civil Statutes of Texas. 6. =WS ENGINEER shall keep accurate records, Including time sheets and travel vouchers, of all time and expenses allocated to performance of Contract work. Such records shall be kept In the office of the ENGINEER for a period of not less than five (5) years and shall be made available to the CITY for Inspection and copying upon reasonable request. 7. OWNERSHIP OF DOCUMENTS All documents, including original drawings, estimates, specifications, field notes and data are property of CITY. ENGINEER may retain reproducible copies of drawings and other documents. All documents, Including drawings and specifications prepared by ENGINEER are instruments of service in respect to the project . They are not Intended or represented to be suitable for reuse by CITY or others on extensions of the Project or on any other project without written verification or adaption by ENGINEER for the specific purpose intended. Any such verification or adaption will entitle ENGINEER to further compensation at rates to be agreed upon by CITY and ENGINEER. 8. )JISURANCg All Insurance must be written by an Insurer licensed to conduct business in the State of Texas, unless otherwise permitted by Owner. The ENGINEER shall, at his own expense, purchase, maintain and keep in force insurance that will protect against Injury and /or damages which may arise out of or result from operations under this contract, whether the operations be by himself or by any subcontractor or by anyone directly or indirectly employed by any of them, or by anyone for whose acts any of them may be liable, of the following types and limits (no insurance policy or certificate of insurance required below shall contain any aggregate policy year limit unless a specific dollar amount (or specific formula for determining a specific dollar amount) aggregate policy year limit is expressly provided In the specification below which covers the particular Insurance policy or certificate of insurance): 1. Standard Worker's Compensation Insurance(with Waiver of Subrogation in favor of the City of Port Arthur, its officers, agents and employees.) Pegs 8 2. Commercial General Liability occurrence type insurance. (No "XCU" restrictions shall be applicable.) Products /completed operations coverage must be included, and the City of Port Arthur, Its officers, agents and employees must be named as an additional Insured. a. Bodily injury $500,000 single limit per occurrence or $500,000 each person /$500,000 per occurrence. b. Property Damage $100,000 per occurrence. c. Minimum aggregate policy year limit $1,000,000. 3. Commercial Automobile Liability Insurance(Including owned, non -owned and hired vehicles coverages). a. Minimum combined single limit of $500,000 per occurrence for bodily injury and property damage. b. If individual limits are provided minimum limits are $300,000 per person, $500,000 per occurrence for bodily injury and $100,000 per occurrence for property damage. 4. Contractual Liability Insurance covering the Indemnity provision of this contract In the same amount and coverage as provided for Commercial General Liability Policy, specifically referring to this Contract by date, job number and location. 5. ENGINEER also agrees to maintain Professional Liability Insurance coverage of $250,000 minimum per occurrence /claim /policy year aggregate limits against ENGINEER for damages arising In the course of, or as a result of, work performed under this Contract. Coverage shall continue for a minimum of two (2) years after the ENGINEER'S assignment under this Contract Is completed. Additional Professional Liability Insurance required Is $ ENGINEER shall cause ENGINEER'S insurance company or insurance agent to fill in all Information required (including names of insurance agencies, ENGINEER and insurance companies, and policy numbers, effective dates and expiration dates) and to date and sign and do all other things necessary to complete and make Into a valid certificate of Insurance the CERTIFICATE OF INSURANCE Form attached to and made a part of this Contract, and pertaining to the above listed Items 1,2,3,4, and 5; and before commencing any of the work and within the time otherwise specified, ENGINEER shall file said completed Form with the CITY. None of the provisions in said Form shall be altered or modified in any respect except as herein expressly authorized. Said CERTIFICATE OF INSURANCE Form contains a provision that coverages afforded under the policies will not be altered, modified or cancelled unless at least fifteen -(15) days prior written notice has been given to the CITY. ENGINEER shall also file with the CITY valid CERTIFICATE(s) OF INSURANCE on like form from or for all Subcontractors and showing the Subcontractor(s) as the Pepe 9 Insured. Said completed CERTIFICATE OF INSURANCE Form(s) shall in any event be filed with CITY not more than ten (10) days after execution of this Contract. Deductible on policy for Professional L1abllity shall not exceed $ 5,000 unless specifically approved by the Owner. 9. PROFESSIONAL LIABILITY A. ENGINEER shall be responsible for the use and employment of reasonable skill and care befitting the profession in the designs, drawings, plans, specifications, data, reports and designation of materials and equipment provided by ENGINEER for the Project covered by this Contract. Approval by CITY shall not constitute nor be deemed a release or waiver of the responsibility and liability of ENGINEER for the accuracy and competency of such designs, drawings, plans, specifications, data, reports and designation of materials and equipment. Contractor will be responsible for the actual supervision of Construction operations and safety measures involving the work, his employees and the public, but the ENGINEER will advise the Contractor of any Items requiring the attention and action of the Contractor. B. If services Include periodic visits to the site to Inspect work performed by another Contractor, ENGINEER is responsible for exercising reasonable care and skills befitting the profession to assure that the Contractor performs the work in accordance with Contract Documents and to safeguard the CITY against defects and deficiencies In the work; provided, however, ENGINEER does not guarantee or insure the work completed by the Contractor. During visits to the construction site, and on the basis of the ENGINEER'S on- site observations as an experienced and qualified design professional, he will keep the CITY informed on the extent of the progress of the work, and advise the CITY of material and substantial defects and deficiencies In the work of material and substantial defects and deficiencies in the work of Contractors which are discovered by the ENGINEER or otherwise brought to the ENGINEERS attention In the course of construction, and may, on behalf of the CITY exercise whatever rights the CITY may have to disapproved work and materials as failing to conform to the Contract Documents. C. In connection with the services of Resident Project Representatives, ENGINEER will use the usual degree of care and prudent judgement in the selection of competent Project Representatives, and the ENGINEER will use Its best efforts to see that the Project Representatives are on the job to perform their required duties. In performing these duties and services (described In this sub - paragraph), ENGINEER is responsible for exercising reasonable care and skill befitting the profession the assure that the Contractor performs the work in accordance with Contract Documents and to safeguard the City against defects and deficiencies in the work; provided, however, ENGINEER does not guarantee or Insure the work completed by the Contractor. D. In performing these services the ENGINEER will at all times endeavor to protect the CITY on the Project and work sites and safeguard the CITY against defects and deflclendes Page 10 In the work of the Contractor; provided, however, ENGINEER does not guarantee or Insure the work completed by the Contractor, nor Is ENGINEER responsible for the actual supervision of construction operations or for the safety measure s that the Contractor takes or should take. E. ENGINEER shall not be responsible for any excess of construction costs over an amount estimated. 10. INDEMNIFICATION ENGINEER shall comply with the re quirements of all applicable laws, rules, and regulations In connection with the services of ENGINEER and shall exonerate, indemnify and hold harmless the CITY, Its officers, agents and all employees from any and all liability, loss or damage arising out of noncompliance with such laws, rules and regulations; without limitation, ENGINEER shall assume full responsibility for payments of Federal, State and Local taxes or contributions Imposed or required under the Social Security, Worker's Compensation, and Income Tax Laws with respect to ENGINEER'S employees. Further, ENGINEER shall exonerate, indemnify and hold harmless the CITY, Its officers, agents and all employees from any and all liability , loss, damages, expenses or claims arising out of negligence of ENGINEER, Its officers, agents and employees in connection with any of the work performed or to be performed under this Contract by ENGINEER or as a result of ENGINEER'S failure to use and employ reasonable skill and care befitting the profession In accordance with paragraph 9 hereof. Further, ENGINEER shall exonerate, indemnify and hold harmless the CITY, Its officers, agents, and all employees from any and all liability, Toss, damages, expenses or claims for infringement of any copyright or patents arising out of the use of any plans, design, drawings, or specifications furnished by ENGINEER In the performance of this Contract. The foregoing indemnification provision shall apply to ENGINEER regardless of whether or not said liability , loss, damages, expenses, or claims is caused In part by a party Indemnified hereunder. 11. ADDRESS OF NOTICE AND COMMUNICATIONS CITY: ENGINEER: CITY OF PORT ARTHUR CARROLL & BLACKMAN, INC P.O. Box 1089 3120 Fannin St. Port Arthur, Texas 77641 Beaumont, Texas 77701 Attn: All notices and communications under this Contract shall be mailed or delivered to CITY and ENGINEER at the above addresses. 12. Page 11 Each paragraph of this Contract has been supplied with a caption to serve only as a guide to the contents. The caption does not control the meaning of any Paragraph or in any way determine Its Interpretation or application. 13. SUCCESSORS AND ASSIGNMENTS The CITY and the ENGINEER each binds himself and his successors, executors, administrators, and assigns to the other party of this Contract and to the successors, executors, administrators and assigns of such other party, In respect to all covenants of this Contract. Except as above, neither the CITY nor the ENGINEER shall assign, sublet, or transfer his interest In this Contract without the written consent of the other. Nothing herein shall be construed as creating any personal liability on the part of any officer or agent of any public body which may be a party hereto. 14. TERMINATION OF CONTRACT FOR CAUSE If, through any cause, the ENGINEER shall fall to fulfill in timely and proper manner his obligations under this Contract, or if the ENGINEER shall violate any of the covenants, agreements, or stipulations of this Contract, the CITY shall thereupon have the right to terminate this Contract by giving written notice to the ENGINEER of such termination and specifying the effective date thereof, at least five(5) days before the effective date of such termination. In such event, all finished or unfinished documents, data, studies, survey, drawings, maps, models, photographs, and reports prepared by the ENGINEER under this Contract shall, at the option of the CITY, become CITY's property and the ENGINEER shall be entitled to receive Just and equitable compensation for any work satisfactorily completed hereunder. Notwithstanding the above, the ENGINEER shall not be relieved of liability to the CITY for damages sustained by the CITY by virtue of any breach of the Contract by the ENGINEER and the CITY may withhold any payment to the ENGINEER for the purpose of setoff until such time as the exact amount of damages due the CITY from the ENGINEER is determined. 