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HomeMy WebLinkAboutPR 17543: CONTRACT WITH MAVERICK COMMUNICATIONS FOR TRANSIT RENOVATIONS WIRING TRANSIT DEPARTMENT MEMORANDUM TO: Floyd Johnson, City Manager and City Council FROM: Debra D. Ambroise, Transit Planner/ Fay Young, IT Manager SUBJECT: P.R. No. 17543; Transit Renovations Wiring .DATE: February 7, 2013 RECOMMENDATION: I recommend that Proposed Resolution No. 17543 be approved awarding a contract to Maverick Communications, Inc., of Beaumont Texas to reestablish the communication network of the newly renovated Transit Service Center. BACKGROUND: Quotes were received from (3) three vendors and Maverick Communications, Inc. provided the lowest quote as indicated below. QUOTES(S) Maverick Communications Inc Beaumont Texas $8,823.75 Discovery Information Technologies...Nederland Texas $10,069.00 National Networks Nederland Texas ...$15,006.56 BUDGETARY/FISCAL EFFECT: Funding for the renovations and related work have been allocated through Federal Grant Number TX -96 -X040; Account Number 402 - 1508 - 561.54 -00. STAFFING/EMPLOYEE EFFECT: The proposed wiring will complete the renovation project and reestablish the communication network. SUMMARY: I recommend that Council approve Proposed Resolution No.17543 awarding a contract to Maverick Communications, Inc., of Beaumont Texas to reestablish the communication network of the newly renovated Transit Service Center. r' Debra Ambroise, Transit Planner 4 P.R. No. 17543 2/07/2013 DDA Page 1 of 2 RESOLUTON NO. A RESOLUTION AUTHORIZING THE CITY MANAGER TO ENTER INTO A CONTRACT WITH MAVERICK COMMINICATIONS, INC., OF BEAUMONT, TEXAS TO REESTABLISH THE COMMUNICATION NETWORK OF THE NEWLY RENOVATED TRANSIT SERVICE CENTER IN THE AMOUNT OF $8,823.75. FUNDING ALLOCATED THROUGH FEDERAL GRANT NUMBER TX -96 -X040; ACCOUNT NUMBER 402 - 1508 - 561.54 -00. WHEREAS, the City of Port Arthur Transit Service Center has been renovated and the communication network must be reestablished; and, WHEREAS, Maverick Communications, Inc., of Beaumont, Texas provided the lowest quote (tabulation attached as Exhibit "A "); and, WHEREAS, the Federal Transit Administration (FTA) has set forth regulations and clauses (attached hereto as Exhibit "C ") that must be followed to utilize Federal funds. NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF PORT ARTHUR: THAT, the facts in the preamble are true and correct. THAT, the City Manager is herein authorized to enter into a contract with Maverick Communications Inc., of Beaumont, Texas to reestablish the communication network at the Transit Service Center, in substantially the same form as Exhibit "B ". THAT, a copy of the caption of the Resolution be spread upon the Minutes of the City Council. READ, ADOPTED AND APPROVED, this the February, A.D. 2013, at a Regular Meeting of the City Council of Port Arthur Texas by the following vote: P.R No. 17543 2/07/2013 DDA Page 2 of 2 AYES: MAYOR: COUNCIL MEMBERS: NOES: Deloris Prince, Mayor ATTEST: Sherri Bellard, City Secretary APPROVED AS TO FORM: I iI� Val T'zeno,7 A7` APPROVED FOR ADMINISTRATION: Floyd T. Johnson, City Manager Colleen Russell, Transit Director - .[�IJ' Shawna Tubbs, Purchasing Manager Deborah Echols, inance Director EXHIBIT "A" BID TAB a n 0. 4Cla 0 c A 0 O 03 f3 O a ti co (0 x c to 0 3 00 3 O O E W V O (n n y �-. 0 fD 'O W 0 r! O fD Cr n A fD O DJ • `° 3 o 3 3 l0 O O w ° CD X N O CU fD 0 1 z f• o D • +_ w fD F. " V7 2 sy O '° Q O g i X 01 a) EXHIBIT "B" CONTRACT CONTRACT FOR NETWORKING SERVICES FEDERAL /STATE FUNDS PART 1 - AGREEMENT THIS AGREEMENT, entered into as of this day of 2013, by and between the City of Port Arthur, Port Arthur, Texas (hereinafter called the "CITY ") acting herein by its City Manager, duly authorized by Resolution of the City Council of the City of Port Arthur and Maverick Communications, Inc., of Beaumont, Texas, (hereinafter called the "INSTALLERS ") acting herein by Jeff Longlois, Vice President hereunto duly authorized: WITNESSETH THAT: Whereas, the City desires to engage INSTALLERS (1) render certain professional services hereafter described in "Description of Work to Be Performed ", the Parties hereby mutually agree as follows: 1) EMPLOYMENT OF INSTALLERS The CITY hereby agrees to engage the INSTALLERS and the INSTALLERS hereby agree to perform the "Description of Work to Be Performed" hereinafter set forth. This contract shall be performed in Jefferson County, Texas. 2) DESCRIPTION OF WORK TO BE PERFORMED Installation of services in connection with reestablishing the communication network of the newly renovated Transit Service Center. The services rendered by INSTALLERS for the project are as follows: • Corning Altos 12 fiber single mode • ST SM ANAEROBIC CONNECTOR - CORNING • CORNING 12F FAN -OUT KIT : FAN- BT25 -12 • 3M COLD SHRINK: 8426 -9 • PRETIUM 1U RK MNT ENCLOSURE CORNING CABLE • CORNING 12 PORT ST FIBER PANEL • OTDR TEST & DOCUMENATION • ST -ST SM 2 meter fiber jumpers GBST2 -D1 -02 • 1/4 " SS messenger DESCRIPTION OF WORK TO BE PERFORMED CON'TD • POLE /BLDG. HARDWARE • MISCELLANEOUS SMALL PARTS • BUCKET TRUCK CHARGE • INSTALLATION /LABOR CHARGES 3) TOTAL COST OF WORK The total cost to reestablish the communication network of the newly renovated Transit Service Center located at 320 Dallas Avenue; including the above "Description of Work to be performed" is $ 8,823.75. ACCEPTED: PROPOSED AND AGREED TO: CITY: MAVERICK COMMUNICATIONS, CITY OF PORT ARTHUR, TEXAS INC. BY: City Manager Print Name: Title: DATE: DATE: ATTEST: WITNESS: City Secretary APPROVED AS TO FORM: City Attorney EXHIBIT "C" MAVERICK COMMUNICATIONS INC., IS REQUIRED TO SIGN PAGE 6 OF THE FEDERAL TRANSIT ADMINISTRATION REGULATIONS AND CLAUSES FOR FEDERALLY FUNDED PROJECTS Table of Contents • • 1. Drug and Akohol Testing Charter Bus Requirements 3. School Bus Requirements 4. Energy Conserration Requirements Clean Water Requirements o. Lobbying 7. Access to Records and Reports 8. Federal chanras Clean Air Contract Work Hours and Safety Standards A.ct 11. No Government Obligation. to Third Parties 12, Progran Fraud and False or haudulent Statements and Related Acts Termination 14. GOverranent-wide Debarment and Sus.pamion (Non-procurernent) IS, Privacy At • t7, Breathes, and Dispute Resoktion Transik-grnpi4ePtotectivel. Averments . . Disadvantaged Busms Eterpnses (DBE) State and Local Law Disclaimer 21, IncorpOra_tion of Federal Tn!nSt Administrat4on (FTA) terms Bidders are strongly advi'ded to read and Adhere to arkSignatnte and cOntratturd reiliaiiiieritsAlkiiiiieineritS ate siedfliall*, Contract Agreement.,Failtite'iO cciirtigy With all reqUirernenti could reSult in the bid being rejected as non-responsive. , . Federally Required ad other Model Contract Clauses 2 1, DRUG ANDALCOHOL - T ESTING . 49 1.1,S.C. A5331 49 CFR Parts 653 and 654 Applicability b. contracts The Drug and Alcohol. testing p•tovisions -apply to Operabonal Service Contracts. Flow Down Requirements Anyona who performs P. safety-sensitive funt.tion fim the. City of Poit Arthur or sub recipient is requimi. to comply with 49 CFR 653 and 654, 1,triless th s kr maintenance services-. • ?AA:intim:3nm contrackIrs for non-urbanized area formula program grantees am not sot-Oct ts3 the rules. Also, the. rules clo• not apply to ritaintenanc subcontrtictom. Model aausotar Introduction FTA's drug and alcohol rules, 49 CFR fisa and 654, m.spectively, are unique arruang the regulations issued by PT First they require the ot u Pee: Arthur to ensure that any entity performing a s.ifety-sx.risitiv-e function on the City of . F\ort Arthur's behalf (usually subrecipien.ts and/or contractors) linplement a complex thug and alcohol testing program that complies with Parts 653 and 654. Second, the rules condition the res:eipt of certain kinds of FTA funding on the City of Port Arthur's corriphame with the rule% thus, the cit of Port Arthur is not in compliance . with the rules unless every entity that performs a safety-sensitive function on the City of Port Arthur's_ behalf is in compliance with the rules. Third, th e rules do not specify how a City of Port Arthur ensures that its subrecipients and/or t:oretractors comply with them Dru and Alcohol. Testing Th e. contractor ag rees to establish and implement: a. drug and alcthol testing program the complie,s with 49 CFR Parts 653 and 654„ produce any d'ocumentation zuKessary to establish its compliance with Parts 653 and 654, and permit any authorized representative of the Unit.ed • States Department of Transportation or its operating- administrations,. the State .Oversight gency cf Texas, or the City of Port Arthur, to spec the .facilities and .records assodated with the implemeiltation of the ..ctrag and alcohol testing program...as required under. 