15. TERMINATION FOR CONVENIENCE OF THE CITY The CITY may, at Its convenience, terminate this Contract at any time by giving at least thirty(30) days notice in writing to the ENGINEER. If the Contract is terminated by the CITY as provided herein, the ENGINEER will be paid for the time provided and expenses Incurred up to the termination date. If this Contract is terminated due to the fault of the ENGINEER, Paragraph 14 hereof relative to termination shall apply. 16. CHANGES Pape 12 The CITY may, from time to time, request changes in the Scope of Services of the ENGINEER to be performed hereunder. Such changes, Including any increase or decrease In the amount of the ENGINEER'S compensation, which are mutually agreed upon by and between the CITY and ENGINEER, shall be Incorporated In written amendments to this Contract. 17. pERSONNI, A. The ENGINEER represents that he has, or will secure at this own expense, all personnel required In performing the services under this Contract. Such personnel shall not be employees of or have any contractual relationship with the CITY. B. All of the services required hereunder shall be performed by the ENGINEER or under his supervision and all personnel engaged in the work shall be fully qualified and, if applicable shall be authorized or permitted under State and local law to perform such services. C. None of work or services covered by this Contract shall be subcontracted without the prior written approval of the CITY. Any work or services subcontracted hereunder shall be specified by written Contract or agreement and shall be subject to each provision of this Contract. 18. JtEPORTS AND INFORMATION The ENGINEER at such times and In such forms as the CITY may require, shall furnish the CITY such periodic reports it may request pertaining to the work or services undertaken pursuant to this Contract, Including the costs and obligations Incurred or to be Incurred in connection therewith and any other matters covered by this Contract. 19. CIVIL RIGHT$ Under Chapter 106 Civil Practice and Remedies Code of the Revised Civil Statutes of Texas, no person shall, on the grounds of race, religion, color, sex or national origin, be excluded due to discrimination under any program or activity of the CITY. The ENGINEER will carry out Its work under this Contract in a manner which will permit full compliance by the CITY with the Statute. 20. INTEREST OF ENGINEER AND EMPLOYEES The ENGINEER covenants that he presently has no Interest and shall not acquire any interest, direct or indirect, in the study area or any parcels therein or any other Interests which would conflict in any manner or degree with the performance of his services hereunder. Pap. 13 The ENGINEER further covenants that in the performance of this Contract, no person having any such Interest shall be employed. 21. JNCORPORATION OF PROVISIONS REQUIRED BY LAW Each provision and clause required by law to be included In the Contract shall be deemed to be inserted herein and the Contract shall be read and enforced as though each were Inserted herein. If through mistake or otherwise any such provision is not Inserted or Is not correctly Inserted, the Contract shall be amended to make such Insertion on application by either party. EXECUTED In two (2) counterparts (each of which is an original) on behalf of ENGINEER by its (Name and Office or Position) shown below, and on behalf of the CITY by its Mayor and City Manager thereto duly authorized this day of 20 ACCEPTED: PROPOSED AND AGREED TO: CITY: ENGINEER: CITY OF PORT ARTHUR, TEXAS CARROLL & BI.ACI�IAN, INC. Mayor DATE: DATE: ATTEST: ATTEST: CITY SECRETARY APPROVED AS TO FORM: CITY ATTORNEY ACCEPTED: Papa 14 CITY MANAGER DATE: Peps 15 EXHIBIT " A " Engineer's Billing Rates For Personnel /equipment /Reimburseables Papa 1 8 ENGINEERING FEES 2010 Principal - Registered Professional Engineer $170.00 per hour Senior Project Engineer $155.00 per hour Senior Electrical Engineer $235.00 per hour Project Engineer and Registered Professional Land Surveyor $135.00 per hour Computer Programming Specialist $155.00 per hour GIS Specialist $120.00 per hour Senior Environmental Scientist $155.00 per hour Environmental Scientist $114.00 per hour Environmental Technician $ 93.00 per hour Engineer In Training (EIT) Level 1 $ 93.00 per hour Level 2 $109.00 per hour Technician VI (Project Manager, Sr. Designer, Real Property Spec.) $124.00 per hour Technician V (Designer, Survey Coordinator) $103.00 per hour Technician IV (Autographics Operator, Office Survey Technician) $ 88.00 per hour Technician III (Jr. Autographics Operator, Field Survey Party Chief) $ 73.00 per hour Technician II (Data Entry/Field Survey Technician) S 83.00 per hour Resident Project Representative $ 91.00 per hour Secretary/Typist $ 55.00 per hour Reimbursable expenses such as outside reproduction services, courier service, photo processing, and sub - consultant services will be invoiced at cost plus 10 %. Rates are adjusted as necessary at the beginning of each calendar year to reflect increases in cost of operation, inflation, etc. Invoices based on these rates or on any other contractual arrangements with Carroll & Blackman, Inc. are NET 30 DAYS unlees specific arrangements/agreements are made. If payment is not received within 30 days, project work will proceed at our discretion. Finance charges will be assessed on overdue accounts at the rata of 2% per month compounded daily. Exhibit "A" ATTACHMENT "1" SOCPE OF WORK FOR SWP3 MANAGEMENT ALONG WITH OTHER ENVIRONMENTAL DOCUMENT REVIEW PRETAINING TO PLANNING PROGRAMS • Conduct periodic inspections and quarterly visual monitoring at the facility in compliance with the Multi- Sector General Permit (MSGP). • Conduct appropriate employee training in compliance with the MSGP. • Conduct annual records review meeting and develop annual report. Federally Required Contract Clauses for Professional Services Contracts 1 Table of Contents 1 1 Energy Conservation Requirements 2 Clean Water Requirements 3 Lobbying 4. Federal Changes 5. Clean Air 6 No Government Obligation to Third Parties 7 Program Fraud and False or Fraudulent Statements and Related Acts 8 Termination 9 Government -wide Debarment and Suspension (Non - procurement) 10. Privacy Act 11. Civil Rights Requirements 12. Breaches and Dispute Resolution 13. Disadvantaged Business Enterprises (DBE) 14. State and Local Law Disclaimer 15. Incorporation of Federal Transit Administration (FTA) Terms Bidders are strongly advised to read and adhere to all signature . and contractual requirements. Requirements are specifically outlined within this Contract Agreement. Failure to comply with all requirements could result in the bid being rejected as non - responsive. Federally Required Contract Clauses for Professional Services Contracts 2 1, ENERGY CONSERVATION REQUIREMENTS 42 USC § 6321 et seq. 49 CFR Part 18 Applicability to Contracts The Energy Conservation requirements are applicable to all contracts. Flow Down The Energy Conservation requirements extend to all third party contractors and their contracts at every tier and subrecipients and their subagreements at every tier. Model Clause /Language No specific clause is recommended in the regulations because the Energy Conservation requirements are so dependent on the state energy conservation plan The following language has been developed by FTA. Energy Conservation - The contractor agrees to comply with mandatory standards and policies relating to energy efficiency which are contained in the state energy conservation plan issued in compliance with the Energy Policy and Conservation Act. 2. CLEAN WATER REQUIREMENTS 33 USC § 1251 Applicability to Contracts The Clean Water requirements apply to each contract and subcontract which exceeds $100,000. Flow Down The Clean Water requirements flow down to FTA recipients and subredpients at every tier. Model Clause /Language While no mandatory clause is contained in the Federal Water Pollution Control Act, as amended, the following language developed by PTA contains all the mandatory requirements. Clean Water - (1) The Contractor agrees to comply with all applicable standards, orders or regulations issued pursuant to the Federal Water Pollution Control Act, as amended, 33 USC § 1251 et seq. The Contractor agrees to report each violation to the Purchaser and understands and agrees that the Purchaser will, in turn, report each violation as required to assure notification to FTA and the appropriate EPA Regional Office. (2) The Contractor also agrees to include these requirements in each subcontract exceeding $100,000 financed in whole or in part with Federal assistance provided by FTA. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 3 3, LOBBYING 31 USC § 1352 49 CFR Part 19 49 CFR Part 20 Applicability to Contracts The Lobbying requirements apply to Construction /Architectural and Engineering /Acquisition of Rolling Stock /Professional Service .Contract /Operational Service Contract /Turnkey contracts. Flow Down The Lobbying requirements mandate the maximum flow down, pursuant to Byrd Anti- Lobbying Amendment, 31 USC § 1352(b)(5) and 49 CFR Part 19, Appendix A, Section 7. Mandatory Clause /Language - Clause and specific language therein are mandated by 49 CFR Part 19, Appendix A. Modifications have been made to the Clause pursuant to Section 10 of the Lobbying Disdosure Act of 1995, PL 104-65 [to be codified at 2 USC § 1601, et seq.] - Lobbying Certification and Disclosure of Lobbying Activities for third party contractors are mandated by 31 USC § 1352(b)(5), as amended by Section 10 of the Lobbying Disclosure Act of 1995, and DOT implementing regulation, "New Restrictions on Lobbying," at 49 CFR § 20.110(d) - Language in Lobbying Certification is mandated by 49 CFR Part 19, Appendix A, Section 7, which provides that contractors file the certification required by 49 CFR Part 20, Appendix A, Modifications have been made to the Lobbying Certification pursuant to Section 10 of the Lobbying Disdosure Act of 1995. - Use of "Discl of Lobbying Activities," Standard Form -LLL set forth in Appendix B of 49 CFR Part 20, as amended by "Government wide Guidance For New Restrictions on Lobbying," 61 Fed. Reg. 1413 (1/19/96) is mandated by 49 CFR Part 20, Appendix A. Byrd Anti- Lobbying Amendment, 31 USC § 1352, as amended by the Lobbying Disclosure Act of 1995, PL 104-65 [to be codified at 2 USC § 1601, et seq.] - Contractors who apply or bid for an award of $100,000 or more shall file the certification required by 49 CFR Part 20, "New Restrictions on Lobbying." Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member o Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining any Federal contract, grant or any other award covered by 31 USC § 1352. Each tier shall also disclose the name of any registrant under the Lobbying Disclosure Act of 1995 who has made lobbying contacts on its behalf with non - Federal funds with respect to that Federal contract, grant or award covered by 31 USC § 1352. Such disclosures are forwarded from tier to tier up to the recipient. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 4 APPENDIX A, 49 CFR Part 20— CERTIFICATION REGARDING LOBBYING Certification for Contracts, Grants, Loans, and Cooperative Agreements (To be submitted with each bid or offer exceeding $100,000) The undersigned [Contractor] certifies, to the best of his or her knowledge and belief, that: (1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of an agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. (2) If any funds other than Federal appropriated funds have been paid or will be paid to any person for making lobbying contacts to an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form --LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions [as amended by "Government wide Guidance for New Restrictions on Lobbying," 61 Fed. Reg. 1413 (1/19/96). Note: Language in paragraph (2) herein has been modified in accordance with Section 10 of the Lobbying Disclosure Act of 1995 (PL 104 -65, to be codified at 2 USC § 1601, et seq,)] (3) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all aubrecipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by 31, USC § 1352 (as amended by the Lobbying Disclosure Act of 1995). Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. [Note: Pursuant to 31 USC § 1352(c)(1)- (2)(A), any person who makes a prohibited expenditure or fails to file or amend a required certification or disclosure form shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such expenditure or failure.] The Contractor, , certifies or affirms the truthfulness and accuracy of each statement of its certification and disclosure, if any. In addition, the Contractor understands and agrees that the provisions of 31 USC § A 3801, et seq., apply to this certification and disclosure, if any. Signature of Contractor's Authorized Official 08/09/01 Federally Required Contact Clauses for Professional Services Contracts 5 Name and Title of Contractor's Authorized Official Date 4. FEDERAL CHANGES 49 CFR Part 18 Applicability to Contracts The Federal Changes requirement applies to all contracts. Flow Down The Federal Changes requirement flows down appropriately to each applicable changed requirement. Model Clause /Language No specific language is mandated. The following language has been developed by FTA. Federal Changes - Contractor shall at all times comply with all applicable FTA regulations, policies, procedures and directives, including without limitation those listed directly or by reference in the Agreement (Form FTA MA (6) dated October, 1999) between Purchaser and FTA , as they may be amended or promulgated front time to time during the term of this contract. Contractor's failure to so comply shall constitute a material breach of this contract. 5. CLEAN AIR 42 USC § 7401 et seq. 40 CFR § 15.61 49 CFR Part 18 Applicability to Contracts The Clean Air requirements apply to all contracts exceeding $100,000, including indefinite quantities where the amount is expected to exceed $100,000 in any year. Flow Down The Clean Air requirements flow down to all subcontracts that exceed $100,000. Model Clauses /Language No specific language is required. FTA has proposed the following language. Clean Air - (1) The Contractor agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 USC § 7401 et seq.. The Contractor agrees to report each violation to the Purchaser and understands and agrees that the Purchaser will, in turn, report each violation as required to assure notification to FTA and the appropriate EPA Regional Office. (2) The Contractor also agrees to include these requirements in each subcontract exceeding $100,000 financed in whole or in part with Federal assistance provided by FTA. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 6 6. NO GOVERNMENT OBLIGATION TO THIRD PARTIES Applicability to Contracts Applicable to all contracts. Flow Down Not required by statute or regulation for either primary contractors or subcontractors, this concept should flow down to all levels to clarify, to all parties to the contract, that the Federal Government does not have contractual liability to third parties, absent specific written consent. Model Clause /Language While no specific language is required, FTA has developed the following. language. No Obligation by the Federal Government. (1) The Purchaser and Contractor acknowledge and agree that, notwithstanding any concurrence by the Federal Government in or approval of the solicitation or award of the underlying contract, absent the express written consent by the Federal Government, the Federal Government is not a party to this contract and shall not be subject to any obligations or liabilities to the Purchaser, Contractor, or any other party (whether or not a party to that contract) pertaining to any matter resulting from the underlying contract. (2) The Contractor agrees to include the above clause in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed that the clause shall not be modified, except to identify the subcontractor who will be subject to its provisions. 7. PROGRAM FRAUD AND FALSE OR FRAUDULENT STATEMENTS AND RELATED ACTS 31 USC § 3801 et seq. 49 CFR Part 31 18 USC § 1001 49 USC §5307 Applicability to Contracts These requirements are applicable to all contracts. Flow Down These requirements flow down to contractors and subcontractors who make, present, or submit covered claims and statements. Model Clause /Language These requirements have no specified language, so PTA proffers the following language. Program Fraud and False or Fraudulent Statements or Related Acts. (1) The Contractor acknowledges that the provisions of the Program Fraud Civil Remedies Act of 1986, as amended, 31 USC § 3801 et seq.. and U.S. DOT regulations, "Program Fraud Civil Remedies," 49 CFR Part 31, apply to its actions pertaining to this Project. Upon execution of the underlying contract, the Contractor certifies or affirms the truthfulness and accuracy of any statement it has made, it makes, it may make, or causes to be made, pertaining to the 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 7 underlying contract or the FTA assisted project for which this contract work is being performed. In addition to other penalties that may be applicable, the Contractor further acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement, submission, or certification, the Federal Government reserves the right to impose the penalties of the Program Fraud Civil Remedies Act of 1986 on the Contractor to the extent the Federal Government deems appropriate. (2) The Contractor also acknowledges that if it makes, or causes to be made, a false, fictitious, or fraudulent claim, statement, submission, or certification to the Federal Government under a contract connected with a project that is financed in whole or in part with Federal assistance originally awarded by FTA under the authority of 49 USC § 5307, the Government reserves the right to impose the penalties of 18 USC § 1001 and 49 USC § 5307(n)(1) on the Contractor, to the extent the Federal Government deems appropriate. (3) The Contractor agrees to include the above two clauses in each subcontract financed in whole or in part with Federal assistance provided by FTA. It is further agreed that the clauses shall not be modified, except to identify the subcontractor who will be subject to the provisions. 8. TERMINATION 49 USC Part 18 FTA Circular 4220.1D Applicability to Contracts All contracts (with the exception of contracts with nonprofit organizations and institutions of higher education,) in excess of $10,000 shall contain suitable provisions for termination by the grantee including the manner by which it will be effected and the basis for settlement. (For contracts with nonprofit organizations and institutions of higher education the threshold is $100,000.) In addition, such contracts shall describe conditions under which the contract may be terminated for default as well as conditions where the contract may be terminated because of circumstances beyond the control of the contractor. Flow Down The termination requirements flow down to all contracts in excess of $10,000, with the exception of contracts with nonprofit organizations and institutions of higher learning. Model Clause /Language FTA does not prescribe the form or content of such clauses. The following are suggestions of dauses to be used in different types of contracts: a. Termination for Convenience (General Provision) The City of Port Arthur may terminate this contract, in whole or in part, at any time by written notice to the Contractor when it is in the Government's best interest. The Contractor shall be paid its costs, including contract closeout costs, and profit on work performed up to the time of termination The Contractor shall promptly submit its termination claim to City of Port Arthur to be paid the Contractor. If the Contractor has any property in its possession belonging to the City of Port Arthur, the Contractor will account for the same, and dispose of it in the manner the City of Port Arthur directs. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 8 b. Termination for Default [Breach or Cause] (General Provision) If the Contractor does not deliver supplies in accordance with the contract delivery schedule, or, if the contract is for services, the Contractor fails to perform in the manner called for in the contract, or if the Contractor fails to comply with any other provisions of the contract, the City of Port Arthur may terminate this contract for default. Termination shall be effected by serving a notice of termination on the contractor setting forth the manner in which the Contractor is in default The contractor will only be paid the contract price for supplies delivered and accepted, or services performed in accordance with the manner of performance set forth in the contract. If it is later determined by the City of Port Arthur that the Contractor had an excusable reason for not performing, such as a strike, fire, or flood, events which are not the fault of or are beyond the control of the Contractor, the City of Port Arthu after setting up a new delivery of performance schedule, may allow the Contractor to continue work, or treat the termination as a termination for convenience. c. Opportunity to Cure (General Provision) The City of Port Arthur in its sole discretion may, in the case of a termination for breach or default, allow the Contractor [an appropriately short period of time] in which to cure the defect. In such case, the notice of termination will state the time period in which cure is permitted and other appropriate conditio If Contractor fails to remedy to City of Port Arth satisfaction the breach or default or any of the terms, covenants, or conditions of this Contract within [ten (10) days] after receipt by Contractor or written notice from City of Port Arth setting forth the nature of said breach or default, City of Port Arthur shall have the right to terminate the Contract without any further obligation to Contractor. Any such termination for default shall not in any way operate to preclude City of Port Arthur from also pursuing all available remedies against Contractor and its sureties for said breach or default. d. Waiver of Remedies for any Breach In the event that City of Port Arthur elects to waive its remedies for any breach by Contractor of an y covenant, term or condition of this Contract, such waiver by City of Port Arthur shall not limit City of Port Arthur's remedies for arty succeeding breach of that or of arty other term, covenant, or condition of this Contract. e. Termination for Convenience (Professional or Transit Service Contracts) The City of Port . Arthur, by written notice, may terminate this contract, in whole or in part, when it is in the Government's interest. If this contract is terminated, the Recipient shall be liable only for payment under the payment provisions of this contract for services rendered before the effective date of termination. f. Termination for Default (Supplies and Service) If the Contractor fails to deliver supplies or to perform the services within the time specified in this contract or any extension or if the Contractor fails to comply with any other provisions of *is contract, the City of Port Arthur may terminate this contract for default. The City of Port Arthur shall terminate by delivering to the Contractor a Notice of Termination specifying the nature of the default. The Contractor will only be paid the contract price for supplies delivered and accepted, or services performed in accordance with the manner or performance set forth in this contract. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 9 If, after termination for failure to fulfill contract obligations, it is determined that the Contractor was not in default, the rights and obligations of the parties shall be the same as if the termination had been issued for the convenience of the Recipient. g. Termination for Default (Transportation Services) If the Contractor fails to pick up the commodities or to perform the services, including delivery services, within the time specified in this contract or any extension or if the Contractor fails to comply with any other provisions of this contract, the City of Port Arthur may terminate this contract for default. The City of Port Arthur shall terminate by delivering to the Contractor a Notice of Termination specifying the nature of default. The Contractor will only be paid the contract price for services performed in accordance with the manner of performance set forth in this contract. If this contract is terminated while the Contractor has possession of Recipient goods, the Contractor shall, upon direction of the City of Port Arthur, protect and preserve the goods until surrendered to the Recipient or its agent. The Contractor and City of Port Arthur shall agree on payment for the preservation and protection of goods. Failure to agree on an amount will be resolved under the Dispute dause. It after termination for failure to fulfill contract obligations, it is determined that the Contractor was not in default, the rights and obligations of the parties shall be the same as if the termination had been issued for the convenience of the City of Port Arthur h. Termination for Default (Construction) If the Contractor refuses or fails to prosecute the work or any separable part, with the diligence that will insure its completion within the time specified in this contract or any extension or fails to complete the work within this time, or if the Contractor fails to comply with any other provisions of this contract, the City of Port Arthur may terminate this contract for default The City of Port Arthur shall terminate by delivering to the Contractor a Notice of Termination specifying the nature of the default. In this event, the Recipient may take over the work and compete it by contract or otherwise, and may take possession of and use any materials, appliances, and plant on the work site necessary for completing the work, The Contractor and its sureties shall be liable for any damage to the Recipient resulting from the Contractor's refusal or failure to complete the work within specified time, whether or not the Contractor's right to proceed with the work is terminated. This liability includes any increased costs incurred by the Recipient in completing the work. The Contractor's right to proceed shall not be terminated nor the Contractor charged with damages under this clause if- 1. the delay in completing the work arises from unforeseeable causes beyond the control and without the fault or negligence of the Contractor. Examples of such causes include: acts of God, acts of the Recipient, acts of another Contractor in the performance of a contract with the Recipient, epidemics, quarantine restrictions, strikes, freight embargoes; and 2. The contractor, within (10] days from the beginning of any delay, notifies the City of Port Arthur in writing of the causes of delay. If in the judgment of the City of Port Arthur, the delay is excusable, the time for completing the work shall be extended. The Judgment of the City of 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 10 Port Arthur shall be final and conclusive on the parties, but subject to appeal under the Disputes clauses. If, after termination of the Contractor's right to proceed, it is determined that the Contractor was not in default, or that the delay was excusable, the rights and obligations of the parties will be the same as if the termination had been issued for the convenience of the Recipient. i. Termination for Convenience or Default (Architect and Engineering) The City of Port Arthur may terminate this contract in whole or in part, for the Recipient's convenience or because of the failure of the Contractor to fulfill the contract obligations. The City of Port Arthur shall terminate by delivering to the Contractor a Notice of Termination specifying the nature, extent, and effective date of the termination. Upon receipt of the notice, the Contractor shall (1) immediately discontinue all services affected (unless the notice directs otherwise), and (2) deliver to the Contracting Officer all data drawings, specifications, reports, estimates, summaries, and other information and materials accumulated in performing this contract, whether completed or in process. If the termination is for the convenience of the Recipient, the Contracting Officer shall make an equitable adjustment in the contract price but shall allow no anticipated profit on unperformed services. If the termination is for failure of the Contractor to fulfill the contract obligations, the Recipient may complete the work by contact or otherwise and the Contractor shall be liable for any additional cost incurred by the Recipient. If, after termination for failure to fulfill contract obligations, it is determined that the Contractor was not in default, the rights and obligations of the parties shall be the same as if the termination had been issued for the convenience of the Recipient. j, Termination for Convenience of Default (Cost-Type Contracts) The City of Port Arthur may terminate this contract, or any portion of it, by serving a notice or termination on the Contractor. The notice shall state whether the termination is for convenience of the City of Port Arthur or for the default of the Contractor. If the termination is for default, the notice shall state the manner in which the contractor has failed to perform the requirements of the contract. The Contractor shall account for any property in its possession paid for from funds received from the City of Port Arthur, or property supplied to the Contractor by the City of Port Arthur If the termination is for default, the City of Port Arthur may fix the fee, if the contract provides for a fee, to be paid the contractor in proportion to the value, if any, of work performed up to the time of termination The Contractor shall promptly submit its termination claim to the City of Port Arthur and the parties shall negotiate the termination settlement to be paid the Contractor. If the termination is for the convenience of the City of Port Arthur, the Contractor shall be paid its contract closeout costs, and a fee, if the contract provided for payment of a fee, in proportion to the work performed up to the time of termination. If, after serving a notice of termination for default, the City of Port Arthur determines that the Contractor has an excusable reason for not performing, such as strike, fire, flood, events which 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 11 are not the fault of and are beyond the control of the contractor, the City of Port Arthur, after setting up a new work schedule, may, allow the Contractor to continue work, or treat the termination as a termination for convenience. 9. GOVERNMENT -WIDE DEBARMENT AND SUSPENSION (NON- PROCUREMENT) 49 CFR Part 29 Executive Order 12549 Applicability to Contracts Executive Order 12549, as implemented by 49 CFR Part 29, prohibits PTA recipients and sub - recipients front contracting for goods and services from organizations that have been suspended or debarred front receiving Federally assisted contracts. As part of their applications each year, recipients are required to submit a certification to the effect that they will not enter into contracts over $100,000 with suspended or debarred contractors and that they will require their contractors (and their subcontractors) to make the same certification to them. Flow Down Contractors are required to pass this requirement on to subcontractors seeking subcontracts over $100,000. Thus, the terms "lower tier covered participant" and "lower tier covered transaction" include both contractors and subcontractors and contracts and subcontracts over $100,000. Model Clause /Language (Instructions) The certification and instruction language is contained at 29 CFR Part 29, Appendix B, and must be included in IFB's and RFP's [for inclusion by contractors in their bids or proposals] for all contracts over $100,000, regardless of the type of contract to be awarded. Certification Regarding Debarment, Suspension, and Other Responsibility Matters Lower Tier Covered Transactions (Third Party Contracts over $100,000). Instructions for Certification 1. By signing and submitting this bid or proposal, the prospective lower tier participant is providing the signed certification set out below . 2. The certification in this clause is a material representation of fact upon which reliance was placed when this transaction was entered into. If it is later determined that the prospective lower tier participant knowingly rendered an erroneous - certification, in addition to other remedies available to the Federal Government, City of Port Arthur may pursue available remedies, including suspension and /or debarment. 3. The prospective lower tier participant shall provide immediate written notice to City of Port Arthur if at any time the prospective lower tier participant learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 4. The terms "covered transaction," "debarred," "suspended," "ineligible," "lower tier covered transaction," :" participant," "persons," "lower tier covered transaction," "principal," "proposal," 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 12 and "voluntarily excluded," as used in this clause, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive Order 12549 [49 CFR Part 29]. You may contact City of Port Arthur for assistance in obtaining a copy of those regulations. 5. The prospective lower tier participant agrees by submitting this proposal that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized in writing by City of Port Arthur 6. The prospective lower tier participant further agrees by submitting this proposal that it will include the clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion - Lower Tier Covered Transaction ", without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. 7, A participant in a covered tr ansaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant ma y decide the method and frequency by which it determines the eligibility of its principals. Each participant may but is not required to, check the Nonprocurement List issued by U.S. General Service Administration, 8. Nothing contained in the foregoing shall be construed to require establishment of system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. 9. Except for transactions authorized under Paragraph 5 of these instructions, if a participant in a covered transaction knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible, or voluntarily excluded from participation in this transaction, in addition to all remedies available to the Federal Government, City of Port Arthur may pursue available remedies including suspension and /or debarment. Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion - Lower Tier Covered T ransaction" (1) The prospective lower tier participant certifies, by submission of this bid or proposal, that neither it nor its "principals [as defined at 49 CFR ft 29.105(p)] is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. (2) When the prospective lower tier participant is unable to certify to the statements in this certification, such prospective participant shall attach an explanation to this proposal. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 13 10. PRIVACY ACT 5 USC § 552 Applicability to Contracts When a grantee maintains files on drug and alcohol enforcement activities for FTA, and those files are organized so that information could be retrieved by personal identifier, the Privacy Act requirements apply to all contracts. Flow Down The Federal Privacy Act requirements flow down to each third party contractor and their contracts at every tier, Model Clause /Language The text of the following clause has not been mandated by statute or specific regulation, but has been developed by FTA. Contracts Involving Federal Privacy Act Requirements - The following requirements apply to the Contractor and its employees that administer any system of records on behalf of the Federal Government under any contract: (1) The Contractor agrees to comply with, and assures the compliance of its employees with, the information restrictions and other applicable requirements of the Privacy Act of 1974, 5 USC § 552a. Among other things, the Contractor agrees to obtain the express consent of the Federal Government before the Contractor or its employees operate a system of records on behalf of the Federal Government. The Contractor understands that the requirements of the Privacy Act, including the civil and criminal penalties for violation of that Act, apply to those individuals involved, and that failure to comply with the terms of the Privacy Act may result in termination of the underlying contract. (2) The Contractor also agrees to include these requirements in each subcontract to administer any system of records on behalf of the Federal Government financed in whole or in part with Federal assistance provided by FTA. 11. CIVIL RIGHTS REQUIREMENTS 29 USC § 623, 42 USC § 2000 42 USC § 6102, 42 USC § 12112 42 USC §12132,49 USC §5332 29 CFR Part 1630, 41 CFR Parts 60 et seq. Applicability to Contracts The Civil Rights Requirements apply to all contracts. Flow Down The Civil Rights requirements flow down to all third party contractors and their contracts at every tier. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 14 Model Clause /Language The following clause was predicated on language contained at 49 CFR Part 19, Appendix A, but FTA has shorten the lengthy text Civil Rights - The following requirements apply to the underlying contract (1) Nondiscrimination - In accordance with Title VI of the Civil Rights Act, as amended, 42 USC § 2000d, section 303 of the Age Discrimination Act of 1975, as amended, 42 USC § 6102, section 202 of the Americans with Disabilities Act of 1990, 42 USC § 12132, and Pederal transit law at 49 USC § 5332, the Contractor agrees that it will not discriminate against any employee or applicant for employment because of race, color, creed, national origin, sex, age, or disability. In addition, the Contractor agrees to comply with applicable Federal implementing regulations and other implementing requirements FTA may issue. (2) Equal Employment Opportunity - The following equal employment opportunity requirements apply to the underlying contract (a) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil Rights Act, as amended, 42 USC § 2000e, and Pederal transit laws at 49 USC § 5332, the Contractor agrees to comply with all applicable equal employment opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor," 41 CFR Parts 60 et seq. ., (which implement Executive Order No. 11246, "Equal Employment Opportunity," as amended by Executive Order No. 11375, "Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 USC § 2000e note), and with any applicable Federal statutes, executive orders, regulations, and Federal policies that may in the future affect construction activities undertaken in the course of the Project. The Contractor agrees to take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, creed, national origin, sex, or age. Such action shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. In addition, the Contractor agrees to comply with any implementing requirements FTA may issue. (b) Age - In accordance with section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 USC § 623 and Federal transit law at 49 USC § 5332, the Contractor agrees to refrain from discrimination against present and prospective employees for reason of age. In addition, the Contractor agrees to comply with any implementing requirements FTA may issue. (c) Disabilities - In accordance with section 102 of the Americans with Disabilities Act, as amended, 42 USC § 12112, the Contractor agrees that it will comply with the requirements of U.S. Equal Employment Opportunity Commission, "Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29 CFR Part 1630, pertaining to employment of persons with disabilities. In addition, the Contractor agrees to comply with any implementing requirements FTA may issue. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 15 (3) The Contractor also agrees to include these requirements in each subcontract financed in whole or in part with Federal assistance provided by FTA, modified only if necessary to identify the affected parties. 12. BREACHES AND DISPUTE RESOLUTION 49 CFR Part 18 FTA Circular 4220.1D Applicability to Contracts All contracts in excess of $100,000 shall contain provisions or conditions which will allow for administrative, contractual, or legal remedies in instances where contractors violate or . breach contract terms, and provide for such sanctions and penalties as may be appropriate. This may include provisions for bonding, penalties for late or inadequate performance, retained earnings, liquidated damages or other appropriate measures. Flow Down The Breaches and Dispute Resolutions requirements flow down to all tiers. Model Clauses /Language FTA does not prescribe the form or content of such provisions. What provisions are developed will depend on the circumstances and the type of contract. Recipients should consult legal counsel in developing appropriate clauses. The following clauses are examples of provisions from various FTA third party contracts. Disputes - Disputes arising in the performance of this Contract which are not resolved by agreement of the parties shall be decided in writing by the authorized representative of City of Port Arthur's [title of employee]. This decision shall be final and conclusive unless within [ten (10)] days from the date of receipt of its copy, the Contractor mails or otherwise furnishes a written appeal to the [title of employee]. In connection with any such appeal, the Contractor shall be afforded an opportunity to be heard and to offer evidence in support of its position. The decision of the [title of employee] shall be binding upon the Contractor and the Contractor shall abide be the decision. Performance During Dispute - Unless otherwise directed by City of Port Arthur, Contractor shall continue performance under this Contract while matters in dispute are being resolved. Claims for Damages - Should either party to the Contract suffer injury or damage to person or property because of any act or omission of the party or of any of his employees, agents or others for whose acts he is legally liable, a claim for damages therefor shall be made in writing to such other party within a reasonable time after the first observance of such injury of damage. Remedies - Unless this contract provides otherwise, all claims, counterclaims, disputes and other matters in question between the City of Port Arthur and the Contractor arising out of or relating to this agreement or its breach will be decided by arbitration if the parties mutually agree, or in a court of competent jurisdiction within the State in which the City of Port Arthur is located. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 16 Rights and Remedies - The duties and obligations imposed by the Contract Documents and the rights and remedies available thereunder shall be in addition to and not a limitation of any duties, obligations, rights and remedies otherwise imposed or available by law. No action or failure to act by the City of Port Arthur, (Architect) or Contractor shall constitute a waiver of any right or duty afforded any of them under the Contract, nor shall any such action or failure to act constitute an approval of or acquiescence in any breach thereunder, except as may be specifically agreed in writing. 13. DISADVANTAGED BUSINESS ENTERPRISE (DBE) 49 CFR Part 26 Applicability to Contracts DEE provisions only apply to all DOT - assisted contracts. Disadvantaged Business Enterprise Provision 1. The Federal Fiscal Year goal has been set by City of Port Arthur in an attempt to match projected procurements with available qualified disadvantaged businesses. City of Port Arthur's goals for budgeted service contracts, bus parts, and other material and supplies for Disadvantaged Business Enterprises have been established by City of Port Arthur as set forth by the Department of Transportation Regulations 49 CFR Part 23, March 31,1980, and amended by Section 106(c) of the Surface Transportation Assistance Act of 1987, and is considered pertinent to arty Contract Agreement resulting from this request for proposal. If a specific DBE goal is assigned to this Contract Agreement, it will be dearly stated in the Special Specifications, and if the Contractor is found to have failed to exert sufficient, reasonable, and good faith efforts to involve DBE's in the work provided, City of Port Arthur may declare the Contractor non - complaint end in breach of Contract Agreement. If a goal is not stated in the Special Specifications, it will be understood that no spedfic goal is assigned to this Contract Agreement. (a) Policy - It is the policy of the Department of Transportation and City of Port Arthur that Disadvantaged Business Enterprises, as defined in 49 CFR Part 26, and as amended in Section 106(c) of the Surface Transportation and Uniform Relocation Assistance Act of 1987, shall have the maximum opportunity to participate in the performance of Contract Agreement financed in whole or in part with federal funds under this Contract Agreement. Consequently, the DBE requirements of 49 CFR Part 26 and Section 106(c) of the STURAA of 1987, apply to this Contract Agreement. The Contractor agrees to ensure that DBEs as defined in 49 CFR Part 26 and Section 106(c) of the STURAA of 1987, have the maximum opportunity to participate in the whole or in part with federal funds provided under this Contract Agreement. In this regard, the Contractor shall take ell necessary and reasonable steps in accordance with the regulations to ensure that DBEs have the maximum opportunity to compete for and perform subcontracts. The Contractor shall not discriminate on the basis of race, color, national origin, religion, sex, age or physical handicap in the award and performance of subcontracts. 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 17 It is further the policy of City of Port Arthur to promote the development and increase the participation of businesses owned and controlled by disadvantaged. DBE involvement in all phases of City of Port Arthur's procurement activities is encouraged. (b) DBE obligation - The Contractor end its subcontractors agree to ensure that disadvantaged businesses have the maximum opportunity to participate in the performance of contracts and subcontracts financed in whole or in part with federal funds provided under the Contract Agreement. In that regard, ell Contractors and subcontractors shall take all necessary and reasonable steps in accordance with 49 CFR Part 26 as amended, to ensure that minority business enterprises have the maximum opportunity to compete for end perform contracts. (c) Where the Contractor is found to have failed to exert sufficient reasonable and good faith efforts to involve DBE's in the work provided, the City of Port Arthur may declare the Contractor non - complaint end in breach of Contract Agreement. (d) The Contractor will keep records and documents for a reasonable time following performance of this Contract Agreement to indicate compliance With City of Port Arthur's DBE program. These records and documents will be made available et reasonable times and places for inspection by any authorized representative of City of Port Arthur and will be submitted to City of Port Arthur upon request. (e) City of Port Arthur will provide affirmative assistance as may be reasonable and necessary to assist the prime Contractor in implementing their programs for DBE participation. The assistance may include the following upon request * Identification of qualified DBE * Available listing of Minority Assistance Agencies * Holding bid conferences to emphasize requirements 2. DBE Program Definitions, as used in the Contract Agreement: (a) Disadvantaged business "means a small business concern . i. Which is at least 51 percent owned by one or more socially and economically disadvantaged individuals, or, in the case of any publicly owned business, at least 51 percent of the stock of which is owned by one or more socially and economically disadvantaged individuals; and ii. Whose management and daily business operations are controlled by one or more of the socially and economically disadvantaged individuals who own it or iii. Which is et least 51 percent owned by one or more women individuals, or in the case of any publicly owned business, at least 51 % of the stock of which is owned by one or more women individuals; and 08/09/01 Federally Required Contract Clauses for Professional Services Contracts 18 iv. Whose management and daily business operations are controlled by one or more women individuals who own it. (b) "Small business concern" means a small business as defined by Section 3 of the Small Business Act and Appendix B - This section is being developed to reflect the new rule in 49 CFR Part 26. 