4 CFR Parts 653 and. 654 and. eview the testing process. The contractor agrees farther to certify a.nnually its compliance. veith. Parts 613 and 654 before Corset date) and to submit the Management information !.... (MS) reports before cin%e.rt date before Muth 15) to (insert title and. address of perso.n res.ponsible.for receiving, info.rmation).. To certify ampliance the contractor shall us the PSubstance At e Certilicadone in the 'Annual List of CertificatiOr4 and AWA1111.11CeS ;toy Fe,,teral Tmlsit Administration Grants and Cooperative AWeeffte-Titi? WFaCh. is pablithed . tugutally in the Federal Register. The. Contractor agrees.; further to [Select st„ b„ o c3 (RI submit heloM. OnSert date or upon request) a g. of the Policy %A-extent developed to implement its din and alcohol testing progam OR (b) adopt (insert 'tide DS the Policy Staternemt recipient was the to it policy statane-nt as required under 49 CFR 653 and 654 OR (c) submit for review and approval before (inert date or :Towle-quest) a 'Copy of its Poky Statement developed. to implement its drug ad alcohol testing p.rogranz. additiora,„ 0,-)ritrattor agrees bc,: to det?..raninmi by the'recipira, but may atikiress amIt 8.a as: the sekNiffion o the cettifiekd latwratory, substa.i7t,ce abas&a prtlfess. - Or Medit:a3 - Review Officer,. or the use of Federally Required and other Model Contract Clauses 3 2. CHARTER BUS REQUIREMENTS 49 USC § 5313(d) 49 CFR. Part 604 Appl to Contract tract The charter Botts requirements apply to the following type of contract Operational Service Contracts. Flow Down Requirements The Chatter Bus requirements flow down from FTA recipients and st;hrecipie.rtts to first tic. service e cont ractors, Model ClauselLanguage The relevant statutes and regulations do not mandate any specific clause or language, The following clause has been clevelo).-ted by Mk, Charter SerVice Operations - The contractor agrees to comply with 49 TJSC § 5323(d) and 49 CFR Part 604. which provides that recipients and subrecipients of FTC. assistance are prohibited from providing charter service using federally funded equipment or facilities if there is at lit one private charter operator willing and able to provide the servke except under one of the exceptions at 49 CFR § 6049. Any charter service provided under one of the exceptions must be 'in_ddentar i.e., it must riotintexfere with or detract from the provision of ream transportation; 3, SCHOOL BUS REQUIREMENTS 49 USC S (P) 49 CFR Fart Applicability to Contract The School Bus requirements apply to the:folowing type of contract Operational Service Contracts, F1O W Down Requirements The School Bus requirements flow down from FTA recipients and subre pienis to. fast tier service coo tradOTS, Model. ClausefLanguage The relevant statutes and regulations do not mandate arty specific Clause or language. The following clause has been developed by -"' 3 A. Sh00% Bus eras t-icns Pursuant to 69 CISC § .x'23 {ta and 49 CFR Pert 6i25, recipients and subredpie.nts of PTA assistance n w not et ge in shod b o exclusively for the transportation of student and school personnel in competition' with private school bus operato s u nie s qualified under specified exemption &_ Whet. operating ex h sive sch oI bus serV Ce under an allowable exeriwtion„ recipients and subT E' ients may not taSe fed&rally f'ttrdtieu e t;ila. ��: t :tellie or facilities. 4. ENERGY CO SE.VATION REQUIREMENTS Fedensily Requixd and other Model Contract Clauses 4 _ . . . . USC • '49 Clq: .A pplicability to Contracts The Energy Conservation requirements are applicable is all contracts. How Dewn. The Energy Consk, :requirements extend to all third party ;..:ontractors .a..ncl their contracts a t t...- 64: arid. subre.dpiemts and their subagreements at every tier. Model Clause/ Language No specific clause is recommended in the regulations becckuse the Energy Conservatic.m TIN dreyrkenh; are so dependent it the state eriera conservation plan. The following language has bet.. develope.d by FTA. Energy Consetwation - - The contractor agrees to comply with mandatory standards and policie.s relatft- to energy efficiency v.thich are. contair ed. in the state enersy k. plan issued in k.'.orripliance with the Energy Policy and Corlsenration .Att. 5, CLEAN WATER REKgilltEMENTS 33 us .§ 3251. Applicability to Contracts The Clean W'ater requirements apply to each contract and subcontract which exceeds siouoia. Flow Down The Cl.ean. Water requirements Row down to FTA. recipients . and subrecipients at every tier. .Nziodel Clause] Language While no mandatory clause is Contained . in the Federal Water Pollution Coritrol Act as amended, the following language. developed by FTA contains all the mandatory .requirements. Cr Water - (1) The Contracto r. agrees ti 4 N)-trIply V4i1111 ,appaiotihie stambpas„ owten regulations issued pursuant to the Federal. liVata. Polltatiem Gent:roll A. as atratanded,.n use 1251 et sett, The Contractor agees to report ea& violation kt..) NKtiuts.10- and toodkfrstaritU and agrees that the Purchaser turn„. - report each. vioktion as rep,th.e.d to assur.e notification to FTA. and the a.ppropriate EPA Regional Office, (2,) The Contf.e.c.to_r also agrees to ir riclucle the requirements in each - slibz . .antract exceeding SIOCkiM finamed i who c).-r paIl: With Federal assistance provided by VIA, .6, LOBBYING 31 UTSC § 1352 .49 CFR Part . 19 49 CFR Part 'X A..piolicability COntracts Federally R.Nitired and other Model Contract Clauses The Lobbying - requirements apply to„;Construction/Architectoral and Engineering/ Aoluisition of Roiling Stoci(/Proional Service Contractierational Se Iv ice •Contractl 'Flunkey contrac.. Down The Lobbying requirements Mandate the MAX11111.110 flow down„ pursuant ID Byrd Anti- Lobbying Arrtendtrient, 31 USC §1352(b)( and 49 CFR Part 19, Appendix A, Section 7. Man'datury (ause, Language and s language theA-eirt nye mandated by 49 CFR Part 19, \pp:Ind:ix A. iMeAlificationss have beei inade to th e Clause pursuant to Sectic,n to of the Lobbying Disdosure Act of 1995, PL 104-65 ito b codified at 2 USC §1613L et $eqj Lobbying certification and Distiosure of Lobbying Activities for third party contractors are ow:dated by 31 USC § 1352(b)(5), atnerided by Sectn1.0 of the Lobbylrq Disclosure Act of 1995, aid DOT implementing regulation, *New Rsstrictions ort Lobbying,' at 49 CFR § 20.110(d) Language in Lobbying Certification is marldated by 49 CFR Part 19„ .Appendix A, Section 7., which provides that contractozs file the certification required by 49 CFR Part 20, Appendix A,. • Mcdifications &we:been made to the Lobbying: Cettificadon punuant to Section 10 of the Lobbying Disdkuure Act of 1995, Use rf 'Disclosu Et' Of Lebbying Activities,' Standard Form-11J, se forth in Al.pendizt B 'of 49 CFR Part 20, as amended by "Coverimyent 'wide Guidance For N'trt7Rmtrictions on Lobbying,' Fe(1.Retitil (1119/96) is mandated. by 49 CFR Part20, Ap A. Byrd Anti-Lobbying Amendment, 3' UK § 1352„ al-net/deft by - the Lobbying Disclosure At of 199S, PL 104-65 tto be codifiad-rgt 2 UK 5 etsesj Contractars who apply or bid fur an AiVar' of poo„o(Ifi Gr. more shall file the certilkatiOn required by 49 CFR FA.. rt 2 New PkeStrictions on Lobbying. Each ti±..er oeW the tiff above that it will not and has not used. Feder-al appropriated funds to pay any person or arganimtionio.r intlueratIg or aaerriptinig to. influerK7e: an (officer or ernployek.. of any agency, member of Omgress„. offiCer or employee of Gong .re:7-k-, or an empioyi..e of a rmantrier of Cangze,%. in tot with obtaining any Fed..-al contrect. grant os any other award ctwere.d. by 31 USAC §1)-52. Each tier shall als tit-T. the name ol any registrant 7.7, the Lobbying Disebwure Act of.1995 whi, has made tobbyhIg swot-acts orq its bth1K with re.)n-Peticaal with ze:,ed tr-' that Federal o.^,ntract„ grant CT :award a.wered by 31 tiSC - p di- are forwarded from tier to tier alp to the APPT.ENDIX A, 49 CFR 1art10.-CERTIFICATION REGARDING LOBBYING CeTtgica'd-on. for Contract% GilatItS, U zald. Oef.aavt Agreements rro - ;rsid , 1..cyanit viyfikr etciatA $100,CM) Federally Required and other Model Contract 'Manses 6 • The undc EContractorl certifies to the best of his'Or fieilaTtowletigeand bliLthit (1) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned. to any person for influe.ndng or attempting to irdluence an officer or employee of an agency, a Member of Cmigress,. an officer or emvloyee of Congress or an employee of a Member of Congress in connection with the awarding of any Federal contract th e. making of any Federal grant the ritaldng of any Federal loan, the entering into of any cooperative agreement and the extension, continuation., renewal, amendment tir rrtt..tdification of any Federal :::-.ontract, grant, loan, or cooperative agreement. (2) If any funds other than Federal appropriatkd funds have been paid or will be paid to any person for inaldng lobbying contacts to an officer or employee of any agency, a Member of Congress an officer OT e.rtiployee of Congress, or an employee of a Member of Con,gress in connection with this Federal 17.ontract, giant, loan,. or cooperative rtgreerrient the undersigned shall complete and submit Standard Form-ILL, 9Disclosaire Form to Report Lobbying accordance with its instructions [as amended by 'Government wide Guidance for New Restrictions on Lobbying," 61 Fed., Reg, 1413 (1/19/96), Note: Language in paragraph. (2) herein has been modified in accordance with Section 10 of the LObbying Disclosine Act of 1 (.1 104-65, to b ct.,clified at 2 USC g 1601. ttf seq.)) (3) The undersigned shall require that the language of this certification b included in the aw-ard documenM for all subawards at all tiers cmcluding su.bcontractsi stibgrants„ and contracts under grants, loans, and ecloperative agreeinents) and that all subrecipients shall certify and disclose a.ccordingly, This certification is a material representation of fact UpUlt WhiCh reliance was placed whenthis transaction was made or entered into. Submission of this cerfification is a prerequisite fr making or entering into this transaction tillyto-d. by 3L USC § 1.352 (as amend.ed by the . Lobbying Disclosure At of 1995), Any person who fails to file therequired certification shall be subject to a civil penalty of notlen than $10.000 and not more than $100.