14. STATE AND LOCAL LAW DISCLAIMER Applicability to Contracts ' This disclaimer applies to all contracts. Flow Down The Disclaimer has unlimited flow down. Model Clause /Language FTA has developed the following language. State and Local Law Disclaimer - The use of many of the suggested clauses are not govemed by Federal law, but are significantly affected by State law. The language of the suggested clauses may need to be modified depending on state law, and that before the suggested clauses are used in the grantees procurement documents, the grantees should consult with their local attorney. 15. INCORPORATION OF FEDERAL TRANSIT ADMINISTRATION (FTA) TERMS PTA Circular 4220.1D Applicability to Contracts The incorporation of PTA terms applies to all contracts. Flow Down The incorporation of PTA terms has unlimited flow down. Model Clause /Language FTA has developed the following incorporation of te nse language: Incorporation of Federal Transit Administration (FTA) Terms - The preceding provisions include, in part, certain Standard Terms and Conditions required by DOT, whether or not expressly set forth in the preceding contract provisions. All contractual provisions required by DOT, as set forth in FTA Circular 4220.1D, dated April 15, 1996, are hereby incorporated by reference. Anything to the contrary herein notwithstanding , all FTA mandated terms shall be deemed to control in the event of a conflict with other provisions contained in this Agreement. The Contractor shall not perform any act, fail to perform any act, or refuse to comply with any (name of grantee) requests which would cause (name of grantee) to be in violation of the FTA . terms and conditions. 08/09/01 td!ry of run Mnnuy (Law Department) • `(Required Form) DO-11131T B (7/8/68) (10/5/89) • (3/15/90) (p2 Revised 9/18/90) I CER.TIFICATE OF STANDARD FORM CONTRACT FOR LAW ' DEPARTMENT REVIEW AND CiTY COUNCIL AGENDA 1 certify that the contract (hereinafter called "said contract') affixed to the attached "proposed City Council Resolution , No. is an exact duplicate of an applicable standard form contract (the title of which Is shown below) previously approved by the Law department and adopted as a standard form by City Council Resolution, except for the • • blanks that have been filled In With all necessary information and except for the changes described below. The title of the applicable standard form contract Is : pQ Federally Funded Construction Contract, Revised 1/5/88, 7/89, 8/89 , , ' ( 1 Non - Federally Funded Construction Contrael, Revised 1/5/88, 7/89,6/69 pQ Federal • Professional Services • Engineering Contrael, Revised 1/5/88; 5/89 010) 7/89/(§8) , 11 Non•Federal • Protessional Services • Engineering Contract, Revised 1/5/86, 5/89(510), 7/8908), 4/91 , O CDBG - Professional Servtoes - Engineering Contract; Revised 1/5/88, 6/89 (510), 7/89(58) 11 Federal - Prolesslonal Services • Non - Engineering (Consultant) Contract, Revised 1/5/88, 6/89(510), 7/89(58). 11 Non - Federal - Professional Services • Non-Engineering (Consultant) Contract, Revised 1/5/88, / �8 (510), .. 11 CDBG - Professional services = Non•Engineering (Consultant) Contract, Revised 1/5/88, 5/89(510), 7/89(58). [1Q Other Standard Form Contract, described as follows: �Kbi,►St� „ P The changes are as follows: (Put an 'X' in the appropriate (1) ' pQ None. • , 11 The following described provisions at the Indicated page, section, etc, of the standard form have been deleted from said contract: . • DELETIONS . . ' ELETIONS ' Page Number Section or Paragraph No. Subsection or . Whore ' and Caption Subparagraph No. Deleted Provislon Which and Caption Is Contains Provision Which Contains Provislon Description of • Found On Standard Form Deleted From Form petaled From Form provision Deleted , • (Certificate of Standard Form Contract, page 2) t. J The following described provisions at the indicated page, section, etc. of the standard form have bean altered, modified, replaced or otherwise changed: ALTERATIONS, MODIFICATIONS, REPLACEMENTS, ETC.., Page § & caption sub § & caption, etc,' Sub § or Sub 4 No. of said Contract Page No, § or 11 No. & Caption & Caption Description which contains Where of • of of altered, ato. Provision Found Standard Form •• Standard Form Provision provision; & on which which In Description of • Standard Form Contains Provision Contains Provision Standard Forst Alteration etc; • (J The following provisions have been added to Said Contract: Page, Section and Caption Subsection and Caption, etc. of Said Contract Which ' Contains the Added Provision and Descriation Thereof • • • • • — 1 further certify that said attached proposed City Council Resolution contains the following provision: 'That said contract Is art exact duplicate of a City Standard Form Contract except for the changes described In the • 1 ' Certificate of Standard Form Contract, a copy of which Is attached hereto as Exhibit•'S" and is hereby Incorporated by reference, and said changes aro hereby approved' • I understand that this certificate will be relied on by the Law Department In reviewing and approving (or rejecting) as to form and by the City Council In reviewing and adopting (or rejecting) said Resolution. and Contract. Signed this 2 5 141 day of Cs NAN ,.1.f'1bio • 4 / r Department Head o • ' EXHIBIT "B" DUTIES, RESPONSIBILITIES AND LIMITATIONS OF AUTHORITY fienind OF RESIDENT PROJECT REPRESENTATIVE A. B. Resident Project Representative as ENGINEER'S Agent, will act as directed by and under the supervision of ENGINEER and will confer with the ENGINEER regarding his actions. Resident Project Representative's dealings In matters pertaining to the on -site work shall in general be only with ENGINEER and Contractor, and dealings with subcontractors shall only be through or with the full knowledge of Contractor. Written communication with CITY will be only through or as directed by ENGINEER. Duties and Responsibilities Resident Project Representative will: 1. Sa Sdulla Review the progress schedule, Shop Drawing submissions and schedule of values prepared by Contractor and consult with ENGINEER concerning their acceptability. 2. Attend pre - construction conferences. Arrange a schedule of progress meetings and other job conferences as required in consultation with ENGINEER and notify those expected to attend In advance. Attend meetings, and maintain and circulate copies of minutes thereof. 3. Lhasa a. Serve as ENGINEER'S Ilaison with Contractor, working principally through Contractor's superintendent and assist him in understanding the Intent of the Contract Documents. Assist ENGINEER In serving as CITY'S Ilaison with Contractor when Contractor's operations affect CITY'S on -site operations. b. As requested by ENGINEER, assist in obtaining from CITY additional details or information, when required at the job site for proper execution of the work. 4. ;shoo DrawInas and Samples a. Keep a record of approved Shop Drawings and samples, receive samples which are furnished at the site by CONTRACTOR, and notify ENGINEER of their availability for examination. Page 17 b. Advise ENGINEER and Contractor or its superintendent immediately of the commencement of any work requiring a Shop Drawing or sample submission if the submission has not been approved by ENGINEER. 5. Review of Work. Reiectlon of Defective Work. Insoectlons and Th Conduct daily on -site observations of the work in progress to assist ENGINEER In determining if the work is proceeding In accordance with the Contract Documents and that completed work will conform to the Contract Documents. a. Report to ENGINEER whenever he believes that any work is unsatisfactory, faulty or defective or does not conform to the Contract Documents, or does not meet the requirements of any inspections, test or approval required to be made or has been damaged prior to final payment; and advise ENGINEER when he believes work should be corrected or rejected or should be uncovered for observation, or requires special testing, Inspection or approval. b. Verify that tests, equipment and systems startups and operating and maintenance Instructions are conducted as required by the Contract Documents and in presence of the required personnel, and that Contractor maintains adequate records thereof; observe, record and report to ENGINEER appropriate details relative to the test procedures and startups. c. Accompany visiting inspectors representing public or other agencies having jurisdiction over the project, record the outcome of these Inspections and report to ENGINEER. 6. interpretation of Contract Documents Transmit to Contractor ENGINEER'S clarifications and interpretations of the Contract Documents. 7. Mftdififiellos Consider and evaluate Contractor's suggestions for modifications in drawings or specifications and report them with recommendations to ENGINEER. 8. 111122011 a. Maintain at the job site orderly files for correspondence, reports of job conferences, shop drawings and sample submissions, reproductions of original Contract Documents Including all addenda, change orders, field orders, additional drawings Issued subsequent to the execution of the Contract, ENGINEER'S clarifications and interpretations of the Contract Documents, progress reports, and other Project related documents. b. Keep a daily diary and a daily report log book, recording hours on the Page 18 Job dedu site ctions , weather , Ilst conditions, data offi relative cials to and questions of representatives of extras or manufactures, fabricators, suppliers and distributors, daily activities, decisions, observations in general and specific observations in more detail as In the case of observing test procedures. Send copies of daily reports to ENGINEER. c. Record names, addresses and telephone numbers of all Contractor, subcontractors and major suppliers of materials and equipment. 9. RIMS a. Furnish ENGINEER periodic reports as required of the work and Contractor's compliance with the approved progress schedule and schedule of shop drawings submissions. b. Consult with ENGINEER in advance of scheduled major test, Inspections or start of important phases of the work. c. Report immediately to ENGINEER upon the occurrence of an accident. 10. payment Reaulsitlons Review applications for payment with Contractor for compliance with the established procedure for their submission and forward them with the recommendations to ENGINEER, noting particularly their relation to the schedule of values, work completed and materials and equipment delivered at the site but not incorporated in the work. 11. Certificates. Maintenance and Operation Manuals During the course of the work, verify that certificates, maintenance and operation manuals and other data required to be assembled and furnished by Contractor are applicable to the items actually installed; and deliver this material to ENGINEER for his review and forwarding to OWNER prior to final acceptance of the work. 12. Completion a. Before ENGINEER issues a Certificate of Substantial Completion, submit to Contractor a list of observed Items regarding completion or correction. b. Conduct final Inspection in the company of ENGINEER, CITY, and Contractor and prepare a final list of items to be completed or corrected. c. Verify that all Items on final list have been completed or corrected and make recommendations to ENGINEER concerning acceptance. C. Limitations of Authority Except upon written instructions of ENGINEER, Resident Project Representative: Pape 19 1. Shall not authorize any deviation from the Contract Documents or approve any substitute materials or equipment. 2. Shall not exceed limitations on ENGINEER'S authority as set forth in the Contract Documents. 3. Shall not undertake any of the responsibilities of Contractor, subcontractors or Contractor's Superintendent, or expedite the work. 4. Shall not advise on or issue directions relative to any aspect of the means, methods, techniques, sequences or procedures of construction unless such is specifically called for in the Contract Documents. 5. Shall not advise on or Issue directions as to safety precautions and programs in connection with the work. 6. Shall not authorize CITY to occupy the Project In whole or In part. 7. Shall not participate in specialized fleld or laboratory tests. Page 20 EXHIBIT "C" List of Subcontracted Engineers Pip. 21 CONTRACT FOR PROFESSIONAL SERVICES (FEDERAL /STATE FUNDS) PART II — TERMS AND CONDITIONS 1. Termination of Contract for Cause If, through any cause, the Consultant shall fall to fulfill In timely and proper manner his obligations under this Contract, or If the Consultant (engineer, architect or other profession) shall violate any of the covenants, agreements, or stipulations of this Contract, the City shall thereupon have the right to terminate this Contract by giving written notice to the Consultant of such termination and specifying the effective date thereof, at least five days before the effective date of such termination. In such event, all finished or unfinished documents, data, studies, surveys, drawings, maps, models, photographs and reports prepared by the Consultant under this Contract shall, at the option of the City, become CITY'S property and the Consultant shall be entitled to receive just and equitable compensation for any work satisfactorily completed hereunder. Notwithstanding the above, the Consultant shall not be relieved of liability to the City for damages sustained by the City by virtue of any breach of the Contract by the Consultant and the City may withhold any payments to the Consultant for the purposes of set -off such time as the exact amount of damages due the City from the Consultant Is determined. 2. Termination for Convenience of the Citv The City may terminate this Contract at any time by giving at least thirty (30) days notice In writing to the Consultant. If the Contract is terminated by the City as provided herein, the Consultant will be paid for the time provided and expenses incurred up to the terminated date. If this Contract Is terminated due to the fault of the Consultant, Paragraph Page 22 1 h ereof relative to termination shall apply. 2 . gliillatis The City may, from time to time, request changes In the Scope of Services of the Consultant to be performed hereunder. Such changes, Including any increase or decrease in the amount of the Consultant's compensation, which are mutually agreed upon by and between the City and the Consultant, shall be Incorporated In written amendments to this Contract. 3. Personnel A. The Consultant represents that he has, or will secure at his own expense, all personnel required In performing the services under this Contract. Such personnel shall not be employees of or have any contractual relationship with the City. B. All of the services required hereunder shall be performed by the Consultant or under his supervision and all personnel engaged In the work shall be fully qualified and shall be authorized or permitted under State and local law to perform such services. C. None of the work or services covered by this Contract shall be subcontracted without the prior written approval of the City. Any work or services subcontracted hereunder shall be specified by written Contract or agreement and shall be subject to each provision of this Contract. 4. AulanablIIty The Consultant shall not assign any Interest In this Contract, and shall not transfer any interest in the same (whether by assignment or novation), without the prior written Page 23 consent of the City thereto; provided, however, that claims for money due the Consultant from the City under this Contract may be assigned to a bank, trust company, or other financial institution without such approval. Notice of any such assignment or transfer shall be furnished promptly to the City. 5. Retorts and Information The Consultant, at such times and in such forms as the City may require, shall furnish the City such periodic reports as it may request pertaining to the work or services undertaken pursuant to this Contract, the costs and obligations incurred or to be incurred In connection therewith, and any other matters covered by this Contract. 7. Records and Audits The Consultant shall maintain accounts and records, including personnel, property and financial records, adequate to Identify and account for all costs pertaining to the Contract and such other records as may be deemed necessary by the City to assure proper accounting for all project funds, both Federal /State and Non - Federal /State shares. These records will be made available for audit purposes to the City or any authorized representative, and will be retained for not less than five (5) years after the expiration of this Contract unless permission to destroy them Is granted by the City. 8. Findinas Confidential All of the reports, information, data, etc., prepared or assembled by the Consultant under this Contract are confidential and the Consultant agrees that they shall not be made available to any individual or organization without the prior written approval of the City. 9. Coovrlaht. Page 24 No report, maps, or other documents produced in whole or in part under this Contract shall be the subject of an application for copyright by or on behalf of the Consultant. 10. Compliance with Local Law, The Consultant shall comply with all applicable laws, ordinances, and codes of the State and Iocal governments, and the Consultant shall save the City harmless with respect to any damages arising from any tort done in performing any of the work embraced by this Contract. 11. Faual Emolovment Opp During the performance of this Contract, the Consultant agrees as follows: a. Consultant will not discriminate against any employee or applicant for employment because of sex, race, creed, color, or national origin. The Consultant will take affirmative action to ensure that applicants are employed, and the employees are treated, during employment, without regard to their sex, race, creed, color, or national origin. Such action shall Include, but not be limited to, the following: Employment, upgrading, demotion or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The Consultant agrees to post In conspicuous places, available to employees and applicants for employment, notices to be provided by the City setting forth the provisions of this nondiscrimination clause. b. The Consultant will, in all solicitations or advertisements for employees placed by or on behalf of the Consultant, state that all qualified applicants will receive Page 26 consideration for employment without regard to sex, race, color or national origin. c. The Consultant will cause the foregoing provisions to be inserted In all subcontracts for any work covered by this Contract so that such provisions will be binding upon each subcontractor, provided that the foregoing provisions shall not apply to contracts or subcontracts for standard commercial supplies or raw materials. 12. Civil Riaht. Act of 1964 Under Title VI of the Civil Rights Act of 1964, no person shall, on the grounds of race, color, or national origin, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving federal financial assistance 13. Section 109 of the Houslna and Community DeveIODment Act of 1974 No person In the United States shall on the grounds of race, color, national origin, or sex be excluded from participation, be denied the benefits If, or be subjected to discrimination under any program or activity funded in whole or in part with funds made available under this title. 14. Comollance with Emolovment O000rtunitles for Businesses and Lower income Persons, The Consultant shall comply with the regulations of Section 3 of the Housing and Urban Development Act of 1968. A copy of the Federal Register, Title 24 part 135.20 subparagraph (b) "Section 3 Clause" is made a part of this Contract a. The work to be performed under this Contract Is on a project assisted under Pep 26 a program providing State Funds or direct federal financial assistance from the Department of Housing and Urban Development or other Federal Agencies and Is subject to the requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended, 12 U.S.C. 1701u. Section 3 requires that to the greatest extent feasible, opportunities for training and employment be given lower income residents of the project area and contracts for work In connection with the project be awarded to business concerns which are located in, or owned in substantial part by persons residing in the area of the project. b. The parties to this Contract will comply with the provisions of Section 3 and the regulations Issued pursuant thereto by the Secretary of Housing and Urban Development not forth In 24 CFR Part 135, and all applicable rules and orders of the Department Issued thereunder prior to the execution of this contract. The parties to this contract certify and agree that they are under no contractual or other disability which would prevent them from complying with those requirements. c. The Consultant will send to each labor organization or representative of workers with which he has a collective bargaining agreement or other contract of understanding, If any, a notice advising the said labor organization or worker's representative of his commitments under this Section 3 clause and shall post copies of the notice in conspicuous places available to employees and applicants for employment or training. d. The Consultant will Include this Section 3 clause in every subcontract for Page 27 work In connection with the project and will, at the direction of the applicant for or recipient of federal flnanclal assistance, take appropriate action pursuant to the subcontract upon a finding that the subcontractor Is in violation of regulations issued by the Secretary of Housing and Urban Development, 24 CFR 131. The Consultant will not subcontract with any subcontractor where It has notice or knowledge that the latter has bee found in violation of regulations under 24 CFR Part 135 and will not let any subcontract unless the subcontractor has first provided It with a preliminary statement of ability to comply with the requirements of these regulations. e. Compliance with the provisions of Section 3, the regulations set forth In 24 CFR Part 135, and all applicable rules and orders of the Department Issued thereunder prior to the execution of the Contract, shall be a condition of the federal financial assistance provided to the project, binding upon the applicant or recipient for such assistance, Its successors, and assigns. Failure to fulfill these requirements shall subject the applicant or recipient, Its contractors and sub- contractors, Its successors, and assigns to those sanctions specified by the grant or loan agreement or contract through which federal assistance Is provided, and to such sanctions as are specified by 24 CFR 135." 15. Section 3 Handicapped (If 325.000 or Over Affirmative Action for Handicapped Workers) a. The Contractor will not discriminate against any employee or applicant for employment because of physical or mental handicap In regard to any position for which the employee or applicant for employment Is qualified. The Page 28 Contractor agrees to take affirmative action to employ, advance In employment and otherwise treat qualified handicapped Individuals without discrimination based upon their physical or mental handicap in all employment practices such as the following: Employment, upgrading, demotion or transfer, recruitment, advertising, layoff or termination , rates of pay or other forms of compensation, and selection for training, Including apprenticeship. b. The Contractor agrees to comply with the rules, regulations, and relevant orders of the Secretary of Labor Issued pursuant to the Act. c. In the event of the Contractor's noncompliance with the requirements of this clause, actions for noncompliance may be taken In accordance with the rules, regulations, and relevant orders of the Secretary of Labor issued pursuant to the Act. d. The Contractor agrees to post In conspicuous places, available to employees and applicants for employment, notices In a form to be prescribed by the Director, provided by or through the contracting officer. Such notices shall state the Contractor's obligation under the law to take affirmative action to employ and advance In employment qualified handicapped employees and applicants for employment, and the rights of applicants and employees. e. The Contractor will notify each labor union or representative of workers with which it has a collective bargaining agreement or other contract understanding, that the Contractor Is bound by the terms of Section 503 of the Rehabilitation Act of 1973, and Is committed to take affirmative action to employ and advance In employment Page 29 physically and mentally handicapped Individuals. f. The Contractor will include the provisions of this clause In every subcontract or purchase order of $2,500 or more unless exempted by rules, regulations, or orders of the Secretary issued pursuant to Section 503 of the Act, so that such provisions will be binding upon each subcontractor or vendor. The Contractor will take such action with respect to any subcontract or purchase order as the Director of the Office of Federal Contract Compliance Programs may direct to enforce such provisions, including action for non - compliance. 