„000 for each sixth. failure, [Note; Pursuant to 31 Lt9.72 § 1352(c)(1)-(2)(A)„ any person who makes a prohibited exxpendittire or fails to file or amend a required certification or disclosure form shall be submit to a civil penalty of not less than. I.1O.03 and not time than $1.KOkitt for each such expenditure or failure" The Contrartor„ _ , outifik o affirm.", the truthfulness and accuracy of eath statement of its certification and disclosure, if any. In adiiitien, the Contractor und.erstands and at that the provisions of 31 USC 4 A 3 801, tr sy.q.„. apply to this celtification and disclosure, if :Signature Contractor's A. athorked °bid. al Nam and Tide of Contractorts Authorized Official 7', ACCESS TO RECORDS AND REPORTS • Federa fly Required and otlx-r Model Contract Clauses 49 UR., 2 § 53.25 18 CFR 16'36 (i) 49 CFR § 61117 Applicability to Contracts Reference Chart "Requirements for Access to Records and Reports by Type of Contracts" Flciw Down FTA does not require the. inclusion of thes t. tiNtt.ixekIwnts in suixontracts, Nifodel Clause/ l.guage The-spepified language is- not mandated bys the statutes or regulations milemneed,, but the language provided paraphrases the statutory or regulatory language. Access to Records The, following access to leper& requirements apply to this Co..ntract 1, Where the Purchaser is not a State but a local goverrunent and i$ die FTA Recipient or a. s of the FTA Recipient in accordance with 49 C. F R. 1.8.376(1),„ the Contractor .agrees provide the r-u-rchrt,...'w, the FT' Adrainishntor, the Comptrcilier Genera of the. United States or any of their :authorized representatives at. to any bock s dOcumerus., papers mid records of the Contractor which are directly pertinent to this contract For the purposes of making audits, examinations,. excerpts and Mut Contractor also agrees., pursuant to 49C. F. L 63:3.17 o provide the FTA Administator or his autherimd representatives including any PM° Contractor licrms tO Contractor's records and tonstruction sit4 pertainizig to a major capital project, defined at 4 LISC Y.:A Which is receiving frdepai financial a,..istence through the progr.arnS despribt-d at 49 USC § no 5309 r 2. Where the Purchar iS a State aid is the FTA Recipient or a siabgrantet of the FrA Recipialt accordance with L9 CFR § 63117, C:ontracter agiteS to provide the Purchaser, the FTA .Administrator or his authorized representatives., including exly PMO Contractor .the Contractor's retmels and cmiStruction sites pertaining to a mafor capital projec t. defined at 49 USC §5.302() 1, which is receiving federal/ financial anistpsice through the programs described -at-49 IBC § 5307, 530? or san 8 efinitioa, nartior cap- n1 prtjeirt a len than the simplified acquisition. threshold currmt, s-er at SNOW!. 3. Icifhe.re the Purchaser enter-s frtto a negotiated cont-act for other than a small pinthase ct under the zim. pafied ar.c.raisition thteakold and is an afro:in:lion f Mg edfacatan, a hospital or other non-prafit orroznimation and. is the ETA R,...g:ipi bne F the ETA Recipiept in accordance with 49 CFR § i2oniractor at- prOvide ie Purchase_r, FTA Adnaintitra tot the fomptmllel General iat tYrAt=. United State:s pr any c4 their duly akil representatives ‘Nrith atc-es.-s to any books & p-allers and raiN)Td. 61", the C.,:orametor which a directly peremera to this: oantm:..t tor the y...Nlarp-v 61" making rtAldits, excerntsi ard traits1. '1. Where any Pu.n.itas-er which is. the FTA Re, u,r a sahgrantee th,e FrA R&ipkvit. acck-;:rdance with 0 1.:57St2 § 3-5250) enters illto a Kontract fer A 'oapilta1 prot=ect or impro,-..A.maealt Cdetimarti ,a t49 usc .§:, .., than C'OrApetitic;re bidding, thet- Contrattt avaikbie te%.- :related the c:xv. be the Prarcilastr.,. the Secretary of: Trans47 • . . Federally Required and other Model Contract Clauses 8 and The Cont Gefiera Iiir &y authorized officer or employee rg any of tIceli foi the .. purposes of o an audit and inspection. 5. The Contractor agrees to permit any of the foregoing par6es to reproduce by ariy .mearts whatsoever or to copy excerpts and transxriptions as reasonably needed, C. The Con.tcactor a8rees to maintain. all bOaS, recon at.N.iyants and reports required under this .o. 'for a period ill'. not is mail three years after the date of termination or expiration of this contract exaTt in the event t.)f litigation o settlement of claims aristhg from the perforirtance : this contract; hi which :case ci)1AM.I.CtOi agrees to rnaintain sanw. - until the Purchaser, th e FTA Administrator, the Comptroller Gertera.L, or any of their duly authorized rep. r-erttatives, ha' dispo.sed of art such litigation, appeals, Claims or exce.ptions related thereto. Refererice 49 CFR. §18.39(1)(11), 7. FTA does not require the inclusion of the :requirements in subozbittracts. Requirements frir Access to Re.cords ancl Reports by Types of Contr.act Contract ., errevatio ;"T`iart4;ey Constrti. t.11 Nrchike I AcliiiitiStiltiio Ptreio ig Character is6 rial .mtratt on :al .stottt Hilvof ial Services cs , Service Emaiteert tkalk; : . ' I State 1 3 . Grantees . Norte : Those Non . None I None None . e imposed on , . a. Con.trac ; '. state pass , below SAT NOne ,; thru to Yes. if Norte None • , - unless/ i Contractor TIOri- unless :. unless unless • : non- , : tainpetitiv non- non- ' non- b. Contracts comptit ' i e award or corapetitiv competitiv co:mpetitiv ! above ve award : if funded I e award ; e award ; e award thri-0 ■ . pital Projects • •, • ! /5,311 . - - ff No State ' i • , f'. Grantes Those • i , • 1 1 Yee : imposed on Yes Yti . Yee Yes • a_ Cotntracts i non-state i . . 1 below SAT Ye0 Grantee i Yes , Yes Yes . Yes. -pass thru to , . . b. Contracts 1 . 11 . I 1 __________, Soutres of A.uthoriy., ti •9 LTSC. § S25 (a) • Federally Required awl other Model Contract Clauses 9 2 49 FR 633i7 s 18 CFR § 18,36 (1) 8. FEDERAL CHANGES 49 CFR Part T1 Applicability k. The Federal Ganges requirement applies to ell contracts.. Fkw 1:`..-ozAtrt. The Federal Chang mquirement flr‘kws down appropriately to each applicable changed requirement. Nfodel Clause/ Language No sped& lartriage is mandated, The itAlowing language has been developed by PTA, Federal Changes Contractor shall at all times f..-omply with all applicable ETA radon FA)licies, prixedum Tt:nd -directives, irkriudirts without limitation those listed directly or by refeavrice ill the Agreemot (Form r TA MA (6) .dated °doter,. 1999) between Purchaser arid FTA • as they may be ZIIINONied 01' 1:vmmulgatc93 front time to tirrte duthgth e term of this contract Contractor's failure to s niply shall* constitute a material bre.ach of. this contract, 9 CLEAN AIR 42 1.1SC 81401 et seq. 40 CFR § '1561 49 CFR Part 118 Applicability t Contracts The Cltyan An :requirements apply to art contracts e.xceeding riogrom including indelini.te quandties where the rmount is expected to e)tceeN.:1 $100400 in any year, Mow Down The Clean Air requirements flo* down subcorttracts that excee‘. sloopece. Model Claus-es/Language No specific language is required. FIA has prop-d the following language_ Clean - The i"... agrees to comply with all applicable oil orders or regulations issued pursuant to the Clean Air Act,. as amended, 42 )SC §7401. et seq. , 'The Coritr.actor agrees to report each violation to. the Purchaser avid 1 arK/ nrets. that the Ptr-rchaser: will, in Wm, report each violation as requit't.. tot e notifit FrA and the apprepriatt EPA Re.4gtoalii Office. (2) The Contractor also agre.-es tc: inciLtde the requirements in e4-1th subcontract exceeding S134,000 fin.anced ir 1. r irk part wth Feder al. assistance piovided by IFTA. comtRAcr WORK HOURS AND SAFETY ST ANDARDS ACT 4t § -327 -S33 49.95) Federally Required mid. other Model Contract Clauses 10 29 CFR § 5 (1995) 29 CFR 1926 (1995) • Applicability to Contracts Section. 102 of the Act, which deals with overtime requireinents.