16. Section 402 Veterans of the Vie Era (If !10.000 or Over �(flnm Acti for Di Veterans a nd V ete ra ns of the Vletn ELL a. The Contractor will not discriminate against any employee or applicant for employment because he or she Is a disabled veteran or veteran of the Vietnam Era In regard to any position for which the employee or applicant for employment is qualified. The Contractor agrees to take affirmative action to employ, advance In employment and otherwise treat qualified disabled veterans and veterans of the Vietnam Era without discrimination based upon their disability or veteran status In all employment practices such as the following: Employment upgrading, demotion or transfer, recruitment, advertising, layoff or termination, rates of pay or other forms of compensation, and selection for training, including apprenticeship. b. The Contractor agrees that all suitable employment openings of the Contractor which exist at the time of the execution of this contract and those which occur during the performance of this contract, including those not Page 30 generated by this contract and including, those occurring at an establishment of the Contractor other than the one wherein the contract is being performed but excluding those of Independently operated corporated affiliates, shall be listed at an appropriate local office of the State employment service system wherein the opening occurs. The Contractor further agrees to provide such reports to such local office regarding employment openings and hires as may be required. State and local govemment agencies holding Federal contracts of $10,000 or more shall also Ilst all their suitable openings with the appropriate office of the State employment service, but are not required to provide those reports set forth In paragraphs (D) and (E). c. Listing of employment openings with the employment service system pursuant to this clause shall be made at least concurrently with the use of any other recruitment source or effort and shall involve the normal obligations which attach to the placing of a bona flde job order, including the acceptance of referrals of veterans non - veterans. The listing of employment openings does not require the hiring of any particular job applicant or from any particular group of job applicants, and nothing herein is Intended to relieve the Contractor from any requirements in Executive Orders or regulations regarding nondiscrimination in employment. d. The reports required by paragraph D of this clause shall include, but not be limited to, periodic reports which shall be flied at least quarterly with the Page 31 appropriate local office or, where the Contractor has more than one hiring location In a State, with the central office of that State employment service. Such reports, shall indicate for each hiring location (1) the number of Individuals hired during the reporting period, (2) the number of nondisabled veterans of the Vietnam Era hired, (3) the number of disabled veterans of the Vietnam Era hired, and (4) the total number of disabled veterans hired. The reports should include covered veterans hired for on- the -job training under 38 U.S.C. 1787. The Contractor shall submit a report within 30 days after the end of each reporting period wherein any performance is made on this contract Identifying date for each hiring location. The Contractor shall maintain at each hiring location copies of the reports submitted until the expiration of one year after final payment under the contract, during which time those reports and related documentation shall be made available, upon request, for examination by any authorized representatives of the contracting officer or of the Secretary of Labor. Documentation would include personnel records respecting job openings, recruitment and placement. e. Whenever the Contractor becomes contractually bound to the listing provisions of this clause, it shall advise the employment service system In each State where it has establishments of the name and location of each hiring location in the State. As long as the Contractor Is contractually bound to these provisions and has so advised the State system, there is no need to advise the State system of subsequent contracts. The Contractor may advise Page 32 the State system when it Is no longer by this contract clause. f. This clause does not apply to the listing of employment openings which occur and are filled outside of the 50 states, the District of Columbia, Puerto Rico, Guam and the Virgin Islands. g. The provisions of paragraphs B, C, D and E of this clause do not apply to openings which the Contractor proposes to fill from within his own organization or to fill pursuant to a customary and traditional employer -union hiring arrangement. This exclusion does not apply to a particular opening once an employer decides to consider applicants outside of his own organization or employer -union arrangement for that opening. h. As used In this clause: (1) " All suitable employment openings" includes, but is not limited to, openings which occur in the following Job categories: Production and non - production; plant and office; laborers and mechanics; supervisory and non - supervisory, technical, and executive, administrative, and professional openings are compensated on a salary basis of less than $25,000 per year. This term includes full -time employment, temporary employment of more than three (3) days' duration, and part-time employment. It does not include openings which the Contractor proposes to fill from within his own organization or to fill pursuant to a customary and traditional employer -union hiring arrangement nor openings in an educational institution which are restricted to students of that institution. Under the most compelling circumstances an employment opening may not be suitable for Page 33 listing, including such situation where the needs of the Govemment cannot reasonably be otherwise supplied, where listing would be contrary to national security, or where the requirement of listing would otherwise not be for the best interest of the government. (2) "Appropriate office of the State employment service system" means the local office of the Federal, State and local system of public employment offices with original responsibility for serving the area where the employment opening Is to be filled, including the District of Columbia, Guam, Puerto Rio, and the Virgin Islands. (3) "Openings which the Contractor proposes to fill from within his own organization" means employment openings for which no consideration will be given to persons outside the Contractor's organization (Including any affiliates, subsidiaries, and the parent companies) and includes any openings which the Contractor proposes to fill from regularly established "recall" lists. (4) "Openings which the Contractor proposes to fill pursuant to a customary and traditional employer -union hiring arrangement" mean" employment openings which the Contractor proposes to fill from union halls, which is part of the customary and traditional hiring relationship which exists between the Contractor and representatives of his employees. I. The Contractor agrees to comply with the rules, regulations, and relevant orders of the Secretary of Labor Issued pursuant to the act. j. In the event of the Contractor's noncompliance with the requirements of this clause, actions for noncompliance may be taken in accordance with the rules, Page 34 regulations, and relevant orders of the Secretary of Labor Issued pursuant to the Act. k. The Contractor agrees to post In conspicuous places, available to employees and applicants for employment, notices in a form to be prescribed by the Director, provided by or through the contracting officer. Such notice shall state the Contractor's obligation under the law to make affirmative action to employ and advance in employment qualified disabled veterans and veterans of the Vietnam Era for employment, and the rights of applicants and employees. I. The Contractor will notify each labor union or representative of workers with which It has a collective bargaining agreement or other contract understanding, that the Contractor Is bound by the terms of the Vietnam Era Veterans Readjustment Assistance Act, and Is committed to take affirmative action to employ and advance In employment qualified disabled veterans and veterans of the Vietnam Era. m. The Contractor will Include the provisions of this clause In every subcontract or purchase order of $10,000 or more unless exempted by rules, regulations, or orders of the Secretary Issued pursuant to the Act, so that such provisions will be binding upon each subcontractor or vendor. The Contractor will take such action with respect to any subcontract or purchase order as the Director of the Office of Federal Contract Compliance Programs may direct to enforce such provisions, Including action for noncompliance. Page 96 17. Interest of Members of City No member of the governing body of the City, and no other officer, employee, or agent of the City who exercises any functions or responsibilities in connection with the planning and carrying out of the program, shall have any personal financial Interest, direct or Indirect, in this Contract; and the Consultant shall take appropriate steps to assure compliance. 18. interest of Other Local Public Officials. No member of the governing body of the locality and no other public official of such locality, who exercises any functions or responsibilities In connection with the planning and carrying out of the program, shall have any personal financial interest, direct or indirect, In this Contract; and the Consultant shall take appropriate steps to assure compliance. 19. Interest of Consultant and Employees, The Consultant covenants that he presently has no interest and shall not acquire any interest, direct or indirect, In the study area of any parcels therein or any other interests which would conflict in any manner or degree with the performance of his services hereunder. The Consultant further covenants that In the performance of this Contract, no person having any such Interest shall be employed. 20. Compliance with Copeland Anti Kickback Act, The Consultant shall comply with the applicable regulations of the Secretary of Page 38 Labor, United States Department of Labor, made pursuant to the so- called "Anti - Kickback Act" of June 13, 1934 (48 Sta. 948: 62 Stat. 862; Title U.S.C., Section 874; and Title 40 U.S.C., Section 276c), and any amendments or modifications thereof, shall cause appropriate provisions to be inserted In subcontracts to Insure compliance therewith by all subcontractors subject thereto, and shall be responsible for the submissions 'of affidavits required by subcontractors thereunder, except as said Secretary of Labor may specifically provide for reasonable limitation, variations, tolerances, and exemptions from the requirements thereof. 21. References to Contractor, All references to "Contractor" in Part II, Terms and Conditions, shall be construed to mean "Consultant" or " "Engineer ". 22. ;ncorooration of Provisions Reauired by Law, Each provision and clause required by law to be Inserted Into the Contract shall be deemed to be enacted herein and the Contract shall be read and enforced as though each were Included herein. If through mistake or otherwise any such provision is not Inserted or Is not correctly Inserted, the Contract shall be amended to make such insertion on application by either party. 80 Page 37 EXHTB� wgw PERSONNEL/HOURS /RATES EQUIPMENT /HOURS RATES Page 38