„ applies to t-onstruction CcriAtracts in excess of $4000 and; --. all tarnkey„ rolling stock and operational contracts (excluding contacts fer transportation servit,- in excess cif $2.,)0.. The dollar threShold for this requirement is contained. in the. current regulatiort 29 �R § 5..151 Section 107 of the At that deals :kith OSHA requirements applies to construction contrac in exces.s of $Z000 Tht requirements: of this sectiim do not apply to contracts or subcontracts the purchase of supplies or rriateri.als or articles normally availabk on the cipen market. Flow Down A.pplies to third party contractors and subcontractors, Model Clauses/Language Pursuant to Section 1.02 (Overtimey ( These clauses are s:pecifically mandated under DOL regtxlation 29 CFR § 53 and when preparing a cortstruction contract in ex of $2.000 the ckums shouid be. used in conturction with the Davis-I'.4cori Act clauses as discussed previously. For nonconstraction contracts, this is the only ssection required along with the payroll section) (1) Overtime requirements NO contractor or subcontractor contract:1aq for any part of lie contract work which may or involve the employment of labczers or reKhanics. Shall require or permit any such laborer at Mriechank in any workweek. in which he. or site is employed an swat work to work in excess of forty hovers insuch WOrk.Week unless stich laborer or mechanic receives compensation at a rate not less than. one and. onehalf times the basic rate of pay for all hogs worked rn css (if forty hours in start workweek (7) Violation; liability f� nnpaid wages; liquidated damages -• In the event of any vitilain of the clause set forth in paragraph ti) of this section the contractor and. arty subcontractor responsible therefor thr& be liable Ear the unpaid wages, addition,. such contractor &lid sutxxintrack shall. be liable to the limited. - zt - ke-s for liquidated damages.. Such liqiddated damages shall be 1...litputvi with resiv.ct eoch . inchvidual laborer or mechanic, includir watChmen and gitards., employed. in violation of the claus e. set forth fr - paragraph (1) of this ..-section„ in the sum cif $ 10 for each c:a..lenclar day on. which •sueh ..Mdividual. was required or permitted to work - in excess of the standard workweek of forty hours witigiut - pprient of the 4.wertime wag. required by the clause set forth in paragraph ;4 of this sextiort. () Withholding iltItT Unpaid wages and liquidated damages - The (write. in tie name of - the grante.e o re.dpient ) sha1 upn s owri action or upon written request d an. authorized representative of tire Department of Labor withhold or cause to be - withheld, from any rmneys Federi11y Required and other Model COMMA CiallSeS 11 . payable or arrx. Amt of 'work performed by the conftactor or subcontractor under - any su.ch contract or any other Federal t.-Lontract with th same prime contractor, or and ther federally- as.sistecl.contract subject to the Contract Work Hours and Safety Standards Act which is held by the same prime contractor, such sums .11S, may be determined to be neo=?,..ssary satisfy any liabilities of such con or subc.ontractor for unpaid :wars and liquidated damages as provided in the clause set forth in paragraph (2) of this section, (44) Subcontracts - The t-ontractor or subt-ontractor shall it16 in any subt-ontracts the clauses set forth. in this section and also a clause requiring the subcontractors to inclu.de - the.se di any lower tier subcontracts, 'The prince aintractor shall be r, for cortxplane by any sub:or:tractor o lower - tier subcontractor with the Clauses set forth in this section, ( Section 102 nontonstruction oortn*acts should as he die 'following provisionz) (5) Payrolls and basic. records (i) Payrolls and bas ic records relating thereto :shall be maintained by the contractor during the course of the work and preserved for period of three thereafter for all labomrs and medranitm wraith at the site of the work (or under the. United States Housh Act of 1937„ or tinder the Housing Act of 1949, in the construction or development of the prorect). Such records Shall contain the name address, and sf.s.ycial set.mrity number, of. each such worker. his or her correct clasSifitatiort;Itouriy.rates o Wa,ge paid. (inchiding rates. o contributions orcostsanticipated for bona fide fringe.benefit*Or. cash equiyalentsthereof of the types cletxri*Iirt!sectiartl.(b)(2)(B).otthe DOis7 daily and - vkeekty rittrthet of hours worked, deductions made and actual 'ass pid Whenever the Secretary of Labor has found inder '1. CFR 5,5(a)(1)(iv) that the wagesofany Whom, or mechanic include the :amount of any costs reasonablanticipated in providir* benefits under a plan or prograin destribed m settion 1(b)(2)(8) of the Davis Act., the amtactcir shall maintain records whitirshoW that the conimitrnent to proFide such benefits 4 enforceable. that the plan or prograin4 ndaily responsible, andAhat the ?1 or.progr.aM has been cornmunictibed,in writing to the laborers or rftedtanicaffetted. and show the • COLS aribleta' tedor theactualcoSt incurred in providing such benefits. , Contrat -- tors emplOying apprentices orlrainees under approljed shall tarn written e of the r4strati6n6if ap progi*t:ATO c&n ot tram r...rogr=s, :lie registration of the rpprentices and trainees, And the ratios and IN-age rates piiescribe..d m the applicable programs. Sfecticm 107 (OEITA.):-., • • This section is zipplicable to am contracts only) Cordract Work Hours nd Safety Standards .Act (I The Co actor agrees 15,-, comply with section 107 o the Con.ttact t Work Hi)urs and Safetv Standards Act, 41',1 USC § section • and a.ppLicabe DOI. regulations, Safety and Health .Regulatit.l.ns for Constructon 'n 2 CFR Part 1926. : other thirkgs, the C.z.ntrac.tor agr.4?es that it will not :require any laborer or me to wr. rn unsanitary, ha:2A or dangemas sunoundinp or wotking. c (ii)Subcontracts - The Contrattc. also agress ti include the requfrernents of this sezeon eath vabconitract. T term 'sr:b. under this section is considered to refer to a pemn Who • Federally Requiml and other Model Contract Claus-es 12 . . agrees to perform any part of the labor or ma.terial. requirements, of tr.W1 for ccinstru.ction, alteration or repair. A pers who undertakes t perform a portion of a contract involving the furnishing, of supplies or materials will be coi a 'sulxyyntractor" under this section if the work in vestion involves the performance of Comb" action work and is to be performed: CO directly on or near the construction site, or (2) by the employer for the specific proiect on a custoriUmect basis.. Thus, a. supplier of materials which will become an integral part of the • constoction is a 'subcontractor' if the supplier fabricates or aern.bles - the gods or materials in. questim slwifically for the construction pt and the work involved Ina) be said to be construction activity:If the goods or materials fr question are ordinarily sold to other customers revilar inventory, th e supplier is not a "subcontractor," Th qint of this section do not apply to contracts or suboontracts for the pit:Mhz:se of supplies or materials or articles • normally awArilable on the open market 11, NO GOVERNMENT OBUGATION TO THIRD P.ARTIRS Applicability to Contracts Applicable to all contracts, Flow Down Not required by statute or regulation for either primary contractors or subrontractors, this concept should flow dowrt to all levels to clarify, to all parties. to . the corttract, that the Federal Government dos tot have contractual liability to third par.ties, absent specific written consent Model Clause/ Language- . While no specific language is required,. FrA has developed the following language, . No Obligation by th e Federal Goverment (1) The Purchaser and Contractor acknowledge and agree that notwithstanding .any concurrence by the Federal Government in. or appro of the - solicitation or award of the underlying contract the express written consent by the Federal Government the Federal Government isnot a party to this contract and. shall not be subject M. any obligations or liabifitle6 to th e Purchaser, 'Contractor, or any other party (whether or not:a party to that contact) pertaining to any matter resulting the widerlying contract (2) Th.e Contractor agrees to Mclude the aly.)ve clause in ea subcontract financed. in whole or •in pre with Fettea1 . assistanc e. provided by FM.. It is further agreed. that the dense Shall. 3101. modlificA, ex.L'apt: iJO identify the staxontractor vtrho win b sullect to its provisions 12. PROGRAM FRAUD AND FALSE OR.FRALIDULUIT STATEMENTS AND RELATED ACM 3871 et .sceq, • 49 CFR Part 31 1.8 fi UGC • Applicabl.hty to., Contracts rrie.se requirements are applicable at: Kx.n • Down Federally Required arid. other Model Unttract Clauses. 13 • These qu nrt flow down to contralors and. subcontractors who make, .ptesent, or submit coved claims and stttemen. Model Clause/Language These requirements have no specified language., so ETA proffecs the following language. Program .Fraud and False or Fraudulent . ,Stertants or Related Ads. (1) 'The Contactor acknowledges that the pcovisinliS Ur the Program fralld Remedies Act of19.86, as amended, 31 UK; § 3801 et se.q„ and. US, DOT regulations,. 'Program Rand Civil IZemedies,' .49 CPR Part 31., apply to .7E- a.c*dons pertahling to this Project, Upon bn of the underlying contract,- the Contactor certifies W.. laffirms the tuthfifiriess and. .accuracy of any statement it has made„ it makes, it may make, or causes to he made, perthinhlg to the underlying contract or the :ETA awisted pitied- for - which 'this contract work is bang performed. la addition to other penalties that may be applicable, the Contractor further adtnowledges that if it makes, or causes to be made,: a faise, Ik tious, or- frandtilent claim, .statement, submission, or certification, the .Federal:Governmentrms the Tight to irnpme the penalties of.the Program Fraud Civil Remedies Act of 198.6 or the Contractor to the ex-tent the Federal . Government deems appropriate. • . (2) The Contractxy also acknow,ledges• that if it makes, or causes to. be made, a false, fictitious, or fraudulent daUrt, statethent,submission„ or certification ba the Federal Government under a . contact connected with a project that is financed in whole or in kart with federal assistance originally awarde-4 by FFA under theatathotity of 49 USC• •WV, the Government reserves the right to impose theperialties of .18 LISC '6 1001 and t9 tkr-C §5367(n)(1) on the Contractor, to the tt the federal Government deems appropriates • • (3) The. Contractor agrees to include the 4bOVe two clauses in each subcontract finanatcl whole o n part with Fedi....ral ik&Ctlingitee provided by FTA, his further a.„greed that . the clauses shall not be modified:, except to identify the subcontraCtor who will be subject to the provision& . . 13. TERMINATION • • •9 USC Pact 1.8 FrA Cirt' .7talar 422011) Applicability to Oantracts• Ail csYntrai-: (with the ext eV:if:lova conkacts ncinprefit arg m1 kl-tituitims higher education„) extess of .$1'M shall contain. suitable p.rocns tor terainiation by • the granN. inducting- the marnier by which it. will be effected .nd the b&s ft setfletrtmt. (For • .con_tracts with nonprofit ol-ga.nizations ;ma institria-s o hivgives (.-3x:kati(m the thr6shold is $1.03,00a) n ad:clition, such contracts %shall dcibe c under ithh the corttract may be itenranated fot default .a.s well as conditions where the <on-tract:may be tertninated:beC3116.e 'Of circurastancz?.s b'e.yon1 the conthA of the contactor, Mow Oc The termination T. equirements flew -down. to all ze,t5..ts n eTxr•css of $10A.V„ with the exr:pfioil of contracts with nonprofit organizations and institutions of higher 16arning, Federally Rqi)ired and other Model Contract Clauses 4 fodI . . . . . Clausell.anguage .FTA does not prescribe the form or content of such clauses, The Mowing a suggesdons of clauses to be used in different types of contracts: a. Ter.minabort for Coriveriience (General Protision) The City of Port Arthur may terminate this t in Whole tr art , :at any - time h written nrkce to the Contractor - vrlit•rin it is in the. Governments be interest The CA. , :3:ritractor shall be paid its costs, Lnch.3.ding contract clos.eout osts, anti. pfit on - work performed up to the time of tettnination„ The Contractor shall ;.rortir, submit its termination cLim to City of Port Arth.a•r to be paid the 0. if the Contactor has any property in its pos..s-ession belonging to the City of Port Arthur, the Contractor . will account for the sa.me, and dispose of it in the manner the City of Port Arthur directs, b. Tennination for Default [Brea.Ch or Cause] fGene.ral Provision) If the Contractor does not deliver supplies in accordance with the contract delivery schedule. or, if the contract is for services, the Contractor fails to perform in the manner called for in the 0311tract, or if the Cortheactor fails to comply with any c.,ther provisions of the contract,. the City of Port Arthur may terminate. this. contract for defatilt, Tertniriation. Shall be effected by serring a notice of termination on the contractor setting forth. the manner m which the Contractor is in default, me contractor will only be paid the contract price for supplies delivered axtd . accepted., or services performed in accordance with the manner of pexformance set forth in the mritract. If it is inter determined by the Qty of Port Arthur that Contractor lirtd. an excusable reason for not performing, such as a strike, .fire.„ or flood, events 1.vhich are not. the faitlt of or are beyond the control of the Contractor, the City of Port Arthur, after •setting up a new delivery of performanceschedule, may allow the. Contractor to continue work, or treat the. tern...int:hi:MI OS a termination for mtvertience, • Opporttmity to Cure (General Provion) The City of Port Arthur in it scilc= discretion may, in. the oise of a termination for breach or default,. allow the Contractor [an appropriately thort period of tiniel in whith to cure the defect. In such case, the noticv of ierraMabon wiU state the time paid in which cure is itted. and other applopriate o.-aiditiorts If Contractor fails to remedy to City of Port Arths saasfaction the breacdi or default or any of the terms,. coven.z-in nir CCaldititVIS cf thiS Contract within [ten (1.0) days] after .;..pt by Contract2T or written ni:#fi from City of Port Arthur setting forth the nature of .'said b,...,reach or default, Clts of Port .Arthur 'Arai t-ave the right to terminate the Contract without any further 6b1gation te Contractcrz. Any such termination for definilt Shari not irk any way operate to preclude City of Port Arthur from also pursuing all available .rem.edies again Contractor and rtis for said brew.It or default a. 'Waiver , c2.4 edies for Ansi Bre.ach In the event that City of Port Arthur eter_ts to waive its remedies for any breach by Contractor of any covenant. 'terra or condition of this Cont ract, such wi.ver OAT oq Port Arthur sh,a11 - not ni City of Port Arthur"'s rezrkedies - for any s-acceeding breach of that or off any other terret, t:::otrenant, or condition of thts Coritract • • Federally Required and other Model Contract Clauses 15 e. Termination for Convenience (Professional or Trap>5it Service Contracts) The City of Port . Arthur, by- written notice, may terminate this :.•ontract, in who or in part, whert it is in the Government's interest. If this contract is terminated, the Recipimt shall be liable only for payment under the payment provions of this contract for services rendered before the • effective date of termiaadon. L Termination for Default (Supplie.s and Service) If the Contractor fails to deliver supplies or to perform the services within d time specified in this contract or any extension or if the Contractor fails to comply with any other provisions of this ctintract, the City of Port Arthaa may terinirtekte this contort for default, Th Qty of Port Arthur Shall teLminate by delivering to- - the Contractor a Notice of Terminaben s.pecifyM2• the nat a.re. of the default. The Contractor will only be paid the. contract price or supplies delivered and a.cce.pted, or services performed M accordance vvith the manner or performanc:e set .forth in. this contract. lf. after terrnination for failure to fulfill contract obligations, it is determined that the Contractor was not in default, the rights and obligations of the parties shall be the same as if the teen had been issued for the converdence of the Re.cipient g. Termirtatio_ri for Dthult (Transportation „Servit,. if the Contractor fails to pick up the commodides of to perform the services, including delivery services, within the time spe&ied in this contract or &my extension or if the Corttraotor fails to comply' with any other pro-iSion.s of this contract the City of Port Arthur may ter . minate this contract for default °Me. City o Port Arthur shall terminate by delivering to the Contractor a Notice of Terminatiort specifying the nature of default The Contrat*IT Will 014 be paid the contract price for services periotmed accordance with the manner of perfonrotnce set forth in this corthact. Il this contract is terminated. while the Crant actor has F of Recipient goods, the Contractor shall, Iltiprt. direction of the Qty of Port Arthur, prOtect and preserve the goods until surrendered to the RtKipient or its agent The Contractor and City of Port Arthur shall agree ark payment for the pres0.1Nad041 and protection a goods. Failure to g (.3‘n an. amount will he resolved under the Dispute clause, • lf, eSter tertrtfration for fabrrse to &IBM contract oblig it is determined that the Contractor was not in default the rights and obligations of the parties shall be the sa. if the termination had been issued for the r....oriveriience of the City of Port Arthur h. Termination for Default (Constniction) If the Contractor refuses or fails to - pros...-_-oute the •wor or arty separable part, with the diligence that Wilt :insure its completion within the time specified. in this contract or at:ty extension or fails to tmirtplete the work within this time„ or if the Contractor .fails to: comply with all'y other pons o this contiact, the City , of Port Arthur r ;terminate this c.ontract for. default The 'City of Part: Arthur shall tellT,14 by delivering to the Contractor a Notice of Termination specifying the nature of the default. In this event, the Recipient may take over the work and omripete it by coritract or otherwise, and may take pOSSE'Skat. of and use any mate:dais, appliances, and plant on the work site necessary for completing the vsn The Contractor and its stireties shall be liable for arty damage to the Recipient resultiNf from the Contractor's refusal, or failure to corn. pkte the work within FeAmIly Retraired and other Model C,Ontract ,Clauses • 16 • specified time, whethe_t i 110t the Contractor's right to proceed with the work. Is terminated. this liribility includes any increased costs jr-t:. by the Recipient in completing the work. She Coritractor's right to proceed shall not be terminated nor the Contractor charged with. damages under this clause if delay in completing the work arises from unforeseeable causE. beyond the control arrd without the fault or I t of the Contra-tor, Examples elf. such causes include: acts of God, acts of the Recipient, acts_ of another Contractor in the performance of a contract with the Recipient e.pidemirci, quarantine restiictions„ Strikes,, height embargoes; and 2, the contractor, within [101 days from the beginning of any delay, Melies the. City of :Port Arthur in writing of the anises of delay, If i the judylnerit of. .the City of :Port Arthur, the d.e.lay is excusable, the time :for completing the. work shall be extended. The 14.4-m ent of th e Qty of Port Arthur shall be filial and conclusive on the partie.s, but subject to appeal under the Disputes clauses, If, after termination of- the Contractor's right to proceed, it is determined that the Contractor was not in d.efe.ult, or that the delay was excusable, the rights and Obligations of the parties will be the same as if the terniination had been issued. for the convenience of the Recipient i. Termination for Convenience or D. efault (Architect and Engineering) The City of Port Arthur may terminate this contract rn WhOte c rn pit fo r the Recipient's convenience or because of the failure of the Contractor to fulfill thecontratt obligationS, 'Me' City of Port Arthur shall • terminate by delivering to the Contractor a Notice of Termination specifying the nabire, extent and effective date of the termination: Upon. receipt of the notice, the Contractor Shall (1) immediately diSoorttinueall services affected (iiiiietS the notice diretts otherivise),.and (2) deliver the Ceintracang Officer gl data. drawings, speCificadons„ reports, .estirslates., summaries, and Other inforniation and materials ..mulated in perforrning this contract whether coMpleted or in procest. If the termination is for the convenienc.e of the Recipient the Cent-acting Officer shall make an ittbI adjustnent in the contract. pri ce. but shall allow no anticipated p on impeder If die terminaben is for failure of the Con:tier:tea' to fulfill the contre-ct obligations, the. Redpient may complete the work by contactor otheri. and - the Contractor shall be liable for a.ny . additional cos t incurred. by the R*Kipient .11, paer termination ler failure to fulfill contract obligations, it is determined that the Contractor was not in default, tie right e.rid °Mir...dons of the parties 'shall be the ,..name as if th e termina-tion had beer issued for the ccleivertience of the Recipient Terming Convenience of Defatitt (Cost-Type Carib...acts) The City sof Port Arthur may terminate this contract or any:portion of it by weving a notice or termination on the Contr. T, noh Stitt whether the termination is for convenience of die Qty Of Port Arthitir FOT Lis& default of the Contiactor, If the termination is for default the notice Shall mete Federally Reluired &fad other Model Contract Claw 17 the manner in which the contactor ha s failed to perform the requirements of the contract_ The COntractOr shall account for any propc. in its px.essession paid for from funds received horn the City of Port Arthur, or property supplied to the Contractor by the City of Port Arthur If the termination is .for d.efault, the City of Port Arthur may .fix the fee, if the contact provides for a fee. to be paid the corthWtOT in proportion to the value, if any, of work performed up to the time of termination. The Contractor shall promptly submit its termination claim. to die City of Port Arthur 4.ind the parties shall negotiate the tertrthiation setde.ment to be paid. the Contractor. if the termine.tion is to the convenie.nce of the City of Port Arthitr, the Contractor shall be paid its contract c:lceottt ,StS, d a fee..., if the contrarct provided for parent cif a fee, in pro.N to the work performed up to the time o f terrnination.„ lf, after serving a notice o terniinad.on for default the City of Port Arthur deternaines that the Contractor has en excusable reason for not performing, such as strike., fire, flood, event:Which are not the fault of and are beyond the control of the c-ontractor, the City of Port Arthur, after setting lap a new work schedule, ra a Ib e C.-Mtn to continue work, or treat the terrntlation as a termination for convenience, 14. GOV.ERI4MENTVIDE DEB ARINIElq'T AND SUSPENSION (NON-PROCUREMENT) 49 CFR r-ait ExecUtive brder.l.M49 Applicability ,to Contracts Executive bider 12549, as rinpIen by 49, C Part 9 prohibits FT redpienhs ,artd svb- recipients from.condacting for goods and services from orgardzations that have heel susp,erftdor from receiving Federally assisted contmicts, As part of their applications each y* red-fie/it:S:1re retruimi o va.binit acerificetion to the effecuthat they will not enter into contpt wit' uspended or debarred. vOntractoas and ti they will require their coi:itracton (and their subccintra,:tors) reake the same certification to them Flow- Down _ Contra.: are required to . pass ,this requirement Ork Slitief',AlitaCtOTS seeking saboontach; over $10000), Thtii.„ the terms 'lower tier coyered-participarte and 'lower ,tiet coy-eyed transuction, include both concradorS and .subcontractzas and amtracts arid sukyr:orytacts over $100,000. Mo. ClattsiLriguge (.1.r.,stmodons) The t:-.ex1:ification and instrucd'onlarli is oontahled at 29 CF .Part 29, A.ppendix t and must he ir4cluded lin's and RR's fft-gr in by contractors in their bids Z proposals] for all contracts over $1t1n, regarcis of the type of contra.ct to b awarded Certification Regal-d.z Debonnent Sus anti Other Res.ponsibility Matters Lower Tier Covered Transacti (Third. Party Contracts , $1.00Mitri). instrucbons for Certification Federally R.equired and other lvlodel. Contract Clauses 1.8 1, By signing and SUbrnitting this bid or proni„ the prospective 'lower tier participant is Rrovicling the signe.d certifita•tion se out below . 2, The cetifiction in this clausee is material representation of fact upon which. reliance WRS placed when this transacton was entered into. if it is later determined that the prospective lower tie participant knot read-end an. erroneous t•ertification, in addition to other remedies available to the Federal Goverment, City of .Port Arthur :may pursu e. availaNt rent•:•,1,dies, including suspension. andloi 3. The praspvrctive lower tier participant Shall provide irrnu written notice to City Port Arthur if at ;any time the prospeceNe lower tier participant learns that its ee.rtification was enon when su.bmitwi or has ba'..\ erroneous by reason of .changed cirturnstances. 4. The tenns 'covered transaction," 'dl 'ended,' 'lower tier covered transaction," :ttiarticipant7 wpersom"lowet tier covered - transaction,"principat"propsal r ' and "voluntarily ex-dui:lett' as used in this clause have the meanings s.et out in the Definitions and Cove•rage sections of rules. in*ementing E .tithe. Order 12549 j49 CFR 'Part 291, You nrev contact Oty of Port krthur fv.zr a.siste...noe in obtaining a copy of tho regulations. 5. The prospective lower tier participant agre. by so.bulitfing this proposal that, shmild the . propoSed cov—ered transaction be entered into, it shall not knowingly ertter irttta any lower tier . covered transaction with a person who is debarred, suspended ,. declared ineligible, or voluntarily excluded. from participation in this covered transaction, tinle authori2ed in writing by City of Port .Arthur • - 6, The p.rospective lower tier participant further agrees by subrnittiniT this propciSal that it Will include the clause titled "Certification Reprding Debarment Suspension, Ineligibility and Voluntary Exclusion - Lower Tier Covered Tic, withoutmodification„ in ail lower tier covered tions and all. 'solicitations kw lower tier covered - transactions, 7. A. perddpant in a coved tans:action may rely Igpell a. certification of a prosp.tive ! in: a lower der cove.red transaction that it s not de suspendect ineligible, or voluntarily excluded from the - covered transaction, vatims; t knotvs that the cetcatican is erroneous. A participant may decide the method and frequency by which it d.etem the eligibility of its piaci Each parti.ciparttruayJnit is not required. to, check the • Nonprocurement List i=ed.ke US, General Sercice. Administration, Nothing ctmtained in the foregoing shall be construed to requite estahUshment. of system of vecords. in ozier to rennet in good faith the certilication requir' 7ecl by this dause„ The knowledge and information of a parbeipent is not required to exceed. that which is normaliy p edbf e prudent person in the ordinary course .of business dealings. 9. Except for transactions authorized Arnder Parkeraph 5 of these instairtions, •if ;a pa ir a covered transaction knowingly enters littd,i ;a lower tier covered transaction with a - person who is suspended, de.barr&...E., ineligible.; or voluntarily excluded itorn participation in this transaction, in ad.ditiorn to all reir.azdias available to the Federal Government, City Port Arthur rnay pins available reme:iies including saspert... ndot debarment Federally Required ad other Model Contract 'Clauses 19 'Certification Regarding Debarment Suspension, Ineligibility and Voluntary Exclusion - Low T Covered Transaction' (1) The prosp&:the lower tier participant certifies, by submission of this bid or proposal, that neither it :nor its "principaW fas defined at 49 CPR § 29.105(p)] is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal departinent ir agency. (2.) When the prt.'specitive loixer tieT participant .is unable to certify to the statements in this certification, such proweitiye participant Shall. atch zAn ei,p/anafi.cin to this propctsal. 15, PRIVACY ACT 5 USX:: § 552. Applicability to Corttnac 'Villein a grantee 'maintains fileS o drug arid alcohol enformnent ti vides far FrA, and the files 'are organized so that information mad be retrieved by personal id.entifier, the Privacy Act reythements apply to all cultracts, Flow Down • The :&deral:Privacy Act re:Tait-erne-a flow down to each third party 'contractor and their contratts ate:Very tier, Model ClairsefLartguage The teNt of the following clause has not been mandated by statute or specific regulation., bet has bean developed by FTA. • Conliaas InvOlving Federal Privacy Act Requirements - The folio requirements apply to . the Cci rind its employees thr...t admbaister any sy:tena of records c behalf of the Federal Government ander any tantract: . (1) The Corrtractor agrees to comply ivitfh,„ and ass.ures the oarrip'fiance °fits e.mployees fo' Le information 'restrictions and' other apxihc.abie rezpairemeift of the Privacy Act: of i74, 5 'CSC § 552a. Among other things, the fa g esto obtain the expre:ss co.nsent of the Federal Government before the Lon: tor oz opwiloyees operate a. sys'teco of records- rxt- belaiff of the. Pederal The Contactor undenta.r.-ds that the - requirements of the Privacy .Act, including the 'civil and penalaie for violatikm of ilia:A:Act, apply to tho.se individuals :and that failure to •_omply with the terms o5 the Privacy Act Tray 'resiritill terrrdne of the uraderlying contract. (2) The Contractor atm agrees to inchkcie thee requirements in enen subcontract to administer .any system •f records on be:half of the Fer.derai Government finaiwed :in wio1e en in part 'Milk Fed:tral assistancri provided by "F?r:A., .16. CIVIL RIGHTS REQUIREMEMS . . Federally Required and other Model Contract Clauses 20 . _ . . . 29 1.3.SC 62.3, 42 tira: 2030 42 LISC §: 6102.42 USC -§ 12112 42 USC § 12132.49 'OK § 5332 29 CFR. Part 1630.41 CFR Parts 60 et seq., • Applicability to Contrac The Civil Rigli'm Rqufrrnent ppl7 to all contracts, Fic.w Down. The Civil lb:ghts n...tquirernents2 flow down to all third party contractors and their cont.:oil:acts at every tier, Model ClauselLanguage The. following clause was predicated on tare COrktaiMa at. 49 CFR Part 19, Appendix A, but PTA has Shorten the lengthy Civil Rights The following tequirements - apply to the underlying contract (1) Noildisctimination Irk accordance with Title W of the CMI.R.ights .Act„ as amended, 42 USC 20Crict section 3(3 of the .Age Discrimination Act of 1975,, as amended, 42 USC §6102., section 202 of the Americans with. Disabilities Act of 1990, 42 IISC § 12132 and. Federal transit law at 49 USC the Contractor agates that it will not discriminate a.gainst any employee or applicant for employment bet of ram color„ cteed„ national origin, sex,. age, or disability. In addition„ the Contractor agrees to nply with applica.ble Federal implementing regulation and other implementing requirements FTA. may issue. (2) Equal Employment On-ppm:hanky - The following equal employment opporhmity requirern.ents apply to the underlying cx....niteact . . (a) Race, Color National Origin, Sex h. 4cconlatioe with Title Vfl of the GY1.1 Rights Act, as amended 4211C § atale, and Federal transit . 1.e.w..-s at 49 LTSC. § 5332, the Cent r apiEcts.: to comply with a applkable equal employment opportunity requirements o US., Department a La.bor (US. DOL) regulations, *Office. of Federal Contract Compliance Program, Equal Rimplo Opp or tunity, Department of Labor„:" 41 CFR Parts 60 at seq. (which implement Executive Order N. .I.1246, *Equal En4rloyinent Opportunity,' as amended. by Execudve Order No. 11375,, 'Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 - CNC § rkee reite)„ arm with an 47 Ped.tA41 s:thtutes.„ executive ord., • regulatitms, and Federal p that may in the future ,affezt constructOrt activities zaderW in th e t_murA7 of "the Project:.. The Contractor agrees to take affirmative actien to ensure that , applimids are employed, and that employees are treated durkkg employment, without regard to their race, color,. creed national origin; sex, I.TI" age„%clk action skein iriaude, but rglt be limited to, the following:: employint,mt, upgrading, dernotion or transfer., recluitnent or recruitment adverfising, layoff or termination; TAtes of pay or o&a forms Of compensaficin; and selection ku training, induding appreriticesi#, addition., the Carib:actor a.grets Ax.k.rtTly with any invievientirig requirements FL'A. may issue.. Federally Required and other Model Contract C1as (b) Age - In accordance with section 4 of the Age Dis.crimination ic .Employm. ent Act of 1967, as. amencled.,19 USC § 623 and Federal transit law e 49 USC the COrttelleter agrees h refrain from distriirdnation agat-tst prevent and prospective employees for reason of ;age. In addition, the Contactor agrees to comply with any implerrenting retprirements .FTA may issue, (tMsabffiis - In accordance with sec. of the Americans with iabffiis Act, as atnended, 42 USC §12112, the Contractor agrees that iwill ccar,,,ply with the requirements of US. Equal Employment Opportunity Corriraiion, 'IZegula dons to implement the Equal .Employment PreViSiOXIS OF the tknlericans with D abiiti ct," 29 �R Part l'63Ct, pertaining to employment of persons with disabilitizs..ln addititirt„ the Contractor &glees to comply with any kplernenting requirements FIA may (3) The Contractor 1s to include. the requirements in each ..rulxontractlinanceA n whOte or in part with .Federal assistance provided. by FrA, modifieli only if necasviry to idendfy the. affected parties. . 17, BREACH M AND DISPUTE RESOLUTION 49 CFR Part 18 ETA Ch.' cular 4220,1D Applicability to Contracts All contracts in excess of S1C4100 shall contain provisions or tonditions which will allow for administrative, contracstual, or legal edip m ilf1StertOS where contractors violate or breach contract terms, and provide for such sanctions and penalties as - may be appropriate. This may include provisims for bonding, petialides :for late or inadequate performance., retained earnings„ tiquidateddarnages or other appropriate measures, Flow Down • The Breaches and Dispute R eseautions 'requirements flow down to all hem Model Claresilanguage PTA does not - eScribe the form ot c:ontent of th provisions, Wh41 po.3 me developed will lepn on the circtarnsizz es... and the type c&c.cArttr.ut. Re :it anyuld cl,- legal counsel in developing appropria te datiseli. The following thuEs are examples of provisions from. variORS FT.:A thfrd p,arty cc-mt.-facts, Disputes - Di. arising in the :pr ce of ibiS Ci.mtract whith iesaved a.greeraent of the 1.YertieS 'A'13Ed3 be decided in writing IT die :yid re,pleDtative of City of Port Arthur's fettle of employee], This de.cision he ii.r411 and conclusive unless witht6. iten (10) days from thedate of receipt c its copy, the cc,11tratt.Z.-1- nais ci othe_rw'ise furnishes a 14.Yritten appeal 'to the 'tide 4A employee" c with any sqcs:h appeal the aim shall afforded an oppr.N.rtunity 'P.?? lye. heard and to offer evidence in support of its position. 'The cision of the [title of employee" shall b binAing, af.A)n the t.":ontractor and the Contractor .shgI wide be the decision— • Perforrnance During Diptfte.--- Untesss •othe•i:wise directed by c't f Port Arthur, Contractor shall - performance Yartkier 'this Cont act while rr lin dispute are being resolved.. • • Federally Requirexi and other Model Contract Clauses _ . ClaiMS ler Damages - Should either party to the Contract suffer injury or damage to pe_rson or property because of any act or omission of the party Or of any of his employe.es„ agents or others for whose acts he is legally liable, a clainx for damages therelor shall be ntade in writing to such other party within a reasonable time aftex the first observance of sircdi iniury of damag Remedies - Unless ttds contract provides otherwise, all claims, counterclaims, disputes and other :matters in question between the city d Port Arthur and the Contracto.r arising out of el' relating to this agreement er ts breads. will be di:-ded by arbitration if the pard.es mutually agree, or M a court of competent jurisdiction within the State in which the City of Port Arthur is located. Rights a. rid Remedies - The duties and obligadons - imposed by the Contract Documents and the rights and remedies available thereunder shall be in. addition to and not a. limitation of arty duties, obligations, righ and remedies otherwise. imposed or availabi e. by law No action or failure to act by the City of Port Art hut (Anititect) or Contractor shall constitute a Ovate of any right or duty afforded anly of them under the Contract, nor shall any such action or .failure to act constitute an approval a or acquiescence in. any breach therettuder„ except as may be specifically agreed in writing TRANS[Z EMPLOYEE PROMO :WE AGREEMENTS 49 Mr. §5316, § MYL. artd S 533 29 �R Part 215 Applicability•to Contacts The Transit Employee Protectiv Provisions apply to each contract for transit operations perionned by employees of a Contactor recognized by FTA to lw a transit operator. (Because transit operations involve Many &Inv/ties apart from directly driving or operating transit vehicles,. 1TA determines which acnvitie.s constitute transit 'operations' for purposes of this clauses) Plow Down The provisions are z.pplicaLle to a. contracts and subcontracts at every tier. Model Oausef Language Since no mandatory langinge is specified„ FLA. had developed the fonot.; language.. Transit. Einpkwee . .Pmtecfive Provisions., (1) The Contactor agrees 'to the comply with applicable trant employee protective reqUilenext s as follows: (a) General Transit Employee Protectiw.: Requirements - To the extent that FfA dettyrthles that transit operenons are MVOIVegb, the Contractor agrees to carry out the transit operations vvork on the underlyfrig contract j pliance with terirs and conditions determined by the US. Secretary of Labor to be fair arid equitable to protect the interests of employrew employed In 'this ccribract and to net the ernployee protective 'requirements of 49 1.153C § A 533(b.), and US. 1201, guklelines ;at 2 CF R 17°'art. 2115., .artdany amendments thereto. These terms and c•ondinons. identified in the letter a certification from the U.S. DAL to FTA applicable to the :FTA. Recipient's prOject from which :Federa l. assistance is provided to support wort on the Fmlerally Required and other Model Contract balms 23 u.nderlyin g contact The. Gantractor agre.es carry out that work in rrk phance with the nditions stated in that U.S. DOL letter. The requirements of this subsection (1), however, do not apply to any contract financed with Federal assistance provided by FTA either for projects for elderly individuals and individuals with disabilities authorized by 49 1..r.st..'" § 5310(a)(2), or for projects for nonurbanized areas authorized by 49 . USC § 5311 41terrtate provisions tor those projects ere set fczth in subsections (b) and (c) of tlds. clause. (b) Transit Employee Protective Requirements for Projects Aufnerilled by 49 ir-C 5310(a)-(2) for Elderly Individuals .and Individuals with Disabilities - lf the contract involves transit pathms financed in whole or in part with Federal assistance authorimed by 49 USC 53.10(a)(2). arid if the. US.. Secretary of Transportation has determined or determines in the future that the onpioyee • protective ret.iuirer-nents of 49 US"; § 5333(b) are memory or appropriate for the state and the public:: t*dy subrecipientior which work is performed on the underlying contract the Contra-or agrees to carry out the Project in compliance with the terms raid conditions determined by th e U.S. SKretary of UNA- to :meet the requirements of 49 USC 533(b),. U.S. DOL guldelines a 29 CFR Part 215, and anyamendmen thezeto, 'These terms athi conditions are identified in the U.S, DOL 's letter of certification to PTA, the date of 'which is set forth Grant Agee nt or Cooperative Agree. merit With the state, The Contractor agrees to perforth transit operations- in coraiectio.nwith the underlying contract in Compliance with the conditiOns stated in th at US. TEL letter. Transit Employee Protective Requirements' for Projects ,AtithoriZed by 49 TJSC S 5311 Nowarbanized Areas - :if the contract involves transit operations financed in whole or in part with Federal - assistance . authorized by 49 WC S-53 the Contractor agrees to comply with the taTIIS and Conditions of the Special Warranty kr the Norearbanized Area 'Program agreed to by the ids, Secretaries of Transportation and Labor, dated May 31, 1979 and the proceditre_ s.. implemented. b US, DOL or any revision. thereto. (2) The Contra to . ..also agrees to includde the any applicable requirements in each subcontract involving transit operafions financed in whole or in part with Federal assistance provided by FTA. . . . 19. DISADVANTAGED BUS3INIESS ENTERP-RISE (DE) 49 CFR Part 26 Applicability, to Corth:acts DEE provisions only apply to eTi DOT-assisted cot Disadvantaged Blisiness Enterprise Preivision The Federal Fia1Yr goai has been set by cit P. Arthur in .2:11 attempt to omit fatiected pairernen Wfth available qualified disadvantaged busiuk City of Port ,krtlrues goals for "budgeted service contracts, bus parts, and other mate and piies for Disadvantag Business Enterprises have be e:blished. by City ol Pi:At Arthur as set forth by the Department of Transportation Regydaticms 49 CFR Part I'S. March ,S1.,1.98(), and amended by Sec. -.lion 1060 .of the- Surface Itarisportablon Asthsitztme Act 2f 19 87, and is- , 07 , 1):Sidered - pert-Ina:a to arty CrintraCt Agreem:zent: resuleakta fro girt request for prewysal. • .Federally Reqpireii and other Model Contract Cause s • 24 If a specific DBE goal is assigned to this . Ctintract Agreement it be dearly stated . in. ele Special Specifications, aid if the Contractor is found. .0 have failed to exert sufficient reasonable, and good faith effon s. to involve DBE's in the work provided, Qty of - Port Arthur may declare the Contractor non•complaint - end in breaCh of Contract Agreement If a goal is not 61 ir the Spial. Specificatims, it - will be understood that no specific goal is a,_igried to this • Contract Agreement (a.) Polky It is the poky of the Department o Transportabon arid City 4 Port A.rthur that Disadvantaged Business E rpties a defined in 49 CPR Part 26, and as amended in Secdon 106(c) 4 the Surface Transnortation. and Uniform Relccadon Assistance At .4197, Shall have the inaximinn opportunity to participate in the performance 4 C.,onb.'act Agmemeni fulaweti whole o n pit w.th fede.ral funds under this Contract Agreement. Coriswrrentit", the DBE requirements of 49 C. Part 26 and Section 106(e') of the STUR AA •of1987, apply to this Contract Agreement Tht2Contractor agrees to ensure that DEE's as defined in 49 CFR :Part: 26 and Smtion.105(c) of the Tr of 1987, haw the maximum opportunity to participat* . in the whde or in part with federal funds provided under thisContract .Agreement In this regard, the Contractor Shall take ell necessary and reasonable Steps in a with the regulations to ensure that DBE's have the maximum opportunity to compete for and perform sirlicontracts, The Co shall not discrnate on the basis of race, color, na...oriai on, religion, sex, age or physical - handicap in the award and performance of subcoritacts. • . It is further th polity of City' of NO Arthur to protriote the development and incise the participation of businesses owned arid oxitholled by ilisaclvaritaged. DE ifINItilVerrient in all phases of tity o Port Arthur'S procuternerit activities itencouraged. (0) DBE Obligation - The Contractor end its sulx.tontractors agree toensure that diSadvantaged buSinw.es ha Ve !die maximum opporninity to partidpatein the perfeamance. of coredacts and . sylKontracts financed. in whole or in part with fe.deral funds provided under the Contract Agreement In that regard ell !Contractors and subcontractors Shall !take ail necessary and reas-onable step in accordance with 49 CPR Part 26 as amended. tx..t SLIT Mat n*0:1* blaSitheSS enterprises have the maximum opportunity to compt. kir end perfonit contracts (tl" Were the Contracwr is found. to have failed to exert sufficient reasonable and good Wilt eff..Irts to 't-itrolve DBE's in. the woll providI, the oty of Port Arthur may d.feclaz.e the Contractm end in •bath of Cor.itract 0,) The, Contract:Yr 'will keep iv. rir4 documents for a Ieasonable time fz..1111owing perforranc e. el this C.:on:II Agreement to indicate ctmpaance With Cy 4 Pt Althur's DBE przvarii. Th *cods and drits will be made aVailable et reasonable times emd places for imsrAction t thcirized . representative of•City of Pert Arthiz nd w b Slibmitted to Oty of Pmt At thltir Uprin Teglit;St, City of Port Arthur will provide: affiimative as-sistance as may be reasonable and tw:c to a;ssist the prime Cantra1/4 inirilerrtesang theiT i DBE participation. 'The assistance may in:dude the kith upon request • f. Federally "Required and other :1■41 Contract Clauses 25 *Identification of qualified DBE Available lisdng ( Minority Assistance .Agencies * Holdirtg bid conferences to -emphasize requirements • I 2. DBE Pv.wasi Definitions, as used_ in the . Contratt. Aigreeinent: (a) Disadvantaged business "means • small business k i. With is at least pw.-:ent owned by me or Leroiti sncia.tly and economically disadvantaged individual% or, in. the case of any publicly owned business,, at is 51 percent of the stock of which is owned bT me or more socially and. &ow...Kn disadvantaged individuals.; and Who,se InartarArtextt and dailr 1.vasines...s operations .are controlled by t..)rte or tnctre t.)f the vtrially and etnnornically disadvantaged individuals w1' own it or Which is et least 1 percent owned by one or wrote vronten m in the c of any. publicly owned business, at least 5t% of . the stock of *Mai is owned by one. or more - women individuals; and iv. Wt se ma.nagernent and 4aily buiinet3s merations are controlled by one or :more women individuals who own it. (b) businis concern means a small bars ;t defined by Sectio.ri of the Small Act arid Appatilix This se.c.tion is developed to relied the new -- tuUt in 4 .9 CF] . Par-t 26.• 29, STATE AND LAL LAW DISC. • Appficability to 'Contracts 'nits diselairrter :applies to all carittrac... • Now Down The i':? has - un:lir.-4ted Bow down. • Model Clause/ Language VIA. has developed th following language.. State and Local Law D:L..s :claimer -- The use :(AI irtaiw of the suggested clauses Are .not. governed by federal low, 'bat ATe. si.gnifkan8y ,Afected. by :E.;tate taw.. Th e language --t3f the suggested , c - lause,s • may need to be ITZOCtifikd , tiepnAding on state law..„ artd that before the suggested tlause..8 are